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Audit - 2003 COMPREHENSIVE ANNUAL FINANCIAL REPORT OF CITY OF SALINA, KANSAS 300 West Ash Street P.O. Box 736 Salina, Kansas 67402-0736 For the Fiscal Year Ended December 31, 2003 Prepared by Department of Finance and Administration of City of Salina, Kansas This page intentionally left blank. CITY OF SALINA, KANSAS Comprehensive Annual Financial Report For the year ended December 31, 2003 TABLE OF CONTENTS Paqe INTRODUCTORY SECTION Letter of Transmittal i-v GFOA Certificate of Achievement for Excellence in Financial Reporting vi Organizational Chart vii List of Principal Officials viii FINANCIAL SECTION Independent Auditor's Report on the Basic Financial Statements 1 - 2 Management's Discussion and Analysis 3 -14 Basic Financial Statements: Government-wide Financial Statements Statement of Net Assets 15 Statement of Activities 16 Fund Financial Statements Balance Sheet - Governmental Funds 17 Reconciliation of the Total Governmental Fund Balance to Net Assets of Governmental Activities 18 Statement of Revenues, Expenditures, and Changes in Fund Balance - Governmental Funds 19 Reconciliation of the Governmental Funds Statement of Revenues, Expenditures And Changes in Fund Balances with the Government Wide Statement of Activities 20 Statement of Net Assets - Proprietary Funds 21 Statement of Revenues, Expenses, and Changes in Fund Net Assets - Proprietary Funds 22 Statement of Cash Flows - Proprietary Funds 23 - 24 Statement of Assets and Liabilities 25 Notes to the Basic Financial Statements 26 - 50 CITY OF SALINA, KANSAS Comprehensive Annual Financial Report For the year ended December 31, 2003 TABLE OF CONTENTS - CONTINUED Paqe FINANCIAL SECTION - CONTINUED Required Supplementary Information Schedules of Revenues, Expenditures and Changes in Fund Balance Budget and Actual (Non-GAAP Basis) General Fund Employee Benefit Fund Flood and Drainage Improvement Fund Tourism and Convention Fund Special Gas Fund Bicentennial Center Fund 51 - 53 54 - 55 56 57 58 59 Combining Statements and Individual Fund Schedules Combining Statements - Nonmajor Funds Fund Descriptions Combining Balance Sheet - Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds Combining Balance Sheet - Nonmajor Special Revenue Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Special Revenue Funds Combining Balance Sheet - Nonmajor Permanent Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Permanent Funds 60 - 61 62 63 64 - 65 66 - 67 68 69 Individual Fund Schedules of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual (Non-GAAP Basis): Business Improvement District Fund Neighborhood Park Fund Special Parks and Recreation Fund Special Alcohol Fund Fair Housing Fund Debt Service Fund Solid Waste Disposal Fund Water and Sewer Fund Sanitation Fund Golf Course Division Fund Risk Management Fund Workers' Compensation Fund Health Insurance Fund Central Garage Fund Computer Technology Fund 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 CITY OF SALINA, KANSAS Comprehensive Annual Financial Report For the year ended December 31,2003 TABLE OF CONTENTS - CONTINUED FINANCIAL SECTION - CONTINUED Internal Service Fund Descriptions Combining Statement of Net Assets - Internal Service Funds Combining Statement of Revenues, Expenses, and Changes in Net Assets - Internal Service Funds Combining Statement of Cash Flows - Internal Service Funds Fiduciary Fund Descriptions - Agency Funds Combining Balance Sheet - Agency Funds Combining Statement of Changes in Fiduciary Net Assets - Agency Funds GOVERNMENTAL AUDIT SECTION Independent Auditor's Report on Compliance and on Internal Control Over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with "Government Auditing Standards" STATISTICAL SECTION General Governmental Expenditures by Function - Last Ten Years General Governmental Revenues by Source - Last Ten Years General Governmental Tax Revenues by Source - Last Ten Years Property Tax Levies and Collections - Last Ten Years Assessed and Estimated Actual Value of Property - Last Ten Years Principal Taxpayers Property Tax Rates - Direct and Overlapping Governments Special Assessments Billings and Collections Computation of Legal Debt Margin Ratio of Net General Obligation Bonded Debt to Assessed Value and Net General Obligation Bonded Debt Per Capita Paqe 85 86 87 88 - 89 90 91 92 93 Table 94 2 95 3 96 4 97 5 98 6 99 7 100 8 101 9 102 10 103 CITY OF SALINA, KANSAS Comprehensive Annual Financial Report For the year ended December 31, 2003 TABLE OF CONTENTS - CONTINUED STATISTICAL SECTION - CONTINUED Ratio of Annual Debt Service Expenditures for General Obligation Bonded Debt to Total General Governmental Expenditures Computation of Direct and Overlapping Debt Revenue Bond Coverage - Water and Sewer Fund Property Value and Construction Demographic Analysis Enterprise Fund Operating Position History Table Paqe 11 104 12 105 13 106 14 107 15 108 16 109 INTRODUCTORY SECTION This page left blank intentionally. DEPARTMENT OF FINANCE AND ADMINISTRATION Rodney Franz, Director 300 West Ash, P.O. Box 736 Salina, Kansas 67402-0736 City of !:i Salina TELEPHONE (785) 309-5735 FAX (785) 309-5738 TDD (785) 309-5747 E-MAIL rod.franz@salina.org Website: www.cLsalina.ks.us July 25, 2004 To the Citizens of the City of Salina, Kansas: The Comprehensive Annual Financial Report of the City of Salina, Kansas (the "City") for the year ended December 31, 2003, is hereby submitted. The City's Finance Department prepared the report. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of all various funds and account groups of the City. We believe that all disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. Report Format In 1999, the Governmental Accounting Standards Board issued authoritative guidance regarding the preparation and presentation of annual financial statement by State and Local Governments. 2003 is the first year in which the City is required to comply. As a result, the statements this year are somewhat different in appearance than in previous years. The Comprehensive Annual Financial Report is presented in three sections: Introductory, Financial and Statistical. The introductory section includes a description of the City, including services provided, and explanation of the City's accounting system and budgetary controls, and a brief discussion of the City's economic condition and outlook. The City's organizational chart is also included to assist the reader in understanding the structure of the City. The financial section includes the Independent auditor's report, Management's discussion & analysis, Government wide financial statements, Fund financial statements, Notes to the financial statements, and Individual and combining statements and schedules. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. The reader is specifically directed to Management's Discussion and Analysis (MD&A) which immediately follows the independent auditor's report. MD&A provides a narrative explanation and overview of significant features and trends reflected by data in the financial statements. Accounting Systems and Internal Controls A critical part of the control system is the City's comprehensive Budgetary and Financial Policies, which establish guidelines for budgetary and financial practices. The Budgetary and Financial Policies are reviewed by the City Commission and updated each year as a part of the budget process. City staff is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits require estimates and judgment by management. The objective of budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City Commission. The legal level of budgetary control is maintained at the Fund level, in accordance with State Statutes. However, management control is maintained at the department level. The City uses an encumbrance accounting system, in which estimated purchase amounts are recorded prior to the release of purchase orders to vendors. Open encumbrances are reported as reservations of fund balance at December 31,2002 in the general fund and the special revenue funds. Various internal compliance procedures are implemented to insure proper implementation of the budget as well as to maintain a degree of accountability for both revenues and expenditures. Independent Audit Kansas Statutes Annotated 75-1122 requires an annual audit of the books of account, financial records and transactions of all administrative departments of the City by independent certified public accountants selected by the City Commission. This requirement has been complied with and the auditor's opinion has been included in this report. Profile of the Community The Town of Salina was organized in 1858 under the Town and Village Act in the State of Kansas, and became a City of the First Class on July 9, 1920. The City has had a Commission-City Manager form of government since 1921. The Commission is comprised of five members elected at large. Each year the commission chooses one member to act as Mayor. The City Manager is appointed by the Commission, and acts as it's primary agent in accordance with state statute. Other city officers and employees are appointed by the City Manager. The current population of the City is 45,969. The reporting entity includes the City of Salina as well as two discretely presented component units, both proprietary fund types. The Salina Airport Authority operates the Salina Municipal Airport and Airport Industrial Center, and the Salina Housing Authority administers public housing programs within the City of Salina. In addition, the City of Salina participates in two joint ventures with Saline County, the Salina - Saline County Board of Health and the City-County Building Authority. This report includes all funds and account groups of the City. The City provides a full range of services including police and fire protection, development services, construction and maintenance of streets, drainage facilities and other infrastructure; recreational activities and cultural events; emergency medical services and convention facilities. In addition to general government activities, the City also provides water, wastewater, sanitation, and solid waste services; therefore, these activities are included in the reporting entity. Economic Outlook and Strength The City benefits from its location at the junction of Interstate Highways 70 and 135. This convenient location has drawn numerous national and regional companies to open manufacturing or distribution centers in or adjacent to the community. Such companies include Raytheon Aircraft, Pepsi-cola, Exide Battery, Philips Lighting, EIDorado Bus and lock/line. Currently manufacturing, retail trade, and service industries rank as the three primary employers in the City. No single industry is dominant. The City of Salina retains its position near the top of a list of first class cities with respect to 'trade pull factor", ranking 5th (pull factor = 1.53). The pull factor measures the degree to which a city or county area captures retail trade from outside the jurisdiction. A pull factor of greater than 1 indicates that a city is attracting more retail trade from outside the city/county than it is losing to other counties. It is apparent from this that Salina continues to serve as a regional economic hub in 2003. In addition, Saline County continues to rank third in the State Economic Strength index, as outlined by Kansas State University research and extension. The index measures economic prosperity, using wealth, personal income, and employment. ii 2003 represented a time of economic challenges for the community and the nation. Growth in the building industry continued, but at a reduced pace. Value of permits issued fell from $62 million to $46, million, while new commercial permit value dropped from $47 million to $19 million. However, these are still both well within historical ranges. The unemployment rate for the City increased to 4.0% at the close of 2003, considerably below statewide and national rates. The growth activity in the local housing industry continued in 2003. The strong local economy and lower interest rates contributed to this demand. Ninety-one (91) new single-family homes were started in 2003. This is just slightly above the average of the previous 8 years and the greatest number of starts since 1996. As of April 2004, 175 vacant and buildable lots were available within the City of Salina. This is approximately a 2 year supply. This number has been declining since 1997, when 406 lots were available. During 2003, two new subdivisions were approved and are developing, that will include, when complete, 104 single family lots and one townhome area. Pending subdivisions under review will include a total of 248 additional lots. In addition to single family homes, three significant (172 total living units) multi-family housing complexes were completed in 2003 and early 2004. Major Initiatives The Salina community initiated a major improvement to the educational system in November 1999, when the voters approved a $98,000,000 bond issue to be used for school expansion and construction. Also approved in the same election was an additional ~ cent City sales tax to be used for instructional technology and career educational equipment. Bond issue proceeds have been used to construct a new middle school (now complete), replacing a structure built in 1912. In addition, expansions and improvements are completed or substantially underway at both high schools, at South Middle School, and at the Elementary Schools. The project continued to make significant progress through 2003. The tax for this purpose is scheduled to sunset June 30, 2004. From project inception through the end of 2003, the City has transferred a total of $ 9,909,867 in sales tax proceeds to U.S.D. 305 for use in the technology project. In March, 2004, voters elected to extend the ~ cent tax until June 30, 2010. Eighty-five percent (85%) of the tax is to be used for capital improvements, tax stabilization, and human services. The remaining 15% is to be used for economic development programs. A $4.5 million project to construct an interchange at Waterwell Road and 1-135 has been contracted by the State of Kansas. This is a cooperative City-County-State Project, with the City of Salina share projected at $950,000. Saline County will contribute $365,000, with the State of Kansas picking up the balance of the project as part of a major economic development program. This interchange provides direct service to the South Ninth Street Industrial Area as well as the Airport Industrial Center. Completion is anticipated in 2004. In 2001, the City progressed towards another major transportation objective with the announcement of a grant to construct a railroad overpass on North Ohio Street, a major arterial and entryway to the city. The State of Kansas will contribute $12,000,000 towards the $18,000,000 project, with the City of Salina and the railroad paying the remaining portion. The project will eliminate four tracks and bridge six additional tracks, providing significant traffic safety enhancements as well as improving access to the City from Interstate 70. During 2003 progress continued on the project. This project is scheduled to be bid in 2005 and completed in late 2007. Major improvements to the Water Treatment Plant were initiated in 1998 to increase treatment capability and efficiency, and to address a groundwater contamination issue in Central Salina. This groundwater redemption project brought the City into full completion of a state compliance agreement, eliminating any economic impacts related to groundwater issues. Cost for the plant improvements was $5,500,000. Approximately $1,800,000 in grant funds from the State of Kansas assisted in construction. The balance of the cost is financed by a 20-year low interest loan from the State of Kansas. A second phase of the project has been initiated, at an additional estimated cost of $4,000,000, also financed by a 20 year loan. This phase of the project will replace and expand the clarifiers, provide a new lab facility, as well as an administration building. This project was completed in 2003. Solid Waste disposal is becoming a stable operation, with 80,000 to 90,000 tons being disposed of each year. The community remains committed to recycling and resource conservation, with several initiatives that began in 1997, including a yard waste recycling and composting program in addition to continuing a mulching mower rebate program. The community currently has about 4,700 yard carts placed to encourage recycling of yard waste as an alternative to disposal. 2003 saw the initiation of a Pilot residential recycling program. This program involves 968 households, and will continue until June, 2005, at which time results will be evaluated and a decision made as to the expansion of the program to the rest of the community. iii Capital Improvement Planning The City's Capital Improvement Plan (CIP) consists of two components. One component consists of "routine" capital-including vehicle and equipment replacement, technology replacement, building repair and improvement, routine pavement maintenance activity, utility system enhancements and similar items. The amount of funding for these projects may fluctuate based on needs and funding availability, however, planned amounts are allocated over a multi-year period. Source of funding for routine capital is current cash resources from the fund appropriate to the nature of the purchase. The second component of the CIP includes major projects that typically require issuance of bonds or notes, although these projects may also be supplemented with available cash and grant financing. The plan is updated each year after an extensive evaluation of the demands on future financial resources. The Capital Improvement program is scheduled for a major revision as the result of the sales tax to be used for that purpose. Construction Initiated*: Routine Capital (All Funds) Major Projects: General Fund Sales Tax* Flood and Drainage Fund Special Park Fund Gas Tax Fund Solid Waste Fund Water & Wastewater Fund General Obligation Bonds Revenue Bonds Other Sources Total $ 2005 2006 2007 2008 2009 5,136,750 $ 3,400,000 $ 5,000,000 $ 4,000,000 $ 4,000,000 $ 200,000 $ 120,000 $ 1,873,350 $ 7,769,000 $ 2,000,000 $ 3,000,000 $ $ 15,329,500 $ 30,428,600 $ 3,400,000 $ 7,000,000 $ 7,000,000 $ 4,000,000 *The year a project is scheduled reflects the year that construction is initiated. Preliminary work (design, acquisition) may precede this date by one or more years, and permanent financing may not occur until one (or more years depending on project magnitude) subsequent to this date. Financial Policies The City has adopted a formal set of Budgetary and Financial Policies, addressing such items as fund balances, capital improvements, operating budgets, long term debt management, accounting, auditing and financial reporting, revenues, cash management and investments. Financial policies contribute to financial stability by: 1. Providing consistent guidance in decision making 2. Establishing appropriate levels of fund balances 3. Governing the use of one time or unanticipated resources 4. Providing a multi-year capital improvements process 5. Establishing responsibilities and deadlines for budget preparation 6. Providing for a balanced annual operating budget 7. Providing guidelines on the use of debt, including appropriate purposes and terms 8. Provide a linkage between capital improvement scheduling and long term debt management planning 9. Require annual audits and financial reporting in conformance with Generally Accepted Accounting Procedures 10. Require timely and regular interim financial reporting to the Governing body 11. Insure the safety of cash and near cash resources (timely collection of Accounts Receivable, etc.). A wards The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Salina for its Comprehensive Annual Financial Report (CAFR) for the fiscal year ended December 31,2002. The Certificate of Achievement is a prestigious national award recognizing conformance with the highest standards for preparation of state and local government financial reports. IV In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. The CAFR must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for one year only. We believe our current report continues to conform to Certificate of Achievement program requirements, and we are submitting it to GFOA. Acknowledgments The preparation of the Comprehensive Annual Financial Report was made possible by the dedicated, professional advice and effort of the Lowenthal, Singleton, Webb, and Wilson auditing team. A special thank you needs to be given to Valerie Gebhardt, City Accountant, who is responsible for much of the data assembly and reconciliation, and to Penny Day, Account Clerk III, who has been largely responsible for document assembly and production. Finally, preparation of this report would not have been possible without the support of the City Commission. Sincerely, C<2-,M~ Dennis M. Kissinger ... City Manager v Certificate of Achievement for Excellence in Financial Reporting Presented to City of Salina, Kansas For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2002 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ~ President ~/~ Executive Director ( City of salina) Development Services Coordination Building Services Planning & Development Dean Andrew Risk Management Human Resources Administration General Services Streets Flood Works Traffic Control Central Garage Sanitation Landfill Operations Food & Beverage Business/Ticket Office Engineering Design/Inspection Traffic Utilities Water Treatment & Dist. Wastewater Collect.rrreat. II CITIZENS II CITY COMMISSION MOllte D. Shadwick, Mayor Deborah P. Diville Alall E. Jilka DOllllie D. Marrs Paul G. Webb Deputy City Manager Michael Morgall Assistant City Manager Vacallt Municipal Court Judge Brenda Sloss City Attorney Greg Bengtson * Municipal Court Administration City Prosecutor Jennifer Wyatl Human Relations Kaye Crawford Fire Suppression EMS Codes/Inspection Public Education City Clerk Accounting Utility Accounting Treasurer Museum Arts Education Arts Services River Festival Horizons Grants Program Community Art & Design . Contract Position Patrol Investigations 9 I lICommunications Internal Affairs Swimming Pools Golf Course Neighborhood Centers Parks Recreation Forestry Cemetery Building Maintenance City of Salina, Kansas List of Principal Officials City Commission Monte Shadwick, Mayor Deborah P. Divine, Vice Mayor Alan E. Jilka, Commissioner Donnie D. Marrs, Commissioner Paul G. Webb, Commissioner City Staff Dennis M. Kissinger, City Manager Michael Morgan, Deputy City Manager Rodney Franz, Director of Finance and Administration Jim Hill, Chief of Police Darrell Easton, Fire Chief Shawn O'Leary, Director of Public Works Keith Rawlings, Bicentennial Center Manager Steve Snyder, Parks and Recreation Director Dean Andrew, Planning and Community Development Director John Highkin, Director of Arts and Humanities Kaye Crawford, Human Relations Director Jack Rolfs, Director of Computer Technology Greg Bengston, City Attorney viii FINANCIAL SECTION LOWENTHAL SINGLETON WEBB & WILSON PROFESSIONAL ASSOCIATION David A. Lowenthal, CPA Thomas E. Singleton, CPA Patricia L. Webb, CPA Thomas G. Wilson, CPA Audrey M. Odennann, CPA CERTIFIED PUBLIC ACCOUNTANTS 900 Massachusetts, Suite 301 Lawrence, Kansas 66044-2868 Phone: (785) 749-5050 Fax: (785) 749-5061 E-mail: Iswwcpa@lswwcpa.com Paul M. Borchardt, CPA Grant A. Huddin, CPA Mary A. LeGresley, CPA Members of American Institute and Kansas Society of Certified Public Accountants INDEPENDENT AUDITOR'S REPORT ON THE BASIC FINANCIAL STATEMENTS Mayor and City Commissioners City of Salina, Kansas We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Salina, Kansas, as of and for the year ended December 31, 2003, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express opinions on these financial statements based on our audit. We did not audit the financial statements of the Salina Airport Authority which statements reflect total assets of $28,630,896 as of December 31, 2003 and total revenues of $2,938,670 for the year then ended, and the Housing Authority of the City of Salina which statements reflect total assets of $7,330,972 as of June 30, 2003 and total revenues of $2,070,258 for the year then ended, which are discretely presented component units in the accompanying financial statements. Those financial statements were audited by other auditors whose reports thereon have been furnished to us, and our opinion, insofar as it relates to the amounts included for the Salina Airport Authority and the Housing Authority of the City of Salina, is based solely on the reports of the other auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in "Government Auditing Standards," issued by the Comptroller General of the United States; and the "Kansas Municipal Audit Guide." Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the basic financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall basic financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, based on our audit and the report of other auditors, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business- type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Salina, Kansas, at December 31, 2003, and the respective changes in financial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note 3, the City has implemented a new financial reporting model, as required by the provisions of GASB Statement No. 34, Basic Financial Statements-and Management's Discussion and Analysis-for State and Local Governments, as of December 31, 2003. In accordance with "Government Auditing Standards," we have also issued a report dated May 14, 2004, on our consideration of the City's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts, and grants. That report is an integral part of an audit performed in accordance with "Government Auditing Standards" and should be read in conjunction with this report in considering the results of our audit. The management's discussion and analysis on pages 3 through 14 are not a required part of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was made for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements, and statistical tables as listed in the table of contents are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements have been subjected to the auditing procedures applied in our audit of the basic financial statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial statements taken as a whole. We did not audit the data included in the introductory and statistical sections of this report and therefore, we express no opinion thereon. d~/.k~J ~OI-~ Professional Association May 14, 2004 2 This page left blank intentionally. Management Discussion and Analysis This section of the report contains an overview and analysis of the City of Salina's financial statements for the fiscal year ended December 31,2003. The information contained here, as well as the information contained in the letter of transmittal, are intended to provide the reader of the financial statements with a well rounded picture of the City's financial condition. Financial Highlights . Net Assets increased by $1,036,587 . Completed a major re-inventory and re-valuation of City assets. . Faced revenue challenges, including a decline in Sales Tax revenues, and the loss of State Demand Transfers . Health Insurance costs increase substantially . Implemented cost reduction programs for operating capital, salaries, and other operating expenses . On the whole, fund balances maintained at a relatively stable level . In a subsequent event, the voters approved the extension of a .25% sales tax for 6 years, purposed for Capital Investment, Tax stabilization, Economic Development and Human Services. The Basic Financial Statements The basic financial statements of the City include the government-wide financial statements and the fund financial statements. The notes to the financial statements follow the basic financial statements, and are essential for the reader's understanding of the financial statements. Other supplementary information, including the combining schedules for non-major funds and the budgetary comparison reports, are at the end of this report to provide additional information for the reader. Government-wide Financial Statements The government-wide financial statements present the results of the City's operations using the accrual basis of accounting, the same basis as is used by private sector businesses. These statements focus on the long-term financial picture of the City as a whole The Statement of Net Assets reports all of the City's assets and liabilities. Net assets, the difference between assets and liabilities, are an important measure of the City's overall financial health. Net assets represent the total accumulated and unused resources available to the City for the purpose of providing services. Over time, the increases and decreases in net assets can be monitored to determine if the City's financial position is improving or deteriorating. The Statement of Activities shows how the net assets have changed during the fiscal year. One unique feature of this statement is how it shows the revenues and expenses related to specific programs and how much of those programs were supported by the general taxes of the City. Since this statement is prepared on the accrual basis of accounting, all revenues and expenses are included, regardless of when cash is actually received. Both statements show the operations of the City broken down between governmental and business type activities. Governmental activities are the operations of the City generally supported by taxes, such as Public Safety (Police, Fire, and EMS), Public Works, Public Health, and Culture & Recreation. Business-type Activities are operations of the City that are intended to recover a significant portion of their costs through user fees and charges. These include Water and Sewer, Refuse collection, the Golf Course, and operation of the City Solid Waste Facility. The government-wide financial statements include the Salina Airport Authority and Salina Housing Authority as discretely presented component units of the City. Note 1, item A in the Notes to the Financial Statements provide a more complete explanation of the relationship between these entities and the City of Salina. 3 Fund financial Statements The City uses three types of funds to manage its resources: governmental funds, proprietary funds, and fiduciary funds. A fund is a fiscal entity with a set of self-balancing accounts recording financial resources together with all related liabilities and residual equities and balances, and the changes therein. These accounting entities are separated for the purpose of carrying on specific activities or attaining certain objectives in accordance with regulations, restrictions, or limitations. Governmental fund financial statements are prepared on a modified accrual basis. Under this basis, revenues are recognized when they become measurable and available, and expenditures are recognized when the related fund liability is incurred with the exception of long term debt and similar items which are recorded when due. The focus is on the short-term financial picture of the operations of the individual fund, rather than long-term citywide view provided by the government-wide statements. Major Governmental Funds are presented in individual columns, while Non-major Governmental Funds are aggregated into an "Other Governmental Funds column. A combining statement for the Non-major funds is presented as supplementary information in the back of the report. The information presented in these statements can be compared to the governmental activities information in the government-wide statements. The reconciliation at the end of the fund financial statements details the relationship between the two types of financial statements. Proprietary funds fall into two categories: enterprise funds and internal service funds. All proprietary funds are prepared on the accrual basis of accounting, and are used to account for business-type activities. Enterprise fund statements present the same information that is in the government-wide statements for business-type activities, but in greater detail. The City of Salina currently operates four enterprise funds: Sanitation Disposal, Solid Waste, Golf Course, and Water and Sewer. Internal Service funds are used to account for the cost of operations shared by various departments of the City. The city operates five internal service funds. Three of these are for self-insurance activity: Risk Management, Workers Compensation Reserve, and Health Insurance. The remaining two account for our Information Services activity and for the Central Garage operation. A combining statement for these internal service funds can be found in the supplementary information following the notes to the financial statements. Fiduciary funds are used by the City to account for resources held by the City for a third party. Agency funds are a special class of Fiduciary Fund in which liabilities always equal assets, and thus there are no net assets. The City of Salina operates seven Agency funds. Schedules for these funds may be viewed in the supplementary section of this report. Permanent Funds are used to report resources that are legally restricted to the extent that only earnings, not principal, may be used. Permanent funds operated by the City include the Citizenship Trust, Cemetery and Mausoleum Endowments, and the Tri-centennial Commission fund. Notes to the Financial Statements The notes to the financial statements are an integral part of the basic financial statements since they contain valuable additional information necessary for gaining a complete understanding of the City's financial statements. Other Information In addition to the basic financial statements and the notes described above, this report also presents the general fund and major special revenue fund's budgetary statements as required supplementary information directly following the notes to the basic financial statements. The combining statements for the non-major funds are shown after the required supplementary information. Finally, the statistical section includes selected statistical data about the City's operations and economy. The City as a Whole Because this is the first year to report government-wide activities on an accrual basis, comparison to prior year results is not possible for all data. In subsequent years, this section will identify, discuss, and 4 analyze significant differences and trends that will enhance the reader's understanding of the City's financial position. Tax Base and Economy The City of Salina relies on three major groups of revenues to support it's operations. Each of these revenue streams has a different revenue base. In declining order of magnitude, they are charges for service, sales taxes, and property taxes. Sales taxes and property taxes apply primarily to Governmental Activities, while charges for services apply to both Governmental (32%) and Business- type (68%) activities Charqes for Services account for about 48% ($25,485,528) of the City's revenue stream. Charges for Service depend on both the rate that is set for the activity, as well as the volume of services provided. The following table illustrates service volume and rate adjustments for some of the more significant services for the year ending December 31, 2003. Description Monthly Ave Water Accounts Billed Water Metered (In Billion Gallons) Sanitation Customers Golf Rounds (18 Hole) Golf Rounds (Par 3) Golf Annual Memberships Solid Waste Tonnage Building Permits Issued Building Permit Value ($ Millions) 2002 Volume 19,304 2.277 13,817 40,530 6,620 289 82,788 776 62 $ $ 2003 Volume 19,366 2.101 13,954 38,485 5,823 293 88,393 668 46 Change Rate Comments 62 No change in Water -0.176 or Sewer Rates. 137 Rate increase by 2% (2,045) (797) No change to Golf fees 4 5,605 No Change (108) No Change $ (16) Golf activity shows a significant decline (6%) in rounds, while annual memberships increased slightly. Solid Waste tonnage shows a significant increase (6.8%), due to the implementation of a disposal contract with the McPherson County Solid Waste Authority. Sales taxes are the next largest component of the revenue mix, providing 22% ($12,026,714) of the total revenues. The City receives a .75% City-wide sales tax, and also a portion of the County-wide 1 % sales tax. One-third (.25%) of the City-wide sales tax is required to be used for educational technology. The remaining .5% along with the City portion of the Countywide tax is available for general purposes. Total revenue from the sales tax in 2003 was $12,026,714, down from $12,257,819 in 2002. This represents a reduction of 1.9%. Three factors affected the sales tax in 2003. First was the general economic downturn, which has affected communities nationwide. It is clear that the level of taxable retail sales declined as a result of general economic conditions. Second, effective July 1, 2003 legislation extended the compensating use tax to local governments. The use tax is a component of the sales tax that applies to purchases made from out-of-state retailers. Based on currently known facts, the addition of the use tax will result in a one-time growth in the tax base of about 5%. Finally, the City was adversely affected by the formula used to distribute the County-wide sales tax among participating jurisdictions (only Cities and the County participate, School and other special districts do not). The formula is based, in part, on the property tax efforts of each jurisdiction. Because the portion of the overlapping levy attributable to the City of Salina was reduced for 2003, the City's allocated portion of the County-wide sales tax was reduced from 64.1 % in 2002 to 62.9% in 2003. This is equivalent to a reduction of approximately $104,000 in revenue from 2002 to 2003. The .25% sales tax dedicated to education technology is scheduled to sunset June 30, 2004. In a subsequent event, on March 16, 2004, Salina voters approved the extension of the .25% tax purposed 5 for Capital Investment, Economic Development, Human Services, and Tax Stabilization. The extended tax is to sunset June 30,2010. The tax will produce, at 2003 levels, about $2,000,000 per year. Propertv Taxes are the third major component of the revenue mix, accounting for 16% ($8,802,558) of total revenues. Property taxes consist of two components: Real estate and personal property taxes which are determined by the mill levy set by the city and the assessed value of the property; and motor vehicle taxes, which are established by a countywide average tax rate, and the assessed value of the vehicle. The table below summarizes the comparative property assessed values and tax levy rates: 2003 2002 Change Real Estate and Personal Property Assessed Valuation 328,593,726 317,134,605 11,459,121 City Mill Levy ($ per $1,000) Operating (General Fund, Employee Benefits, Flood and Drainage Fund) 18.581 18.561 0.020 Debt Service Millage 5.511 5.657 (0.146) Total City Levy Rate 24.092 24.218 (0.126) Total Overlapping Levy 116.817 125.792 (8.975) Percent of Current Taxes Collected 97.1% 97.5% -0.4% Ratio of Total Taxes (including delinquent tax collections) to Taxes Levied 99.4% 99.9% -0.5% Motor Vehicle Valuation 46,679,292 45,965,839 713,453 County Wide Average Vehicle Tax Rate ($ per $1,000) 90.949 80.820 10.129 * Detailed Information on the overlapping levy is available in Statistical Table 7, on page 100. Real estate and personal property assessed value grew by 3.6%. The total City mill levy was reduced by .5%., while the overlapping levy was reduced by nearly 9%. The reduction in the overlapping levy was due to Unified School District 305 (10.794 mills) and the City of Salina (.126 mills). Other jurisdictions had mill levy increases. Tax delinquency increased slightly, but is still at relatively low levels. Motor Vehicle value increased by $713,453 (1.55%), while the rate applied for motor vehicles increased by 10.129 mills (12.5%). Motor vehicle taxes are distributed based on a formula using prior years tax effort (similar to the Countywide Sales Tax Distribution). The unemployment rate in Saline County increased slightly from 3.6% in 2002 to 4.0% in 2003, reflecting general economic conditions. This is still below the statewide and national unemployment rate. The total labor force increased slightly. In 2003, the top ten property taxpayers accounted for 11.3% of total assessed value. This is slightly more concentrated than last year (at 11.2%) but slightly less concentrated that 1994 (13.1 %). 6 Statement of Net Assets Net assets may, over time, provide an indicator of a government's financial position. In the case of the City of Salina, net assets exceeded liabilities by $143,946,529 at December 31,2003. The largest segment of the City's net assets (83%) reflects its investment in capital assets (land, buildings, streets and drainage facilities, utility plant, vehicles, equipment, etc.), less any debt used to acquire those assets that is still outstanding. These assets are used to provide services to citizens. As a result, resources required to retire related debt can not come from liquidation of the asset. Such resources generally must be provided from other sources, such as future taxes or user charges. A condensed version of the Statement of Net Assets at December 31, 2003 follows: Governmental Business Type Total Primary Activities Activities Government Percentage Cash and Investments $ 15,106,699 $ 12,118,624 $ 27,225,323 14% Other Current Assets $ 1,989,001 $ 2,415,903 $ 4,404,904 2% Noncurrent (Capital) Assets $ 107,366,408 $ 58,658,292 $ 166,024,700 84% Total Assets $ 124,428,685 $ 73,192,819 $ 197,654,927 100% Current Liabilities $ 3,988,773 $ 2,365,996 $ 6,354,769 12% Long-Term Liabilities $ 24,835,079 $ 22,518,550 $ 47,353,629 88% Total Liabilities $ 28,823,852 $ 24,884,546 $ 53,708,373 100% Net Assets: I nvested in capital assets, net of related debt $ 82,312,099 $ 36,598,724 $ 118,910,823 83% Restricted for Debt Service $ 1,584,330 $ $ 1,584,330 1% Unrestricted $ 11 ,741 ,827 $ 11,709,549 $ 23,451,376 16% Total Net Assets $ 95,638,256 $ 48,308,273 $ 143,946,529 100% Percent of Total Assets 66% 34% 100% Quick Ratio 3.79 5.12 4.28 A small portion of net assets (1 %) is restricted for debt service. The remainder of net assets (16%) may be used to meet the City's obligations to citizens and creditors. The quick ratio indicates that the City has enough liquidity to retire current liabilities approximately 4 times. During the year ended December 31, 2003, there were several significant events that changed the balance of net assets. Governmental Activities. During 2003, the City of Salina performed a comprehensive re-inventory and re-valuation of capital assets, including general government infrastructure that had not been previously reported. In addition, capitalization policies were changed, and the estimated useful lives of various classes of assets were evaluated and adjusted. The result was an increase (after depreciation) in reported Governmental Activity fixed assets of $72,906,546. The largest portion of this increase was in infrastructure assets. Business-type Activities: Likewise, the re-inventory of capital assets resulted in changes to the capital assets in business-type activities, although lesser in magnitude than in the Governmental activities. The value (net of depreciation) of assets associated with business type activities decreased by $2,249,451. 7 Statement of Activities A condensed statement of activities is shown below. As with the Statement of Net Assets, in future years this will show a comparison to prior years. Governmental B usiness- Type Total Primary Percent of Activities Activities Government Total Program Revenues: Charges for Services $ 8,427,241 $ 17,058,287 $ 25,485,528 46% Operating Grants and Contributions $ 2,751,185 $ 2,751,185 5% General Revenues: $ 0% Property Taxes $ 8,802,558 $ 8,802,558 16% Sales Taxes $ 12,026,714 $ 12,026,714 22% Other Taxes $ 3,344,866 $ 3,344,866 6% Special Assessments $ 1,447,699 $ 1,447,699 3% Investm ent Revenue $ 331,161 $ 100,963 $ 432,124 1% Other Miscellaneous $ 1,442,364 $ 165,120 $ 1,607,484 3% Transfers (net) $ 79,661 $ (79,661) $ 0% Total Revenues: $ 38,653,449 $ 17,244,709 $ 55,898,158 100% Expenses: General Government $ 6,766,884 $ 6,766,884 12% Public Safety $ 12,636,082 $ 12,636,082 23% Public Works $ 7,895,823 $ 7,895,823 14% Public Health and Sanitation $ 905,985 $ 905,985 2% Culture and Recreation $ 4,657,241 $ 4,657,241 8% Planning and Development $ 4,507,430 $ 4,507,430 8% Solid Waste Disposal $ 2,366,654 $ 2,366,654 4% Water and Sewer $ 11,571,751 $ 11,571,751 21% Sanitation $ 1,682,352 $ 1,682,352 3% Golf Course $ 786,305 $ 786,305 1% Interest on Long Term Debt $ 1,085,064 $ 1,085,064 2% Total Expenses $ 38,454,509 $ 16,407,062 $ 54,861,571 100% Increase in Net Assets $ 198,940 $ 837,647 $ 1,036,587 Net Assets, January 1 $ 96,461,550 $ 487,867,029 $ 142,228,579 Prior Period Adjustment $ (1,022,234) $ (1,296,403) $ (2,318,637) Net Assets, January 1, restated $ 95,439,316 $ 47,470,626 $ 142,909,942 Net Assets December 31 $ 95,604,858 $ 48,308,273 $ 143,913,131 Governmental Activities. Total expenses for Governmental Activities for the year ending December 31, 2003 were $38,454,509 (70% of the City's total expenses). The largest element of Governmental Activity expense was Public Safety, followed by Public Works and General Government expense. General Government includes all those activities that do not clearly fit into another class, including general activities such as City Management or Finance, as well as internal services that the City provides to itself. 3% Governmental Activity Expenses 12% 12% 2% o General Government o Public safety . Public Works EI Public Health & Sanitation . Culture/Recreation lID Planning and Development . Interest 8 Charges for service attributable to Governmental Activities totaled $8,427,241, while operating Grants for those purposes were $2,751,185. The balance of $27,475,023 was funded by general revenues. Sales taxes accounted for $12,026,714 of the general revenues, with property taxes providing $8,802,558. Net assets increased b $198,940 as a result of Governmental Activities. Governmental Activity Source of Funds 4% 5% 7% IffiI Charges for Services . Operating Grants DSales Tax D Property Tax [J Other Taxes . Special Assesments . Other General Revenues Business Tvpe Activities. Total expenses for Business-type Activities for the year were $16,407,062, or 30% of the City's total expense.. The majority of this expense ($11,571,751 is attributable to Water and Sewer operations, with the other activities (Solid Waste Disposal, Sanitation, and Golf Course) costing a combined total of $ 4,835,311. These activities are primarily supported by user charges, with $186,422 coming from general revenues. Net assets increased by $837,647 as a result of Business-type Activity operations. Business-Type Activity Expense 5% 9 III Solid Waste . Water & Sewer o Sanitation o Golf course Fund Financial Analysis Governmental Funds Fund Balances: The table below shows the Governmental Fund balances for major funds for the years ended December 31, 2002 and December 31, 2003. Fund 2003 2002 Change General $ 6,775,543 $ 7,017,910 $ (242,367) Employee Benefits $ 364,888 $ 612,678 $ (247,790) Flood and Drainage $ 372,333 $ 248,664 $ 123,669 Tourism and Convention $ 249,156 $ 203,644 $ 45,512 Special Gas $ 1,542,222 $ 1,272,682 $ 269,540 Bicentennial Center $ 241 ,482 $ 284,498 $ (43,016) Debt Service $ 1,584,330 $ 1,000,030 $ 584,300 Capital Projects $ 2,066,811 $ 494,647 $ 1,572,164 Other Governmental Funds $ 1,202,647 $ 1,161,959 $ 40,688 Total $ 14,399,412 $ 12,296,712 $ 2,102,700 Total Governmental Fund balances increased by $2,102,700. The majority of this increase is attributable to the Capital Projects fund, resulting from the sale of temporary notes during 2003. The significant increase in the Debt Service Fund resulted from an unanticipated reimbursement from the State of Kansas on final audit of a project completed in a prior year. The General Fund balance decreased by $242,367. This is a result of a combination of factors, including the loss of $649,974 in intergovernmental aid from the State of Kansas and a reduction in Sales Tax collections of $231,105. These revenue losses were offset by a reduction in expenditures and other financing uses ($708,022), and by the implementation of a host fee assessed to City Solid Waste activities. Governmental Fund Balances 8000 7000 112003 6000 5000 . 2002 o The Employee Benefits fund also experienced a decline in fund balance, due to increased costs related to the Employee Health plan. The rapid growth in this area will continue to provide funding challenges. 4000 3000 2000 1000 ~ (j) C (j) Cl g:.l!l >-1;::; .2 (j) c.C E (j) wID " o o u: E UI .;:: :J o I- UI .. (j) -.l!l UI ns .! u J! u " Cl C .~ .- (j) C (j) c.._ :J ns tt (j) ns 0 u. 'y C/) () .. .. (j) ai - Q. 0 c. .c C C/) (j) :E c 10 Revenues and Expenditures: The following table shows a comparison of revenues and expenditures (including other sources and uses) for major funds for the years ending December 31, 2002 and 2003. Fund 2003 2002 Change Revenues (Including Other Financing Sources) General $ 22,848,559 $ 23,305,347 $ (456,788) Employee Benefits $ 3,675,967 $ 3,255,040 $ 420,927 Flood and Drainage Improvement $ 367,788 $ 330,105 $ 37,683 Tourism and Convention $ 820,512 $ 769,765 $ 50,747 Special Gas $ 1,579,637 $ 1,529,517 $ 50,120 Bicentennial Center $ 1,269,348 $ 1,337,074 $ (67,726) Debt Service $ 3,764,081 $ 3,262,032 $ 502,049 Capital Projects $ 9,483,879 $ 5,935,708 $ 3,548,171 Other Governmental Funds* $ 1,481,055 $ 1,794,375 $ (313,320) Total Revenues $ 45,290,826 $ 41,518,963 $ 3,771,863 Net of Capital Projects Fund $ 35,806,947 $ 35,583,255 $ 223,692 Expenditures (Including Other Financing Uses) General $ 23,090,201 $ 23,758,562 $ (668,361) Em ployee Benefits $ 3,923,757 $ 3,400,676 $ 523,081 Flood and Drainage Improvement $ 244,119 $ 357,205 $ (113,086) Tourism and Convention $ 775,000 $ 767,728 $ 7,272 Special Gas $ 1,310,097 $ 1,573,170 $ (263,073) Bicentennial Center $ 1,312,364 $ 1,430,599 $ (118,235) Debt Service $ 3,179,781 $ 3,218,646 $ (38,865) Capital Projects $ 7,915,766 $ 4,671,629 $ 3,244,137 Other Governmental Funds* $ 1,429,018 $ 1,349,674 $ 79,344 Total Expenditures $ 43,180,103 $ 40,527,889 $ 2,652,214 Net of Capital Projects Fund $ 35,264,337 $ 35,856,260 $ (591,923) *Excludes Permanent Funds due to a change in basis. Total revenues and other sources increase substantially from 2002 to 2003. However, the majority of this increase is in the Capital Projects funds, due to Bond and Note proceeds. When those effects are netted, the actual increase in revenues and other sources is $223,692, approximately .6%. Significant increases include the Employee Benefits fund (due to a shift in the property tax rate from the Debt Service fund), and in the Debt Service Fund (due to a reimbursement from the State of Kansas). General Fund revenues show a marked decline (2%) due to, as previously noted, a reduction in State Demand Transfers, and a slight reduction in Sales Tax revenues. Total expenditures and other uses also show a substantial increase, entirely due to the Capital Projects Fund. Net of the Capital Projects Fund, expenditures decreased by $591,923, with the General Fund decreasing by $668,361, due in part to reductions in capital costs, as well as cost saving measures in other operating items. Expenditures in the Employee Benefits fund increased substantially, largely due to employee health plan costs. Health coverage rates were increased in February, and again in April to stabilize the plan. The sole revenue sources for the Employee Benefits fund is the property tax and related items. The increasing costs in this area will require, ultimately, more property tax for this fund. Savings in the Special Gas and Flood and Drainage funds were due to contracted project expense savings. 11 Proprietary Funds The City of Salina operates four Enterprise Funds as well as five Internal Service Funds. A summarized comparative Statement of Net Assets follows for each Enterprise Fund: Solid Waste Water and Disposal Sewer Sanitation Golf Course Current Assets $ 3,263,130 $ 10,421,368 $ 706,701 $ 143,328 Fixed Assets $ 7,148,280 $ 53,776,625 $ 442,703 $ 553,814 Total Assets $ 10,411,410 $ 64,197,993 $ 1,149,404 $ 697,142 Current Liabilities $ 188,721 $ 2,155,004 $ 305 $ 21 ,966 Noncurrent Liabilities $ 4,259,019 $ 18,013,936 $ 139,774 $ 105,821 Total Liabilities $ 4,447,740 $ 20,168,940 $ 140,079 $ 127,787 Net Assets Invested in Capital $ 3,740,247 $ 34,455,913 $ 442,703 $ 493,833 Restricted Net Assets $ 1,111,052 Unrestricted Net Assets $ (1,039,707) $ 8,462,088 $ 566,622 $ 75,522 Total Net Assets $ 2,700,540 $ 44,029,053 $ 1,009,325 $ 569,355 Current Ratio 17.3 4.8 2317.1 6.5 The Solid Waste fund has a deficit in unrestricted net assets. This is due solely to the post-closure care liability, which is, as of 12/31/2003, $1,600,956. This represents the estimated future cost to care for the landfill after closure, and is a claim against future revenue streams. Revenues, Expenses, and Changes in Net Assets A summary table of revenues, expenses and net assets is shown below. All Enterprise funds had positive operating income. There is a significant one-time restatement of net assets based on the re- inventory of assets, and adjustments to the capitalization policy. Solid Waste Water and Disposal Sewer $ 2,401,509 $ 12,216,560 $ 2,255,388 $ 10,682,725 $ 146,121 $ 1,533,835 Operating Revenues Operating Expenses Operating Income Sanitation $ 1,794,821 $ 1,682,352 $ 112,469 Golf Course $ 810,717 $ 782,734 $ 27,983 Non-operating revenues (expenses) $ (63,486) $ (843,001 ) $ 6,350 $ (2,763) Income (Loss) before Transfers $ 82,635 $ 690,834 $ 118,619 $ 25,220 Transfers in (out) $ (40,000) $ (39,961) Change in Net Assets $ 82,635 $ 650,834 $ 118,619 $ (14,441) Net Assets, January 1 $ 5,424,812 $ 41,270,730 $ 895,171 $1,176,316 Restatement $ (2,806,907) $ 2,107,489 $ (4,465) $ (592,520) Net Assets, January 1, restated $ 2,617,905 $ 43,378,219 $ 890,706 $ 583,796 Net Assets, December 31 $ 2,700,540 $ 44,029,053 $ 1,009,325 $ 569,355 The Internal Service funds experienced a reduction in net assets of $369,623. In the case of the Risk Management, Workers Compensation Reserve, and Health Insurance Funds, this was the result of experience somewhat more adverse than had been the case in prior years. The Health Insurance Fund has a deficit net assets, once again reflecting on the high level of claims against the fund. In 12 subsequent events, contribution rates for the fund have been increased, and plan design modified (higher deductibles, reduced benefits) to reduce exposure of the fund to continued adverse experience. Budgetary Highlights The objective of budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City Commission. The legal level of budgetary control is maintained at the Fund level, in accordance with State Statutes. Management control is maintained at the departmental level. Within the departments, considerable discretion is permitted. The City uses an encumbrance accounting system, in which estimated purchase orders are recorded prior to the release of purchase orders to vendors. Open purchase orders are reported as reservations of budgetary basis fund balances at December 31,2003. Formal budgetary amendments are limited to those circumstances in which the need is perceived to alter the total fund budget. Re-allocation among departments or line items are not typically recorded as budgetary amendments. However, in addition to formal amendments, departments within the City are allowed to transfer budget between line items within a department. In addition, budget may be transferred from department to department within each fund. As a result of these transfers, the original budget and the final budgets may not be the same for departments within a fund. The City experienced a number of significant variances from budgeted items. Most notably, Sales taxes fell short of budget. In addition, in the General Fund, operating grants were significantly ($833,637) short of budget. This was the result of the State of Kansas eliminating those shared resources. Budgetary basis year end cash balances exceeded original budget in the General Fund. Capital Assets and Debt Administration Capital Assets The total amount invested in Capital Assets for the City at December 31, 2003 was $166,024,700, net of accumulated depreciation. The following table illustrates the Capital Asset balance by various classes of assets at December 31, 2003: Equipment, Furniture and Fixtures Vehicles Buildings and Improvements Land Infrastructure Construction in Progress Total Governmental Activity $ 1,384,253 $ 1,687,587 $ 10,494,698 $ 12,680,134 $ 75,608,111 $ 5,511,625 $ 107,366,408 Additions to capital assets may be summarized as follows: Additions Depreciation Applied Net Additions Governmental Activity 4,170,655 $ 3,630,026 $ 540,629 $ $ $ $ Business-type Activity $ 1,929,246 $ 669,441 $ 15,423,447 $ 3,552 $ 32,415,834 $ 8,216,772 $ 58,658,292 Total $ 3,313,499 $ 2,357,028 $ 25,918,145 $ 12,683,686 $ 108,023,945 $ 13,728,397 $ 166,024,700 Business-Type Activity 6,991,041 1,849,724 5,141,317 Total $ 11,161,696 $ 5,479,750 $ 5,681,946 Additional information on the City's capital assets can be found in Note 4,D. of the notes to the basic financial statements. 13 Debt Management The City's general policy for General Obligation Bonds is to issue them for no more than 10 years for the City at Large portion, with some exceptions permitted for extraordinary projects. On special assessment bonds, the maturity may extend to 15 years. The outstanding General Obligation Bonds at 12/31/2003 totaled $25,972,706. Temporary notes outstanding total $6,783,972. Total General Debt is thus $32,756,678. Of this amount, $13,918,380 is considered net tax supported debt. Net general bonded debt per capita is thus $302.78 In addition, Business-type activities had $6,215,000 in Revenue Bonds outstanding, as well as $8,082,199 in loans provided through the Kansas Development Finance Authority. Revenues generated by user fees are pledged to retire all of the Bonds issued by Business-type activities. The City engaged in several debt transactions during 2003. One General Obligation Bond issue, Series 2003A was sold in the principal amount of $4,350,000. Moody's rating service extended a rating of A-1 to this issue. This is consistent with prior ratings. In addition, three temporary note series were issued during the year, totaling $6,783,972. Additional information on the City's debt can be found in Note 4, E. of the notes to the basic financial statements. Requests for Information This financial report is intended to give the reader a general overview of the City's finances. Questions about information in this report or requests for additional information should be directed to the Director of Finance, Room 206, 14 BASIC FINANCIAL STATEMENTS CITY OF SALINA, KANSAS STATEMENT OF NET ASSETS December 31, 2003 Primary Government Component Units Total Total Total Salina Salina Governmental Business-type Primary Housing Airport Activities Activities Government Authority Authority ASSETS Current assets: Cash and investments $ 15,106,699 $ 12,118,624 $ 27,225,323 $ 837,052 $ 1,383,276 Receivables (net of allowance for uncollectibles) Accounts 1,285,460 902,206 2,187,666 837 109,996 Taxes 422,922 422,922 1,023,355 Interest 69,274 69,492 138,766 1,127 Notes 18,332 18,332 Mortgages 31,655 Due from other governments 99,205 Inventory 183,968 508,976 692,944 Restricted cash 422,203 422,203 56,665 85,000 Prepaid expenses 8,332 Net investment in financing leases 968,853 Deferred charges 9,045 513,026 522,071 26,643 97,195 Total current assets 17.095.700 14,534.527 31.630.227 1.053.184 3.676.007 Noncurrent assets: Capital assets 163,767,963 86,130,047 249,898,010 7,703,737 38,243,965 Less: Accumulated depreciation 56,401,555 27,471,755 83,873,310 1,425,949 13,289,076 Total noncurrent assets 107,366,408 58,658,292 166,024,700 6,277,788 24,954,889 Total assets $124,462,108 $ 73,192,819 $197,654,927 $ 7,330,972 $ 28,630,896 Liabilities: Current liabilities: Accounts payable $ 414,656 $ 205,619 $ 620,275 $ 26,898 $ 47,769 Retainage payable 43,217 29,600 72,817 Accrued liabilities 621.805 621,805 7,390 104,915 Matured bond principal and interest 21,212 21,212 Accrued interest payable 300,241 268.969 569,210 91,550 Deferred interest - financing leases 53,767 Deposits payable 96,834 96,834 56,737 Deferred revenue 6,152 1,067,414 Due from other governments 22,259 Current portion of capital lease payable 18,850 18,850 Current portion of loans payable 303,766 303,766 53,036 Current portion of special assessment debt 30,886 Current portion of revenue bonds payable 600,000 600,000 75,000 Current portion of general obligation bonds payable 2,568,792 861,208 3,430,000 830,000 Total current liabilities 3.988.773 2.365.996 6.354.769 119.436 2.354.337 Noncurrent liabilities: Compensated absences 2,368,412 623,000 2,991,412 17,538 Capital lease payable 41 ,150 41 ,150 Temporary notes payable 4,250,000 2,533,972 6,783,972 Loans payable 7,778,433 7,778,433 165,593 Special assessment debt 475,918 Revenue bonds payable 5,615,000 5,615,000 170,000 General obligation bonds payable 18,175,517 4,367,189 22,542,706 5,435,000 Landfill post-closure care liabilities 1,600,956 1,600,956 Total noncurrent liabilities 24,835,079 22,518.550 47,353,629 17,538 6,246,511 Total liabilities 28,823,852 24,884,546 53,708,398 136,974 8,600,848 Net Assets Invested in capital assets, net of related debt 82,312,099 36,598,724 118,910,823 6,277,788 17,711,718 Restricted for: Debt service 1,584,330 1,584,330 85,000 Unrestricted 11.741.827 11.709.549 23,451,376 916.210 2.233.330 Total net assets $ 95,638,256 $ 48,308,273 $ 143,946,529 $ 7,193,998 $ 20,030.048 The notes to the basic financial statements are an integral part of this statement. 15 Governmental activities: General government Public safety Public works Public health and sanitation Culture and recreation Planning and development Interest on long-term debt Total governmental activities Business-type activities: Solid Waste Disposal Water and Sewer Sanitation Golf Course District Total business-type activities Total primary government Component units: Salina Housing Authority Salina Airport Authority Total component units CITY OF SALINA, KANSAS STATEMENT OF ACTIVITIES For the Year Ended December 31,2003 Net [Expenses] Revenue and Changes in Net Assets Program Revenues Primary Govemment Component Units Operating Total Total Total Salina Salina Charges for Grants and Governmental Business-type Primary Housing Airport Expenses Services Contributions Activities Activities Government Authority Authority $ 6,766,884 $ 3,471,525 $ $ [3,295,359] $ $ [3,295.359] $ $ 12,636,082 2,672,120 879,292 [9,084,670] [9,084,670] 7,895,823 159,988 1,568,955 [6,166,880] [6,166,880] 905,985 141,496 [764,489] [764,489] 4,657,241 2,030,686 141,496 [2,485,059] [2,485,059] 4,507,430 92,922 19,946 [4,394,562] [4,394,562] 1,085,064 [1,085,064] [1,085,064] 38,454,509 8,427,241 2,751,185 [27,276,083] [27,276,083] 2,366,654 2,361,451 [5,203] [5,203] 11,571,751 12,129,440 557,689 557,689 1,682,352 1,794,528 112,176 112,176 786,305 772,868 [13,437] [13,437] 16,407,062 17,058,287 651,225 651.225 $ 54,861,571 $ 25,485,528 $ 2,751,185 [27,276,083] 651,225 [26,624,858] $ 1,844,327 $ 1,347,969 $ 722,289 $ $ $ $ 225.931 $ 2,667,095 1.387,297 434,763 [845,035] $ 4,511,422 $ 2,735,266 $ 1,157,052 225,931 [845,035] General Revenues: Properly taxes levied for General purposes 5,862,150 5,862,150 987,970 Debt service 1,732,183 1,732,183 Motor vehicle tax General purposes 1,208,225 1,208,225 Sales tax General purposes 9,913,121 9,913,121 Selective purposes 2,113,593 2,113,593 Other taxes General purposes 3,344,866 3,344,866 Special assessments Debt service 1,315,816 1,315,816 Capital outlay 131,883 131,883 Investment revenues 331,161 100,963 432,124 128.640 Miscellaneous 1,442,364 165,120 1,607,484 Transfers, net 79,661 1796611 Subtotal general revenues 27,475,023 186,422 27,661,445 1,116,610 Change in net assets 198,940 837,647 1,036,587 225,931 271,575 Net assets - beginning 96,461,550 48,767,029 145,228,579 6,970,522 19,758,473 Prior period adjustment [1,022,234] [1,296,403] [2,318,637] [2,455] Net assets - beginning, restated 95,439,316 47,470,626 142,909,942 6,968,067 19,758,473 Net assets - ending $ 95,638,256 $ 48,308,273 $ 143,946,529 $ 7,193,998 $ 20,030,048 The notes to the basic financial statements are an integral part of this statement. 16 This page left blank intentionally. 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CITY OF SALINA, KANSAS BALANCE SHEET GOVERNMENTAL FUNDS December 31,2003 Flood & Tourism Employee Drainage and General Benefits Improvement Convention ASSETS Cash and investments $ 5,820,308 $ 364,888 $ 372,333 $ 56,654 Due from other funds 10,609 Receivables (net) Accounts 1,059,656 192,196 Taxes 2,119,692 4,130,056 327,511 Interest 31 ,438 306 Notes Inventory 119,501 Cash with fiscal agent Total assets $ 9,161,204 $ 4,494,944 $ 699,844 $ 249,156 LIABILITIES AND FUND BALANCE Liabilities: Accounts payable $ 265,969 $ - $ - $ Retainage payable Due to other funds Deferred revenue 2,119,692 4,130,056 327,511 Matured principal and interest Total liabilities 2,385,661 4,130,056 327,511 Fund balance: Reserved for encumbrances 308,721 25,954 Reserved for notes receivable Reserved for debt service Unreserved, undesignated General fund 6,466,822 Special revenue funds 364,888 346,379 249,156 Permanent funds Capital project funds Total fund balances 6,775,543 364,888 372,333 249,156 Total liabilities and fund balance $ 9,161,204 $ 4,494,944 $ 699,844 $ 249,156 Other Total Special Bicentennial Debt Capital Governmental Governmental Gas Center Service Projects Funds Funds $ 1,121,439 $ 247,111 $ 1,575,834 $ 2,115,301 $ 1,199,214 $ 12,873,082 10,609 9,645 23,963 1,285,460 422,922 1,313,128 8,313,309 6,047 1,332 8,496 3,837 5,890 57,346 18,332 18,332 119,501 21,212 21,212 $ 1 ,550,408 $ 258,088 $ 2,918,670 $ 2,119,138 $ 1,247,399 $ 22,698,851 $ 8,186 $ 16,606 $ - $ 9,110 $ 34,143 $ 334,014 43,217 43,217 10,609 10,609 1,313,128 7,890,387 21,212 21,212 8,186 16,606 1,334,340 52,327 44,752 8,299,439 368,893 98,340 801,908 18,332 18,332 1,584,330 1,584,330 6,466,822 1,173,329 241,482 869,125 3,244,359 315,190 315,190 1,968,471 1,968,471 1,542,222 241 ,482 1,584,330 2,066,811 1,202,647 14,399,412 $ 1,550,408 $ 258,088 $ 2,918,670 $ 2,119,138 $ 1,247,399 $ 22,698,851 The notes to the basic financial statements are an integral part of this statement. 17 CITY OF SALINA, KANSAS RECONCILIATION OF THE TOTAL GOVERNMENTAL FUND BALANCES TO NET ASSETS OF GOVERNMENTAL ACTIVITIES December 31, 2003 Total Governmental Fund Balances $ 14,399,412 Amounts reported for governmental activities in the statement of net assets are different because Bond issuance costs are shown as current year expenditures in the funds. Bond issuance costs 9,045 Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds The cost of capital assets is Accumulated depreciation is 163,185,644 56,000,824 107,184,820 An internal service fund is used by the City's management to charge the costs of the worker's compensation program. The assets and liabilities of the internal service fund are included with governmental activities. 1,727,959 The following liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported as liabilities in the funds. These liabilities at year end consist of: Compensated absences Bonds payable Temporary notes payable Capital lease payable Accrued interest on the bonds 2,328,430 20,744,309 4,250,000 60,000 300,241 [27,682,980] Net Assets of Governmental Activities $ 95,638,256 The notes to the basic financial statements are an integral part of this statement. 18 This page left blank intentionally. CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS For the Year Ended December 31, 2003 Flood & Tourism Employee Drainage and General Benefits Improvement Convention REVENUES: Taxes Real estate taxes $ 2,299,570 $ 3,120,809 $ 305,420 $ Delinquent taxes 56,364 72,772 7,215 Motor vehicle taxes 399,871 480,574 49,497 General sales taxes 9,913,121 Selective sales taxes 2,113,593 Other taxes 2,524,906 819,960 I ntergovern mental 811,366 Special assessments Licenses and permits Charges for services 4,461,973 5,656 Investment revenue 52,115 552 Reimbursements 1,812 Miscellaneous 176,019 Total revenues 22,808,898 3,675,967 367,788 820,512 EXPENDITURES: Current General government 2,002,037 205,734 Public safety 9,790,336 2,417,833 Public works 3,919,768 721,484 137,845 Public health and sanitation 727,698 22,924 Culture and recreation 1,880,441 428,316 Planning and development 3,567,066 127,466 465,000 Miscellaneous Capital outlay 912,855 106,274 Debt service Principal retirement Interest and other charges Total expenditures 22,800,201 3,923,757 244,119 465,000 Excess [deficiency] of revenue and other sources over [under] expenditures and other [uses] 8,697 [247,790] 123,669 355,512 OTHER FINANCING SOURCES [USES] Bond proceeds Sale of temporary note Transfers in 39,661 Transfers [out] [290,000] [310,000] Bond issuance costs Total other financing sources [uses] [250,339] [310,000] Net change in fund balance [241,642] [247,790] 123,669 45,512 Fund balance - Beginning of year 7,017,910 612,678 248,664 203,644 Prior period adjustment [725] Fund balance - Beginning of year, restated 7,017,185 612,678 248,664 203,644 Fund balance - End of year $ 6,775,543 $ 364,888 $ 372,333 $ 249,156 Other Total Special Bicentennial Debt Capital Governmental Governmental Gas Center Service Proiects Funds Funds $ - $ - $ 1,691,628 $ - $ - $ 7,417,427 40,555 176,906 278,283 1,208,225 9,913,121 2,113,593 3,344,866 1,568,955 350,918 2,731,239 1,315,816 131,883 1,447,699 19,946 19,946 834,121 843,953 6,145,703 10,682 36,855 221 ,462 321,666 50,466 52,278 227 400,944 576,530 54,050 1,207,770 1,579,637 834,348 3,764,081 758,879 1,490,329 36,100,439 2,207,771 12,208,169 327,191 5,106,288 131,584 882,206 1,302,623 743,938 4,355,318 245,272 4,404,804 19,898 19,898 982,906 9,741 2,844,829 308,224 5,164,829 2,313,833 4,865,000 7,178,833 865,948 196,892 1,062,840 1,310,097 1,312,364 3,179,781 7,906,721 1,448,916 42,590,956 269,540 [478,016] 584,300 [7,147,842] 41,413 [6,490,517] 4,350,000 4,350,000 4,250,000 4,250,000 435,000 125,000 599,661 [600,000] [9,045] [9,045] 435,000 8,715,955 8,590,616 269,540 [43,016] 584,300 1,568,113 41,413 2,100,099 1,272,682 284,498 1,000,030 494,647 1,161,959 12,296,712 4,051 [725] 2,601 1,272,682 284,498 1,000,030 498,698 1,161,234 12,299,313 $ 1,542,222 $ 241,482 $ 1,584,330 $ 2,066,811 $ 1,202,647 $ 14,399,412 The notes to the basic financial statements are an integral part of this statement. 19 CITY OF SALINA, KANSAS RECONCILIATION OF THE GOVERNMENTAL FUNDS STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES WITH THE GOVERNMENT-WIDE STATEMENT OF ACTIVITIES For the Year Ended December 31, 2003 Total Net Change In Fund Balances - Governmental Funds $ 2,100,099 Amounts reported for governmental activities in the statement of activities are different because Capital outlays to purchase or build assets are reported in governmental funds as expenditures. However, for governmental activities those costs are shown in the statement of net assets and allocated over their estimated useful lives as annual depreciation expenses in the statement of activities. This is the amount by which capital outlays exceeds depreciation in the period. Capital outlays Depreciation expense 3,584,800 [3,535,328] 49,472 Interest on long-term debt in the statement of activities differs from the amount reported in the governmental funds because interest is recorded as an expenditure in the funds when it is due, and thus requires the use of current financial resources. In the statement of activities, however, interest expense is recognized as the interest accrues, regardless of when it is due. This is the amount by which interest increased. [22,224] An internal service fund is used by the city's management to charge the costs of certain activities to the individual funds. The revenues and expenses of certain internal service fund is reported with governmental activities. [369,623] Some expenses reported in the statement of activities, such as compensated absences, do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. [146,709] Bond proceeds are an other financing source in the governmental funds, but it increases long-term liabilities in the statement of net assets and does not affect the statement of activities [8,600,000] Repayment of bond principal and bond issuance costs is an expenditure in the governmental funds, but it reduces long-term liabilities in the statement of net assets and does not affect the statement of activities. 7,187,925 Changes In Net Assets of Governmental Activities $ 198,940 The notes to the basic financial statements are an integral part of this statement. 20 CITY OF SALINA, KANSAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2003 Business-Type Activities: Enterprise Funds Total Internal Solid Waste Water and Enterprise Service ASSETS Disposal Sewer Sanitation Golf Course Funds Funds Current assets: Cash and investments $ 3,085,782 $ 8,305,979 $ 608,851 $ 118,012 $ 12,118,624 $2,212,405 Receivables (net of allowance for uncollectibles) Accounts 149,679 657,959 94,568 902,206 Interest 23,901 41,673 3,282 636 69,492 11,928 Inventory and prepaid supplies 484,296 24,680 508,976 64,467 Restricted cash and investments 422,203 422,203 Deferred charges 3,768 509,258 513,026 Total current assets 3,263,130 10,421,368 706,701 143,328 14,534,527 2,288,800 Fixed assets: Construction in progress 2,029,271 6,187,501 8,216,772 Fixed assets 3,139,490 72,864,067 971,089 938,629 77,913,275 582,319 Less: accumulated depreciation 1,283,611 25,274,943 528,386 384,815 27,471,755 400,731 Total fixed assets 3,885,150 53,776,625 442,703 553,814 58,658,292 181,588 Total assets $ 7,148,280 $ 64,197,993 $ 1,149,404 $ 697,142 $ 73,192,819 $ 2,470,388 Liabilities: Current liabilities (payable from current assets): Accounts payable $ 108,931 $ 90,660 $ 305 $ 5,723 $ 205,619 $ 80,642 Retainage payable 4,222 25,378 29,600 Interest payable 3,095 264,646 1,228 268,969 Meter deposits payable 96,834 96,834 Deferred revenue Total current liabilities (payable from current assets) 116,248 477,518 305 6,951 601,022 80,642 Current liabilities Current portion of loans payable 303,766 303,766 Current portion of general obligation bonds payable 72,473 773,720 15,015 861,208 Current portion of revenue bonds payable 600,000 600,000 Total current liabilities 72,473 1,677,486 15,015 1,764,974 Noncurrent liabilities: Compensated absences payable 51,661 370,710 139,774 60,855 623,000 39,982 Accrued claims payable 621,805 Payable from restricted assets Loans payable 7,778,433 7,778,433 General obligation bonds payable 72,430 4,249,793 44,966 4,367,189 Revenue bonds payable 5,615,000 5,615,000 Temporary notes payable 2,533,972 2,533,972 Landfill post-closure care liabilities 1,600,956 1,600,956 Total noncurrent liabilities 4,259,019 18,013,936 139,774 105,821 22,518,550 661,787 Total liabilities 4,447,740 20,168,940 140,079 127,787 24,884,546 742,429 Net Assets Invested in capital assets, net of related debt 3,740,247 34,455,913 442,703 493,833 39,132,696 181,588 Restricted Restricted for bond retirement 1,111,052 1,111,052 Unrestricted [1,039,707] 8,462,088 566,622 75,522 8,064,525 1,546,371 Total net assets $ 2,700,540 $ 44,029,053 $ 1,009,325 $ 569,355 $ 48,308,273 $1,727,959 The notes to the basic financial statements are an integral part of this statement. 21 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS PROPRIETARY FUNDS For the Year Ended December 31, 2003 Business-Type Activities: Enterprise Funds Total Internal Solid Waste Water and Enterprise Service Disposal Sewer Sanitation Golf Course Funds Funds Operating revenues Charges for services $ 2,361 ,451 $12,129,440 $1,794,528 $ 772,868 $17,058,287 $ 6,448,770 Reimbursements 1,484 28 4,526 6,038 117,278 Miscellaneous 40,058 85,636 65 33,323 159,082 65,037 Total operating revenues 2,401,509 12,216,560 1,794,621 810,717 17,223,407 6,631,085 Operating expenses General government 6,995,505 Public works 2,070,896 9,145,564 1,596,558 12,813,018 Recreation 740,457 740,457 Depreciation 184.492 1,537.161 85,794 42,277 1,849,724 94,698 Total operating expenses 2,255,388 10,682,725 1,682,352 782,734 15,403,199 7,090,203 Operating income [loss] 146,121 1,533,835 112,269 27,983 1,820,208 [459,118] Nonoperating revenues [expenses] Investment revenue 47,780 46,025 6,350 808 100,963 9,495 Debt service [18,398] [769,500] [3,571] [791,469] Amortization of bond issuance costs [1,884] [119,526] [121,410] Gain [loss] on disposal of fixed assets [90,984] [90,984] Total nonoperating revenues [expenses] [63,486] [843,001 ] 6,350 [2,763] [902,900] 9,495 Income [loss] before operating transfers 82,635 690,834 118,619 25,220 917,308 [449,623] Transfers from [to] other funds and account groups Transfers in 80,000 Transfers [out] [40,000] [39,661] [79,661] Total transfers [40,000] [39,661] [79,661] 80,000 Change in net assets 82,635 650,834 118,619 [14,441] 837,647 [369,623] Net assets, January 1 5,424,812 41,270,730 895,171 1,176,316 48,767,029 2,139,816 Restatement r2.806.9071 2.107.489 [4,465] [592,520] [1,296,403] [42,234] Net assets, January 1, restated 2,617,905 43,378,219 890,706 583,796 47,470,626 2,097,582 Net assets, December 31 $2,700,540 $44,029,053 $1,009,325 $ 569,355 $48,308,273 $ 1,727,959 The notes to the basic financial statements are an integral part of this statement. 22 CITY OF SALINA, KANSAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended December 31. 2003 Business-Type Activities: Enterprise Funds Total Internal Solid Waste Water and Enterprise Service Disposal Sewer Sanitation Golf Course Funds Funds Cash flows from operating activities Cash received from customers and users $ 2,368,497 $12.085,148 $1,795,066 $ 772,868 $17,021,579 $ 6,478,358 Cash paid to employees and suppliers of goods or services [1.598,337] [9.586.262] [1,589,264] [744,484] [13,518.347] [7,017,408] Other operating receipts 40,058 87,120 93 37,849 165,120 182,315 Net cash provided by [used in] operating activities 810,218 2,586,006 205.895 66.233 3,668,352 [356,735] Cash flows from capital and related financing activities Purchase and construction of fixed assets [2.567.025] [2.552,984] [104,423] [69,960] [5.294,392] [53,626] Proceeds from issuance of debt 2,533.972 551.549 3,085,521 Principal payments - general obligation bonds [235.902] [773,720] [21,545] [1.031,167] Principal payments - revenue bonds [575,000] [575,000] Interest paid [21,659] [721,527] [3.934] [747.120] Principal payments - loans payable [216.394] [216.394] Net cash used in capital and related financing activities [290.614] [4.288.076] [104,423] [95,439] [4.778,552] [53,626] Cash flows from investing activities Interest received 66,117 178,201 11,447 3.269 259,034 39,856 Cash flows from non capital financing activities Transfers in 80,000 Transfers [out] [40,000] [39,661] [79,661] Net cash provided by [used in] noncapital financing activities [40.000] [39,661] [79.661] 80,000 Net increase [decrease] in cash and cash equivalents 585.721 [1.563,869] 112.919 [65,598] [930,827] [290.505] Cash and cash equivalents. January 1 2,500,061 10,296,103 495,932 183,610 13,475,706 2.502.910 Prior period adjustment [4,052] [4.052] Cash and cash equivalents. January 1, restated 2,500,061 10,292,051 495,932 183,610 13,471,654 2,502,910 Cash and cash equivalents, December 31 $ 3,085,782 $ 8,728,182 $ 608,851 $ 118,012 $12,540,827 $ 2,212,405 Cash and investments $ 3.085,782 $ 8,305,979 $ 608,851 $ 118.012 $12,118,624 $ 2,212.405 Restricted cash and investments 422.203 422.203 Total cash and cash equivalents $ 3.085,782 $ 8,728,182 $ 608,851 $ 118,012 $12.540,827 $ 2,212,405 The notes to the basic financial statements are an integral part of this statement. 23 CITY OF SALINA, KANSAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For the Year Ended December 31,2003 Reconciliation of operating [loss] income to net cash provided by [used in] operating activities Operating income [loss] Adjustments to reconcile operating income [loss] to net cash provided by [used in] operating activities Depreciation expense [Increase] decrease in accounts receivable [Increase] decrease in inventory Increase [decrease] in accounts payable Increase [decrease] in retainage payable Increase [decrease] in accrued compensated absences Increase [decrease] in claims payable Increase [decrease] in meter deposits payable Increase [decrease] in accrued landfill closure and postclosure care costs Net cash provided by [used in] operating activities Business-Type Activities: Enterprise Funds Solid Waste Disposal Total Enterprise Sanitation Golf Course Funds Water and Sewer Internal Service Funds $ 146,121 $1,533,835 $ 112,269 $ 27,983 $1,820,208 $ [459,118] The notes to the basic financial statements are an integral part of this statement. 24 CITY OF SALINA, KANSAS STATEMENT OF ASSETS AND LIABILITIES AGENCY FUNDS December 31, 2003 ASSETS Cash and investments $ 221,514 Interest receivable 634 Total assets $ 222,148 LIABILITIES AND FUND BALANCES Liabilities Accounts payable $ 222,148 Total liabilities $ 222,148 The notes to the basic financial statements are an integral part of this statement. 25 This page left blank intentionally. CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES A. Reporting Entity The City of Salina, Kansas (the City) is a municipal corporation governed by a mayor and a five member commission. These financial statements present the City and its component units, entities for which the government is considered to be financially accountable. Each discretely presented component unit is reported in a separate column in the government wide statements to emphasize that it is legally separated from the government. Discretely Presented Component Units City of Salina Airport Authority - The Salina Airport Authority was created for the purpose of accepting as surplus property portions of the former Schilling A.F.B that was closed by the United States Department of Defense in June, 1965. One of the primary functions of the Airport Authority is to facilitate the continued growth of jobs and payroll at the Airport Industrial Center. The Airport Authority is managed and controlled by a five-member Board of Directors appointed by the Salina City Commission. Any director may be removed by a majority vote of the Salina City Commission. The Airport Authority's basic mill levy (up to 3 mills) requires the approval of the City Commission. The Commission must also approve the issuance of general obligation debt by the Airport Authority. The Airport Authority has a December 31 fiscal year end. Housing Authority of the City of Salina - The purpose of the Housing Authority of the City of Salina (Housing Authority) is to administer Public Housing Programs authorized by the United States Housing Act of 1937. The Mayor of the City of Salina appoints the governing board. The City Commission may remove commissioners of the Housing Authority. The City must issue revenue bonds for the Housing Authority. The financial liability of the Housing Authority is essentially supported by the operating and debt service subsidies received under contract from the Federal government. The Housing Authority has a June 30 fiscal year end. Information in the accompanying financial statements covers the fiscal year ended June 30, 2003. Complete financial statements for each of the individual component units may be obtained at the entity's administrative offices. Salina Airport Authority 3237 Arnold Ave. Salina, KS Housing Authority of the City of Salina 469 S. 5th Salina, KS Joint Ventures The City of Salina also participates with Saline County in two joint ventures. The Salina-Saline County Board of Health was organized by the City and County to promote public health. The City and County organized the Salina County-City Building Authority to acquire, operate and maintain facilities for the administrative offices of both governments. The primary governments each have an ongoing financial responsibility for the joint ventures. Separate financial statements are available from the governing boards of each joint venture. Total net assets, December 31, 2003 Total revenues, year ended December 31, 2003 Total revenues from City of Salina Board of Health (Unaudited) $ 109,838 2,882,496 650,241 Building Authority (Audited) $ 2,592,143 835,583 771,813 26 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) B. Government-wide and fund financial statements The statement of net assets and the statement of activities report information on all of the nonfiduciary activities of the primary government and its component units. For the most part, the effect of interfund activity has been removed from these statements. Exceptions to this general rule are charges between the City's governmental and business-type activities. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function are offset by program revenues. Direct expenses are those that are specifically associated with a service, program or department and therefore clearly identifiable to a particular function. Program revenues include charges paid by the recipient of the goods or services offered by the program and grants and contributions that are restricted to meeting the operational requirements of a particular program. Taxes and other items which are not classified as program revenues are presented as general revenues of the city. Separate financial statements are provided for governmental funds, proprietary funds and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual funds are reported as separate columns in the fund financial statements. Nonmajor funds are aggregated and presented in a single column in the fund financial statements. C. Measurement Focus, Basis of Accounting and Basis of Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to certain compensated absences and claims and judgments are recognized when the obligations are expected to be liquidated with expendable available financial resources. Property taxes and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Entitlements and shared revenues are recorded at the time of receipt or earlier if the susceptible to accrual criteria are met. Expenditure-driven grants are recognized as revenue when the qualifying expenditures have been incurred and all other grant requirements have been met. 27 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Basis of Presentation (Continued) The City applies all applicable Governmental Accounting Standards Board (GAS B) pronouncements as well as the following pronouncements issued on or before November 30, 1989, unless those pronouncements conflict with or contradict GASB pronouncements: FASB Statements and Interpretations, APB Opinions, and ARBs. Proprietary fund type operating statements present increases (revenues) and decreases (expenses) in net total assets. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing goods and services in connection with a proprietary fund's ongoing operations. The principal operating revenues of the City's proprietary funds are charges to customers for sales and services. Operating expenses for enterprise funds and internal service funds include the cost of sales and services, administrative expenses, and depreciation on fixed assets. All revenue and expenses not meeting this definition are reported as nonoperating revenues and expenses. The internal service funds account for operations that provide services to other departments or agencies of the government, or to other governments, on a cost-reimbursement basis. Agency funds are custodial in nature and do not measure results of operations or have a measurement focus. Agency funds do, however, use the accrual basis of accounting. The City reports the following major governmental funds: The general fund is used to account for resources traditionally associated with government which are not required legally or by sound financial management to be accounted for in another fund. Employee benefit fund - To account for the costs of various benefits provided to governmental employees. Flood and drainage improvement fund - To account for property tax revenues to be used for capital improvements to the flood control and stormwater drainage systems. Tourism and convention fund - To account for transient guest tax revenues, which are specifically restricted to promotion and tourism activities. Special gas fund - To account for the City's share of motor fuel tax revenues which are legally restricted to the maintenance or improvement of streets within the City. Bicentennial Center fund - To account for the activities of the City's convention center. The debt service fund is used to account for the accumulation of resources and payment of general obligation bond principal and interest from governmental resources and special assessment bond principal and interest from special assessment levies when the City is obligated in some manner for the payment. The capital project fund is used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds and trust funds. 28 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Basis of Presentation (Continued) The City reports the following major proprietary funds: Sanitation fund - To account for the operations of the City's refuse collection service. Solid waste fund - To account for the activities of the City's landfill. Golf course fund - To account for the operations of the municipal golf course. Water and sewer fund - To account for the activities of the City's water and sewer operations. D. Assets, Liabilities and Equity 1. Pooled cash and investments The City maintains a cash and investment pool that is available for use by all funds managed by the city. Each fund type's portion of this pool is displayed in the financial statements as "Cash and Investments." The city's cash and cash equivalents are considered to be cash on hand, demand deposits and short-term investments with original maturities of three months or less from the date of acquisition. Investments in the Kansas Municipal Pool are carried at fair value. Cash balances from all funds are invested to the extent available in certificates of deposit and other authorized investments. Investments with maturity dates greater than three months are stated separately. Earnings from these investments, unless specifically designated, are allocated monthly to the investing fund based on the percentage of funds invested to total investments. All investments are carried at fair value. 2. Receivables and Pavables Transactions between funds that are representative of lending/borrowing arrangements outstanding at the end of the year are referred to as either "interfund receivables/payables" (Le., the current portion of interfund loans) or "advances to/from other funds" (Le., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Accounts Receivable. The City records revenues when services are provided. All receivables are shown net of an allowance for doubtful accounts. Property taxes receivable. Collection of current year property tax by the 'county Treasurer is not completed, apportioned or distributed to the various subdivisions until the succeeding year, such procedure being in conformity with governing state statutes. Consequently, current year property taxes receivable are not available as a resource that can be used to finance the current year operations of the City and, therefore, are not susceptible to accrual. Accruals of uncollected current year property taxes are offset by deferred revenue and are identical to the adopted budget for 2004. It is not practicable to apportion delinquent taxes held by the County Treasurer at the end of the accounting period, and further, the amounts thereof are not material in relationship to the financial statements taken as a whole. 29 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Equity (Continued) 2. Receivables and Pavables (Continued) The determination of assessed valuations and the collection of property taxes for all political subdivisions in the State of Kansas are the responsibility of the various counties. The County Appraiser annually determines assessed valuations on January 1 and the County Clerk spreads the annual assessment on the tax rolls. The County Treasurer is the tax collection agent for all taxing entities within the County. In accordance with state statutes, property taxes levied during the current year are a revenue source to be used to finance the budget of the ensuing year. Property taxes are levied and liens against property are placed on November 1 of the year prior to the fiscal year for which they are budgeted. Payments are due November 1, becoming delinquent, with penalty, December 21. Payments of 50% are accepted through December 20, with the second 50% then being due on or before May 10 of the following year. This procedure eliminates the need to issue tax anticipation notes since funds will be on hand prior to the beginning of each fiscal year. The City Treasurer draws down all available funds from the County Treasurer's office in two-month intervals. Taxes remaining due and unpaid at February 15 and July 1 are subject to collection procedures prescribed in state statutes. 3. Inventories and Prepaid Items Inventories are valued at cost using the first-in/first-out (FIFO) method. The costs of governmental fund-type inventories are recorded as expenditures when consumed. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items. 4. Restricted Assets Certain proceeds of the City's business-type fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. The "Water and Sewer Principal and Interest" account is used to segregate resources accumulated for debt service payments over the next twelve months. The "Debt Service Reserve" account is used to report resources set aside to make up potential future deficiencies in the "Water and Sewer Principal and Interest Account". 5. Fixed Assets Fixed assets, which include property, plant, equipment and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Fixed assets are defined by the government as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of two years. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Fixed assets used in governmental fund types of the City are recorded at cost or estimated historical cost if purchased or constructed. Donated fixed assets are recorded at their estimated fair value at the date of donation. 30 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities, and Equity (Continued) 5. Fixed Assets (Continued) The cost of normal maintenance and repairs that do not add to the value of the assets or materially extend assets lives are not capitalized. Major outlays for fixed assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of fixed assets of business-type is included in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. Property, plant and equipment of the primary government, are depreciated using the straight line method over the following estimated useful lives: Assets Buildings Other equipment Vehicles Infrastructure Years 50 5 -15 6 -10 30 -50 6. Compensated Absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. All employees of the City, except temporary and part time employees, may accumulate sick leave at a rate of 8 or 11 hours per month depending on their work duty schedule. There is no limit on the amount of sick leave that can be accumulated. Employees with more than five years of service with the City are paid for one-third of their accumulated sick leave at their current wage scale upon termination of employment in good standing. In 2001, a limited buy back policy was instituted. All regular employees are entitled to paid vacation time. Such leave is granted each year of employment and unused leave may accumulate without limit. Employees are paid for all accumulated vacation leave at their current wage scale upon termination of employment. Vested or accumulated vacation leave that is expected to be liquidated with expendable available financial resources is reported as an expenditure and a fund liability in the government fund fund financial statements that will pay it. Vested or accumulated vacation leave of the business-type funds and government wide financial statements are recorded as an expense and liability of those funds as the benefits accrue to employees. A liability is recorded for accumulated rights to receive sick pay benefits that are payable upon termination of employment. 7. Temporary Notes Upon authorization for the issuance of general obligation bonds for certain improvements, Kansas law permits the temporary financing of such improvements by the issuance of temporary notes. Temporary notes issued may not exceed the aggregate amount of bonds authorized, are interest bearing and have a maturity date not later than four years from the date of issuance of such temporary notes. Temporary notes outstanding are retired from the proceeds of the sale of general obligation bonds. Maturity dates for the Series 2003-2 and 2003-3 temporary notes outstanding extend beyond one year from the year ended December 31, 2003. 31 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities and Equity (Continued) 8. Lonq-term Obliqations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 9. Fund Equitv In the fund financial statements, governmental funds report reservations of fund balance amounts that are not appropriable or are legally segregated for a specific purpose. Reservations of business-type net assets are limited to outside third-party restrictions. Designations of fund balance represent tentative management plans that are subject to change. Note 2. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY A. Budgetary Information Kansas statutes require that an annual operating budget be legally adopted for the general fund, special revenue funds (unless specifically exempted by statute), debt service fund, and enterprise funds. The statutes provide for the following sequence and timetable in the adoption of the legal annual operating budget: 1. Preparation of the budget for the succeeding year on or before August 1 st. 2. Publication in local newspaper of the proposed budget and notice of public hearing on the budget on or before August 5th. 3. Public hearing on or before August 15th, but at least ten days after publication of notice of hearing. 4. Adoption of the final budget on or before August 25th. The statutes allow for the governing body to increase the originally adopted budget for previously unbudgeted increases in revenue other than ad valorem property taxes. To do this, a notice of public hearing to amend the budget must be published in the local newspaper. At least ten days after publication the hearing may be held and the governing body may amend the budget at that time. The budget was amended, from $82,000 to $89,914, for the Business Improvement District Fund. 32 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 2. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY (Continued) A. Budgetary Information (Continued) The statutes permit management to transfer budgeted amounts between line items within an individual fund. However, such statutes prohibit expenditures in excess of the total amount of the adopted budget of expenditures of individual funds. Budget comparison statements are presented for each fund showing actual receipts and expenditures compared to legally budgeted receipts and expenditures. All legal annual operating budgets are prepared using the modified accrual basis of accounting, modified further by the encumbrance method of accounting. Revenues are recognized when cash is received. Expenditures include disbursements, accounts payable, and encumbrances. Encumbrances are commitments by the municipality for future payments and are supported by a document evidencing the commitment, such as a purchase order or contract. All unencumbered appropriations (legal budget expenditure authority) lapse at year end. A legal operating budget is not required for capital projects funds, trust funds, and the following special revenue funds: Bicentennial Center Event, HUD Community Development, APWA Consortium, Community Development Revolving, Heritage Commission, CDBG-ED, HOME IV, Special Law Enforcement, Fair Housing Partnership, Police Grants, Dare Donations, and Large System Interface. A legal operating budget is not required for the following Enterprise funds: Solid Waste Construction, Water and Sewer Principal and Interest, Water and Sewer Bond Reserve, Water and Sewer Construction and Reserve funds. A legal operating budget is also not required for the Internal Service funds. Actual to budget comparisons for these funds that present budgets to the Commissioners are shown strictly for informational purposes. Spending in funds which are not subject to the legal annual operating budget requirements are controlled by federal regulations, other statutes, or by the use of internal spending limits established by the governing body. Compliance with Kansas Statutes. References made herein to the statutes are not intended as interpretation of law, but are offered for consideration by the Director of Accounts and Reports and interpretation by the County Attorney and legal representatives of the City. Management is not aware of any material violations of Kansas statutes in the current year. B. Deficit Fund Equity The following fund had a deficit fund equity at December 31, 2003: CDBG Ed $[625] and Fair Housing Partnership $[9,984]. These deficits will be recovered from reimbursements from grantor agencies, or in the event certain costs are disallowed, from general funds. The Health Insurance fund had deficit fund equity of $[133,808]. This deficit will be recovered with increased employee health insurance premiums. 33 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 2. STEWARDSHIP, COMPLIANCE AND ACCOUNTABILITY (Continued) C. Compliance With Bond Reserve Requirements Water & Sewer Bond Reserve Requirements The bond reserve requirement is to establish and maintain a reserve account. The Water & Sewer fund met this requirement for 2003. Reserve requirement $ 679,000 Actual reserves Bond reserve account Total actual reserves $ $ 688,849 688,849 The City was in compliance with the reserve account balance requirements at December 31, 2003. D. Legal Debt Margin The City is subject to the municipal finance law of the state of Kansas which limits the bonded debt (exclusive of revenue bonds and special assessment bonds) the city may have outstanding to 30 percent of the assessed value of all tangible taxable property within the city, as certified to the county clerk on the proceeding August 25. At December 31, 2003, the statutory limit for the City was $112,581,905, providing a debt margin of $81 ,409,557. Note 3. CHANGES IN ACCOUNTING PRINCIPLES AND RESTATEMENT OF FUND BALANCE A. Changes in Accounting Principles For fiscal year ended December 31,2003 the City implemented Governmental Accounting Standards Board (GASB) Statement No. 34, "Basic Financial Statements - and Management's Discussion and Analysis - for State and Local Governments". GASB Statement 34 creates a new set of basic financial statements. GASB Statement 34 requires cities to include government-wide financial statements that are prepared on an accrual basis of accounting using the economic resources measurement focus. The previous requirement for fund financial statements is modified to present information for individual major funds rather than by fund type. Non-major funds are presented as a total in one column. Related GASB Statements 33, 37 and 38 were also adopted. 34 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 3. CHANGES IN ACCOUNTING PRINCIPLES AND RESTATEMENT OF FUND BALANCE (Continued) B. Restatement of Fund Balance The transition from governmental fund balances to net assets of the governmental activities and the various adjustments to enterprise net assets, as well as miscellaneous adjustments to the General Fund, Capital Projects Fund, Other Governmental Funds and the Internal Service Funds had the following effect on the beginning balances. Total Governmental Funds Total Enterprise Funds General Fund Capital Projects Fund Other Governmental Funds Internal Service Funds Fund Balance/Net Assets December 31, 2002 $ 12,296,712 $ 48,767,029 $ 7,017,910 $ 494,647 $ 1,161,959 $ 2,139,816 Miscellaneous Adjustments Fixed Asset Prior Year Adjustments General Obligation Bond Adjustment GASB 34 Adjustments Fixed Assets Compensated Absences Internal Service Fund Interest Payable Long-Term Liabilities 2,601 [26,952] [725] 4,051 [725] [42,234] [980,000] 107,075,348 [2,181,721] 2,097,582 [278,017] [22,593,189] $ 95,439,316 $ 48,740,077 $ 7,017,185 $ 498,698 $ 1,161,234 $ 2,097,582 Net Assets Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS A. Deposits and Investments Deposits - At year end, the City's carrying amount of the deposits and cash on hand was $12,770,065 and $14,493 respectively. The bank balance was $14,293,579. The difference between the carrying amount and the bank balance is outstanding checks, deposits in transit and cash on hand. Of the bank balance $300,000 was covered by FDIC insurance and the remaining $13,993,579 was collateralized by pledged securities held under joint custody receipts issued by a third-party bank in the City's name and by Bank Depository Guaranty Bonds issued by Kansas Bankers Surety Company. The third-party bank holding the pledged securities is independent of the pledging bank. The pledged securities are held under a tri-party custodial agreement signed by all three parties; the City, the pledging bank and the independent third-party bank holding the pledged securities. The Kansas State Treasurer's Fiscal Agency Department held an unsecured and uncollateralized deposit of $21 ,212. 35 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) A. Deposits and Investments (Continued) The carrying amount of deposits and cash on hand for the Housing Authority of the City of Salina, a discretely presented component unit, was $810,577 and $50, respectively, and the bank balance was $831,929. Of the bank balance, $831,929 was covered by federal depository insurance or by collateral held by the entity's agency in the Housing Authority's name. The carrying amount of deposits and cash on hand, respectively for the Salina Airport Authority, a discretely presented component unit, was $1,468,226 and $50 and the bank balance was $1,462,756. Of the bank balance, $1,462,756 was covered by federal depository insurance or by collateral held by the entity's agency in the Authority's name. Investments - Kansas statutes authorize the City to invest in U.S. Treasury bills and notes, repurchase agreements, the Kansas Municipal Investment Pool (KMIP), and certain other types of federal and Kansas municipal obligations. All investments must be insured, registered, or held by the City or its agent in the City's name. The City's investments are categorized to give an indication of the level of risk assumed by the City at year-end. Category 1 includes investments that are insured or registered, or for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the pledging bank's trust department or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the pledging bank but not in the City's name. The carrying amount of investments approximates fair value. At December 31, 2003, the City had invested $9,054,428 in the State's municipal investment pool. The municipal investment pool is under the oversight of the Pooled Money Investment Board. The board is comprised of the State Treasurer and four additional members appointed by the State Governor. The board reports annually to the Kansas legislature. State pooled monies may be invested in direct obligations of, or obligations that are insured as to principal and interest by the US government or any agency thereof, with maturities up to four years. No more than 10 percent of those funds may be invested in mortgage-backed securities. In addition, the State pool may invest in repurchase agreements with Kansas banks or with primary government securities dealers. The City's investment in the State Treasurer's municipal investment pool is not subject to categorization as to risk, The fair value of the City's position in the municipal investment pool is substantially the same as the value of the pool shares. The categories of the City's investments are as follows: Primary Government: U.S. Treasury Bills Category Carrying 1 2 3 Amount $ 6,008,842 $ - $ - $ 6,008,842 9,054,428 $ 15,063,270 $ 83,090 Pooled investment - State of Kansas Salina Housing Authority Separate statutes regulate investment proceeds for most bond issues. Local units may invest bond proceeds in direct obligations of the United States Government and its agencies or make investments as 36 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) A. Deposits and Investments (Continued) authorized for other idle funds. Under existing Attorney General opinions maturity and interest rates are negotiable on such bonds. The cash and investments by fund type at December 31, 2003 are as follows: Primary government: Statement of net assets - cash and investments $ 27,225,323 Statement of net assets - restricted cash 422,203 Statement of fiduciary net assets - cash and investments 221,514 Total $ 27,869,040 Cash and cash equivalents $ 12,770,065 Cash on hand 14,493 Cash held by fiscal agent 21,212 Investments 15,063,270 Total $ 27,869,040 Salina Housing Authority: Statement of net assets - cash and investments $ 837,052 Statement of net assets - restricted cash 56,665 Total $ 893,717 Cash and cash equivalents $ 810,577 Cash on hand 50 Investments 83,090 Total $ 893,717 Salina Airport Authority: Statement of net assets - cash and investments $ 1,383,276 Statement of net assets - restricted cash 85,000 Total $ 1,468,276 Cash and cash equivalents $ 1 ,468,226 Cash on hand 50 Total $ 1,468,276 37 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) B. Receivables Receivables as of year end, including the applicable allowances for doubtful accounts, are as follows: Rood & Toulism Employee Drainage and Special Bicentennial Debt General Benefits Impr. Convention Gas Center Service Subtotal Plimary Government Receivables: Accounts $ 1,143,903 $ - $ - $ 192,196 $ - $ 9,645 $ $ 1,345,744 Taxes 2,119,692 4,130,056 327,511 422,922 1,313,128 8,313,309 Interest 31 ,438 306 6,047 1,332 8,496 47,619 Gross receivables 3,295,033 4,130,056 327,511 192.502 428,969 10,977 1,321,624 9,706,672 Less: allOlNance for uncolleclibles [84,247] [84,247] Total $ 3,210,786 $ 4,130,056 $ 327,511 $ 192,502 $ 428,969 $ 10,977 $ 1,321,624 $ 9,622,425 Solid Golf Water Capital Other Waste Course and Internal Projects Governmental Sanitation Disposal Division Sewer Service Rduciary Total Plimary Government Receivables: Accounts $ $ 32,327 $ 103,011 $ 149,679 $ - $ 716,702 $ $ - $ 2,347,463 Taxes 8,313,309 Interest 3,837 5,890 3,282 23,901 636 41,673 11,928 634 139,400 Noles 18,332 18,332 Gross receivables 3,837 56,549 106,293 173,580 636 758,375 11,928 634 10,818,504 Less: allOlNance for uncolleclibles [8,364] [8,443] [58,743] [159,797] Total $ 3,837 $ 48,185 $ 97,850 $ 173,580 $ 636 $ 699,632 $ 11,928 $ 634 $ 10,658,707 Component Units Salina A rport Authority Accounts $ 111.714 Less: allOlNance for uncolleclibles [1,718] 109,996 Taxes 1,023,355 Total Salina Arport Authority 1,133,351 Salina Housing Authority 837 Total $ 1,134,188 C. Interfund Receivables and Payables The composition of interfund balances as of December 31,2003, is as follows: Fund Types Due From Due To General $ 10,609 $ Special Revenue CDBG Ed 625 Fair Housing Partnership 9,984 Total $ 10,609 $ 10,609 38 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) D. Fixed Assets Fixed asset activity for the year ended December 31, 2003, was as follows: Balance Adj. Bal, Balance 12131/2002 Adi ustments 12131/2002 Additions Retirements 12131/2003 City governmental activities: Governmental activities: Capital assets, not being depredated Construction in progress $ 488,299 $ 2,563,499 $ 3,051,798 $ 2,932,056 $ [472,229] 5,511,625 Land 9,074,035 3,474,684 12,548,719 131,415 12,680,134 Capital assets, being depredated Infrastructure 117,756,764 117,756,764 349,627 118,106,391 Buildings and improvements 12,475,451 6,342,458 18,817,909 84,889 18,902,798 Vehides 4,177,581 791,971 4,969,552 339,118 5,308,670 Equipment, furniture and fixtures 9,462,840 [6,538,045] 2,924,795 333,550 3,258,345 Total fixed assets 35,678,206 124,391,331 160,069,537 4,170,655 [472,2291 163,767,963 Less acaJmulated depredation for: Infrastructure 40,034,360 40,034,360 2,463,920 42,498,280 Buildings and improvements 18,304 7,933,440 7,951,744 456,356 8,408,100 Vehides 11,536 3,175,859 3,187,395 433,688 3,621,083 Equipment, furniture and fixtures 1,256,904 341,126 1,598,030 276,062 1,874,092 Total accumulated depredation 1,286,744 51,484,785 52,771,529 3,630,026 56,401,555 Governmental activities fixed assets, net $ 34,391,462 $ 72,906,546 $ 107,298,008 $ 540,629 $ [472,229] $ 107,366,408 Business-type activities: Capital assets, not being depredated Construction in progress $ 5,255,187 $ 309,498 $ 5,564,685 $ 4,348,737 $ [1,696,650] 8,216,772 Land 3,552 3,552 3,552 Capital assets, being depredated Land improvements 7,818,973 (7,818,973] Infrastructure 48,247,695 48,247,695 1,696,650 49,944,345 Buildings and improvements 83,342,560 [60,913,064] 22,429,496 114,660 22,544,156 Vehides 1,635,022 323,900 1,958,922 104,422 2,063,344 Equipment, fumiture and fixtures 2,300,038 604,220 2,904,258 726,572 [272,952] 3,357,878 Total fixed assets 100,355,332 [19,246,724] 81,108,608 6,991,041 [1,969,602] 86,130,047 Less accumulated depreciation for. Land improvements 3,520,647 [3,520,647] Infrastructure 16,530,093 16,530,093 998,418 17,528,511 Buildings and improvements 37,509,591 [30,842,317] 6,667,274 453,435 7,120,709 Vehides 735,867 474,590 1,210,457 183,446 1,393,903 Equipment, fumiture and fixtures 1,035,167 361,008 1,396,175 214,425 [181,968] 1,428,632 Total accumulated depredation 42,801,272 [16,997,273] 25,803,999 1,849,724 [181,968] 27,471,755 Business-type activities fixed assets, net $ 57,554,060 $ [2,249,451] $ 55,304,609 $ 5,141,317 $ [1,787,634] $ 58,658,292 39 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) D. Fixed Assets (Continued) The City's depreciation expense was charges to governmental functions as follows: Governmental Activities: General government Public safety Public works Public health Culture and recreation Planning and development Total depreciation $ 109,477 354,921 2,768,889 23,779 271,400 101,560 $ 3,630,026 Business-type Activities: Solid Waste Disposal Water and Sewer Sanitation Golf Course Division Total depreciation $ 184,492 1,537,161 85,794 42,277 $ 1,849,724 E. Long-Term Debt Following is a summary of changes in long-term debt for fiscal year 2003: Balance Balance Amounts January 1 , Additions/ December 31, Due Within 2003 Adjustments Deletions 2003 One Year Governmental activities: General obligation bonds $ 17,728,189 $ 5,330,000 $ 2,313,880 $ 20,744,309 $ 2,568,792 Capital lease 60,000 60,000 18,850 Accrued compensation 2,181,721 186,691 2,368,412 Temporary notes 4,865,000 4,250,000 4,865,000 4,250,000 Total $ 24,774,910 $ 9,826,691 $ 7,178,880 $ 27,422,721 $ 2,587,642 Business-type activities: General obligation bonds $ 7,187,753 $ - $ 1,959,356 $ 5,228,397 $ 861,208 Revenue bonds 6,790,000 575,000 6,215,000 600,000 Loans payable 7,574,256 724,337 216,394 8,082,199 303,766 Temporary notes 2,533,972 2,533,972 Accrued compensation 618,657 4,343 623,000 Total $ 22,170,666 $ 3,262,652 $ 2,750,750 $ 22,682,568 $ 1,764,974 Component Units: General obligation bonds $ 7,160,000 $ - $ 895,000 $ 6,265,000 $ 830,000 Revenue bonds 315,000 70,000 245,000 75,000 Loans payable 270,620 51,991 218,629 53,036 Special assessment debt 536,563 29,759 506,804 30,886 Total component units $ 8,282,183 $ - $ 1,046,750 $ 7,235,433 $ 988,922 40 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 E. Long-Term Debt (Continued) Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) The following is a detailed listing of the city's long-term debt including general obligation bonds, revenue bonds, temporary notes and loans payable: Primary Government General Obligation Internal Improvements 1994, due 10/1/2004 Internal Improvements 1995, due 10/1/2005 Internal Improvements 1996, due 8/1/2006 Internal Improvements 1997, due 2/1/2012 Internal Improvements 1998, due 8/1/2003 Water/sewer refunding 1998, due 10/1/2008 Internal Improvements 1999, due 10/1/2014 Internal Improvements 2000, due 10/1/2015 Internal Improvements 2001, due 10/1/2016 Water/sewer refunding 2002A, due 10/1/2013 Internal Improvements 20028, due 10/1/2017 Internal Improvements 2003A, due 10/1/2018 Total general obligation bonds Revenue Bonds Revenue Refunding 2002A, due 9/1/2012 Total revenue bonds Loans Payable Kansas Public Water Supply, due 2/112020 Kansas Public Water Supply, due 2/112023 T otalloans payable Temporary Notes Series 2003-1 , due 8/112004 Series 2003-2, due 7/112007 Series 2003-3, due 8/112005 Total temporary notes Capital Lease, due 6/112006 Original Interest Bonds Issue Rates Outstanding $ 1,175,000 4.70% to 6.50% $ 115,000 2,434,000 4.75% to 6.50% 480,000 1,847,000 4.65% to 5.00% 555,000 1,650,000 4.50% to 5.25% 660,000 3,900,000 4.10% to 5.00% 2,350,000 6,010,000 3.80% to 4.40% 2,977,706 5,465,000 4.30% to 5.50% 3,355,000 3,885,000 4.625% to 6.50% 2,885,000 5,350,000 4.00% to 4.90% 4,630,000 2,045,000 3.00% to 4.50% 1,805,000 1,980,000 2.70% to 4.50% 1,810,000 4,350,000 2.13% to 3.85% 4,350,000 $ 25,972,706 6,790,000 2.20% to 4.25% $ 6,215,000 $ 6,215,000 3,600,000 5,000,000 4.29% 4.13% $ 3,168,692 4,913,507 $ 8,082,199 3,800,000 2.00% $ 3,833,972 1,200,000 2.00% 1,200,000 1,750,000 1.35% 1,750,000 $ 6,783,972 60,000 3.65 $ 60,000 41 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) E. Long-Term Debt (Continued) Original Interest Bonds Issue Rates Outstandinq Component Unit Salina Airport Authority General Obligation Bonds General Obligation 1998, due 2008 $ 4,440,000 4.05% to 5.50% $ 2,215,000 General Obligation 1999B, due 2010 555,000 3.90% to 5.20% 360,000 General Obligation 2001A, due 2012 1,385,000 4.45% to 5.60% 1,280,000 General Obligation 2002A, due 2013 2,635,000 2.45% to 3.70% 2,410,000 Total general obligation bonds 6,265,000 Revenue Bonds Leasehold revenue 1991, due 2006 850,000 5.00% to 7.25% 245,000 Loans Payable Kansas Dept of Commerce & Housing, due 2007 468,543 2.00% 218,629 Special assessment debt 565,235 3.19% 506,804 Total $ 7,235,433 Annual debt service requirements to maturity for general obligation bonds to be paid with tax levies: General Obligation - Primary Government Bonds Interest Year Outstandinq Due Total 2004 $ 3,430,000 $ 1,125,891 $ 4,555,891 2005 3,350,000 955,170 4,305,170 2006 3,145,000 816,191 3,961,191 2007 2,995,000 687,264 3,682,264 2008 2,615,000 563,906 3,178,906 2009-2013 7,637,706 1,552,057 9,189,763 2014-2018 2,800,000 282,000 3,082,000 Total $ 25,972,706 $ 5,982,479 $ 31,955,185 General Obligation - Component Units Bonds Interest Year Outstandinq Due Total 2004 $ 830,000 $ 253,762 $ 1,083,762 2005 850,000 220,434 1,070,434 2006 850,000 186,866 1,036,866 2007 885,000 154,858 1,039,858 2008 905,000 120,041 1,025,041 2009-2012 1,945,000 207,842 2,152,842 Total $ 6,265,000 $ 1,143,803 $ 7,408,803 42 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) E. Long-Term Debt (Continued) Annual debt service requirements to maturity for revenue bonds to be paid with utility revenues: Revenue Bonds - Primary Government Bonds Interest Year Outstandinq Due Total 2004 $ 600,000 $ 206,810 $ 806,810 2005 625,000 191,810 816,810 2006 640,000 178,060 818,060 2007 640,000 162,060 802,060 2008 680,000 143,500 823,500 2009-2013 3,030,000 306,245 3,336,245 Total $ 6,215,000 $ 1,188,485 $ 7,403,485 Annual debt service requirements to maturity for revenue bonds to be paid with service revenues: Revenue Bonds - Component Units Bonds Interest Year Outstandinq Due Total 2004 $ 75,000 $ 17,610 $ 92,610 2005 80,000 12,285 92,285 2006 90,000 6,525 96,525 Total $ 245,000 $ 36,420 $ 281 ,420 Annual debt service requirements to maturity for temporary notes - to be paid through the issuance of general obligation bonds: Year 2004 2005 2006 2007 Temporary Notes - Primary Government Notes Interest Outstandinq Due $ 3,800,000 $ 79,378 $ 1,750,000 38,456 Total 3,879,378 1,788,456 1,233,972 95,067 1,329,039 Total $ 6,783,972 $ 212,901 $ 6,996.873 43 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 E. General Long-Term Debt (Continued) Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) The City has engaged in loans in which they have yet to receive all of the proceeds. The following displays annual debt service requirements to maturity for loans payable to be paid from service revenues, for the full proceeds amount: Year 2004 2005 2006 2007 2008 2009-2013 2014-2018 2019-2023 Total Year 2004 2005 2006 2007 Total Loans - Primary Government Loans Interest Outstandinq Due Total $ 303,766 $ 307,870 $ 611,636 316,661 296,049 612,710 330,105 283,725 613,830 344,120 270,878 614,998 358,731 257,484 616,215 2,035,474 1,065,743 3,101,217 2,505,896 634,503 3,140,399 1,887,446 161,427 2,048,873 $ 8,082,199 $ 3,277,679 $ 11,359,878 Loans - Component Unit Loans Interest Outstandinq Due Total $ 53,036 $ 4,109 $ 57,145 54,109 3,043 57,152 55,184 1,955 57,139 56,300 846 57,146 $ 218,629 $ 9,953 $ 228,582 Annual debt service requirement to maturity for Special Assessment Debt to be paid from rental revenue: Special Assessment Debt - Component Unit Assessment Interest Year Outstandinq Due Total 2004 $ 30,886 $ 19,209 $ 50,095 2005 32,056 18,038 50,094 2006 33,271 16,824 50,095 2007 34,533 15,562 50,095 2008 35,841 14,254 50,095 2009-2013 200,642 49,826 250,468 2014-2016 139,575 10,711 150,286 Total $ 506,804 $ 144,424 $ 651,228 44 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) E. General Long-Term Debt (Continued) Special assessments. As provided by Kansas statutes, projects financed in part by special assessments are financed through general obligation bonds of the City and are retired from the debt service fund. Special assessments paid prior to the issuance of bonds are recorded as revenue in the appropriate project. Special assessments received after the issuance of bonds are recorded as revenue in the debt service fund. The special assessments are not recorded as revenue when levied against the respective property owners as such amounts are not available to finance current year operations. The special assessment debt is a contingent of the City to the extent of property owner defaults, which have historically been immaterial. Conduit debt. The City has entered into several conduit debt arrangements wherein the City issues industrial revenue bonds to finance a portion of the construction of facilities by private enterprises. In return, the private enterprises have executed mortgage notes or leases with the City. The City is not responsible for payment of the original bonds, but rather the debt is secured only by the cash payments agreed to be paid by the private enterprises under the terms of the mortgage or lease agreements. Generally, the conduit debt is arranged so that payments required by the private enterprises are equal to the mortgage payments schedule related to the original debt. At December 31, 2003, total outstanding conduit debt was $83,229,960. F. Capital Leases The City has entered into a lease agreement as lessee for financing the acquisition of equipment. This lease agreement qualifies as a capital lease for accounting purposes and, therefore, has been recorded at the present value of the future minimum lease payments as of the date of inception. Governmental Activities Assets Other equipment $ 60,000 Minimum future lease payments under capital leases as of December 31, 2003 are: 2004 2005 2006 Governmental Activities $ 21,708 21,708 21 ,708 65,124 [5,124] 60,000 $ Total minimum lease payments Less amount representing interest Present value of future minimum lease payments 45 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 4. DETAILED NOTES ON ALL FUNDS AND ACCOUNT GROUPS (Continued) G. Reconciliation of Transfers A reconciliation of interfund transfers follows: Major Funds: General fund Tourism and convention fund Bicentennial center fund Capital project fund Water and se\l\ler fund Golf course district fund Internal service funds Total Transfers Note 5. OTHER INFORMATION A. Defined Benefit Pension Plan Plan description. The City participates in the Kansas Public Employees Retirement System (KPERS) and the Kansas Police and Firemen's Retirement System (KP&F), Both are cost-sharing multiple-employer defined benefit pension plans as provided by Kansas statutes (KSA 74-4901 et seq). KPERS and KP&F provide retirement benefits, life insurance, disability income benefits and death benefits. Kansas law established and amends benefit provisions. KPERS and KP&F issue a publicly available financial report that includes financial statements and required supplementary information. Those reports may be obtained by writing to 611 South Kansas, Suite 100; Topeka, Kansas 66603 or by calling 1-888-275-5737. Funding Policy. K.S.A. 74-4919 establishes the KPERS member-employee contribution rate at 4% of covered salary. K.S.A. 74-4975 establishes the KP&F member-employee contribution rate at 7% of covered salary. The employer collects and remits member-employee contributions according to the provisions of section 414 (h) of the Internal Revenue Code. State law provides that the employer contribution rates be determined annually based on the results of an annual actuarial valuation. KPERS and KP&F are funded on an actuarial reserve basis. State law sets a limitation on annual increases in the employer contribution rates. The KPERS employer rate was 3.67% from January 1 to March 31, 2003 and 3.07% from April 1 to December 31,2003. The City employer contributions to KPERS for the years ending December 31, 2003, 2002 and 2001 were $334,377, $347,505 and $259,645, respectively, equal to the required contributions for each year. The KP&F employer rate established for fiscal years beginning in 2003 is 10.71%. Employers participating in KP&F also make contributions to amortize the liability for past service costs, if any, which are determined separately for each participating employer. The City's contributions to KP&F for the years ended December 31,2003,2002, and 2001 were $781,320, $735,657 and $719,030, respectively, equal to the required contributions for each year. B. Deferred Compensation Plan The City offers its employees a deferred compensation plan ("Plan") created in accordance with Internal Revenue Code Section 457. The Plan, available to all City employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. Plan assets are transferred to a plan agent in a custodial trust and are not available to the claims of the City's general creditors. 46 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 5. OTHER INFORMATION (Continued) C. Flexible Benefit Plan (I.R.C. Section 125) The City Commission has adopted by resolution a salary reduction flexible benefit plan ("Plan") under Section 125 of the Internal Revenue Code. All City employees working more than 20 hours per week are eligible to participate in the Plan beginning after two full months of employment. Each participant may elect to reduce his of her salary to purchase benefits offered through the Plan. Benefits offered through the Plan include various insurance and disability benefits. D. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; natural disasters and other events for which the City carries commercial insurance. No significant reductions in insurance coverage from that of the prior year have occurred. Settlements have not exceeded insurance coverage for each of the past three years. The City has established a limited risk management program for workers' compensation. The program covers all City employees. Premiums are paid into the Workers' Compensation Reserve Fund by all other funds and are available to pay claims, claim reserves and administrative costs of the program. An excess coverage insurance policy covers individual claims in excess of $250,000 ($350,000 for claims involving employees classified as policemen or firemen). Incurred claims, including incurred but not reported claims, have been accrued based primarily upon subsequent payments. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amounts of payouts and other economic and social factors. The liability for claims and judgments if reported in the Workers' Compensation Reserve Fund because it is expected to be liquidated with expendable available financial resources. Changes in the balances of claims liabilities during the past two years are as follows: 2003 2002 Unpaid claims, January 1 $ 144,964 $ 172,060 Incurred claims (including IBNRs) 294,845 128,281 Claim payments [192,350] [155,377] Unpaid claims, December 31 $ 247,459 $ 144,964 The City established a limited risk management program for employee health and dental insurance in 1997. The program covers eligible City employees. Premiums are paid into the health insurance fund by all other funds and are available to pay claims, claim reserves and administrative costs of the program. An excess coverage insurance policy covers individual claims in excess of $50,000. Incurred claims, including incurred but not reported claims, have been accrued based primarily upon subsequent payments. Claim liabilities are calculated considering the effects of inflation, recent claim settlement trends including frequency and amounts of payouts and other economic and social factors. The liability for claims and judgments in the Health Insurance Fund because it is expected to be liquidated with expendable available financial resources. Changes in the balances of claims liabilities during the past two years are as follows: 2003 2002 Unpaid claims, January 1 $ 447,253 $ 271 ,446 Incurred claims (including IBNRs) 3,492,899 3,338,877 Claim payments [3,565,806] [3,163,070] Unpaid claims, December 31 $ 374,346 $ 447,253 47 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 5. OTHER INFORMATION (Continued) E. Capital Projects Capital projects often extend over two or more fiscal years. The following is a schedule which compares the project authorization including allowable interest revenue to total project expenditures from project inception to December 31,2003. Proiect Water Treatment Plant Phase 1/ North Ohio Grade Separation North Ohio Utility Extension 5th and Stimmel Sewer Schilling/Centennial ED Project South Ninth, Phase 1/1 Lakewood Bridge Relocation of Lakewood Bridge North Ninth Street Bridge 2002 Enhancements, NE Quad Markley and Magnolia Road Open landfill Cell #4 and Closure, Cells 1 & 2 Municipal Court Addition Traffic Signals, Crawford and Fron 2002 Subdivision Improvements--Woodland Hunington Ditch Soccer Complex 2003 Subdivision Improvements--Liberty Addition F. Contingent Liabilities The City receives significant financial assistance from numerous federal and state governmental agencies in the form of grants and state pass-through aid. The disbursement of funds received under these programs generally requires compliance with terms and conditions specified in the grant agreements and is subject to audit. Any disallowed claims resulting from such audits could become a liability of the General Fund or other applicable funds. However, in the opinion of management, any such disallowed claims would not have a material effect on any of the financial statements of the City at December 31, 2003. Authorization $ 5,844,700 4,000,000 1,194,553 340,000 671,000 3,700,000 50,000 75,000 375,000 164,805 3,000,000 1,500,000 402,000 83,726 135,000 130,560 Expenditures $ 5,471,787 880,238 625,604 313,341 64,422 2,461,267 79,584 39,127 84,240 95,780 2,029,272 1,391,628 65,038 64,108 650 5,734 118,046 The City is a defendant in various lawsuits. Although the outcome of these lawsuits is not presently determinable, it is the opinion of the City's legal counsel that resolution of these matters will not have a material adverse effect on the financial condition of the City. 48 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31,2003 Note 5. OTHER INFORMATION (Continued) G. Municipal Solid Waste Landfill State and federal laws and regulations require the City to place a final cover on its landfill site when it stops accepting waste, and to perform certain maintenance and monitoring functions at the site for thirty years after closure. Although closure and postclosure care costs will be paid only near or after the date that the landfill stops accepting waste, the City reports a portion of these closure and postclosure care costs as an operating expense of the solid waste fund in each period based on landfill capacity used as of each balance sheet date. The $1,600,956 reported as landfill closure and postclosure care liability at December 31 represents the cumulative amount reported to date based on the use of 29.6% of the estimated capacity of the landfill. The City's solid waste fund will recognize the remaining estimate cost of closure and postclosure care of $3,058,832 as the remaining estimated capacity is filled over the remaining life expectancy of 84 years. These amounts are based on what it would cost to perform all closure and postclosure care in 2003. Actual cost may be higher due to inflation, changes, in technology or changes in regulations. The City is required by State and Federal laws and regulations to provide assurances of financial responsibility for closure and post- closure care, The City has elected to utilize the Local Government Financial test promulgated by the U.S. Environmental Protection Agency (at 40 CFR 258.74(f)) and the Kansas Department of Health and Environment to provide these assurances. Any future closure or post-closure care costs will be provided through the normal budgeting and rate setting process, including the issuance of general obligation bonds, if necessary. H. Segment Information - Enterprise Funds The City maintains four enterprise funds which are intended to be self-supporting through user fees charged for services to the public. Financial segment information as of and for the year ended December 31, 2003 is presented below. Solid Water Golf Waste and Course Disposal Sewer Sanitation Division Total Operating revenues $ 2,401,509 $ 12,216,560 $ 1,794,621 $ 810,717 $ 17,223,407 Depreciation expense 184,492 1,537,161 85,794 42,277 1,849,724 Transfers out 40,000 39,661 79,661 Operating income [loss] 146,121 1,533,835 112,269 27,983 1,820,208 Change in net assets 82,635 650,834 118,619 [14,441] 837,647 Property, plant and equipment additions 2,567,025 2,552,984 104,423 69,960 5,294,392 Net working capital 3,074,409 8,266,364 706,396 121,362 12,168,531 Total assets 7,148,280 64,197,993 1,149,404 697,142 73,192,819 Bonds, loans and temporary notes payable 2,678,875 19,320,712 59,981 22,059,568 Total net assets 2,700,540 44,029,053 1,009,325 569,355 48,308,273 49 CITY OF SALINA, KANSAS NOTES TO THE BASIC FINANCIAL STATEMENTS December 31, 2003 Note 5. OTHER INFORMATION (Continued) I. Environmental Matters The Kansas Department of Health and Environment (KDHE) issued a report in 1994 indicating the presence of volatile organic compounds at levels requiring remediation at the Salina Public Water Supply Wells Site (the Site). The City adopted a proactive Policy and Action Plan to remediate the groundwater contamination, and on December 7, 1994, the City and KDHE entered into a Consent Order and Settlement Agreement under which the City assumed primary responsibility for the further investigation and remediation of the groundwater contamination. Field testing work has been completed. The necessary remediation work will be conducted over the next several years at a yet undetermined cost to the City's Water and Sewer Fund. The Salina Airport Authority has been involved in discussions with the Corps of Engineers, Environmental Protection Agency, and the Kansas Department of Health and Environment relative to the former Schilling air Force Base (the Base) in Salina, Kansas. The Base was operational from 1942 to 1965 when it was decommissioned and became the current Salina Municipal Airport and Salina Airport Industrial Center. During its period of operation, the Base was used for large aircraft including B-17s, B-29s, B-47s and the refueling KC-97s and KC-135s. The Army Corps of Engineers did a removal of 107 former underground storage tanks at the former Base in 1995. In addition to efforts by the Corps of Engineers, the Environmental Protection Agency has conducted an Expanded Site Investigation (ESI) to determine all sources of potential contamination at the Site. Once the additional information gathering effort has been conducted and all parties know the nature and extent of contamination, it is anticipated that there will be a discussion with respect to cleanup options and allocation of responsibility. At this time, the Authority does not know specifically whether the City of Salina or the Authority will have cleanup obligations. J. Subsequent Events On April 28, 2004, the City issued general obligation refunding bonds in the amount of $5,585,000. The City will make the first payment on August 1, 2004 and the last payment on August 1, 2015. The interest rate on the bonds ranges from 2.10% to 4.00%. 50 This page left blank intentionally. REQUIRED SUPPLEMENTARY INFORMATION This page intentionally left blank. CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) GENERAL FUND For the Year Ended December 31, 2003 Variance with Final Budget Budaeted Amounts Positive Actual Oriqinal Final fNeqativel Revenues Taxes Real estate taxes $ 2,299,570 $ 2,307,302 $ 2,307,302 $ [7,732] Delinquent taxes 56,364 30,000 30,000 26,364 Motor vehicle taxes 399,871 291,283 366,283 33,588 General sales tax 9,913,121 10,260,384 9,933,000 [19,879] Selective sales tax 2,113,593 2,174,436 2,116,500 [2,907] Other taxes 1,932,928 1,895,000 1,940,000 [7,072] Total taxes 16,715,447 16,958,405 16,693,085 22,362 Charges for Services General charges 21,777 8,000 8,000 13,777 General government 9,388 9,000 9,000 388 Public safety 2,561,685 2,496,750 2,530,750 30,935 Public works 154,332 175,000 175,000 [20,668] Health and sanitation 35,690 24,000 24,000 11,690 Culture and recreation 473,907 502,500 517,325 [43,418] Community and economic development 8,784 10,500 10,500 [1,716] Total charges for services 3,265,563 3,225,750 3,274,575 [9,012] Operating grants, restricted General grants 189,362 827,004 1,022,999 [833,637] Public safety 640,000 640,000 640,000 Total operating grants, restricted 829,362 1,467,004 1,662,999 [833,637] Operating grants, unrestricted General grants 150 150 Public safety 550 550 Public works 1 ,400 1,000 1,000 400 Total operating grants, unrestricted 2,100 1,000 1,000 1,100 Interest income General interest 127,667 300,000 150,000 [22,333] Total interest income 127,667 300,000 150,000 [22,333] Interfund services provided General services 591,978 582,000 698,500 [106,522] General government 1,161,611 1,055,094 1,055,094 106,517 Community and economic development 56,000 100,000 [100,000] Total interfund services provided 1,753,589 1,693,094 1,853,594 [100,005] Miscellaneous revenues General miscellaneous revenues 49,391 57,500 57,500 [8,109] Public safety 34,455 32,000 32,000 2,455 Public works 67 67 Community and economic development 1,868 1,868 Total miscellaneous revenues 85,781 89,500 89,500 [3,719] Proceeds of fixed assets General sales 10,132 20,000 30,000 [19,868] Total proceeds of fixed assets 10,132 20,000 30,000 [19,868] Total revenues 22,789,641 23,754,753 23,754,753 [965,112] See independent auditor's report on the financial statements. 51 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) GENERAL FUND For the Year Ended December 31, 2003 Variance with Final Budget Budaeted Amounts Positive Actual Oriainal Final [Neaativel Expenditures General Government City commission 88,400 110,950 110,950 22,550 City manager 362,337 393,200 393,200 30,863 Legal 171,963 112,000 132,000 [39,963] Finance 407,989 385,756 395,856 [12,133] Human resources 186,695 215,907 215,907 29,212 Other general government 708,798 705,280 655,280 [53,518] Contingencies 62,594 350,000 100,000 37,406 Total general government 1,988,776 2,273,093 2,003,193 14,417 Public Safety Police $ 4,601,127 $ 4,756,788 $ 4,747,148 $ 146,021 Municipal court 837,360 834,380 972,480 135,120 Fire 4,267,580 4,245,111 4,248,111 [19,469] Total public safety 9,706,067 9,836,279 9,967,739 261,672 Public Works Buildings and general improvements 661,542 662,887 679,787 18,245 Engineering 487,344 497,282 497,282 9,938 Streets 1,135,133 1,264,389 1,268,639 133,506 Flood works 117,769 145,523 145,523 27,754 Traffic control 535,965 543,904 568,904 32,939 Parks 949,481 981,156 964,156 14,675 ADA compliance 3,038 40,000 40,000 36,962 Total public works 3,890,272 4,135,141 4,164,291 274,019 Public Health and Sanitation Cemetery 77,107 108,295 108,295 31,188 Health department 650,241 650,241 650,241 Total public health and sanitation 727,348 758,536 758,536 31,188 Culture and Recreation Swimming pools 73,978 74,991 76,791 2,813 Neighborhood centers 52,284 56,879 59,879 7,595 Recreation 1,133,145 1,162,683 1,177,508 44,363 Arts and humanities 304,529 306,798 303,798 [731] Smoky Hill museum 293,481 297,241 296,241 2,760 Total culture and recreation 1,857,417 1,898,592 1,914,217 56,800 Community Development Human relations 176,894 175,504 175,504 [1,390] Development services 861,652 937,445 924,545 62,893 Agency contracts 2,527,942 2,464,436 2,514,500 [13,442] Total community development 3,566,488 3,577,385 3,614,549 48,061 Capital Outlay Capital outlay 1,065,852 1,527,984 1,310,690 244,838 Cash Reserve 4,200,578 4,474,373 4,474,373 Total expenditures 22,802,220 28,207,588 28,207,588 5,405,368 Excess [deficiency] of revenues over [under] expenditures [12,579] [4,452,835] [4,452,835] 4,440,256 See independent auditor's report on the financial statements. 52 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) GENERAL FUND For the Year Ended December 31, 2003 Other financing sources [uses] Transfer in Transfer [out] Variance with Final Budget Budaeted Amounts Positive Actual Oriainal Final rNeaativel $ 42,032 $ - $ - $ 42,032 [290,000] [165,000] [165,000] [125,000] [247,968] [165,000] [165,000] [82,968] Total other financing sources [uses] Excess [deficiency] of revenues and other sources over [under] expenditures and other [uses] Prior year cancelled encumbrances [260,547] [4,617,835] [4,617,835] 4,357,288 5,414,814 4,617,835 4,617,835 796,979 725 725 5,415,539 4,617,835 4,617,835 797,704 101,235 101,235 5,256,227 $ - $ - $ 5,256,227 31,438 1,059,656 119,501 308,721 $ 6,775,543 Unreserved fund balance, January 1 Prior period adjustment Unreserved fund balance, January 1, restated Unreserved fund balance, December 31 Reconciliation to GAAP Interest receivable Accounts receivable Inventory Encumbrances GAAP Fund Balance, December 31 See independent auditor's report on the financial statements. 53 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) EMPLOYEE BENEFITS FUND For the Year Ended December 31, 2003 Miscellaneous revenues General miscellaneous revenues Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final rNeqativel $ 3,120,809 $ 3,133,460 $ 3,133,460 $ [12,651] 72,772 55,000 55,000 17,772 480,574 378,368 378,368 102,206 3,674,155 3,566,828 3,566,828 107,327 1,811 2,000 2,000 [189] 3,675,966 3,568,828 3,568,828 107,138 Revenues Taxes Real estate taxes Delinquent taxes Motor vehicle taxes Total taxes Total revenues Expenditures General Government City commission City manager Finance Human resources Total general government 1 ,405 1,420 1,420 15 77 ,461 72,618 80,598 3,137 81,486 78,125 83,365 1,879 37,509 36,628 39,610 2,101 197,861 188,791 204,993 7,132 1,113,418 991,970 1,157,224 43,806 105,798 90,452 108,471 2,673 1,104,868 1,018,478 1,091,277 [13,591 ] 2,324,084 2,100,900 2,356,972 32,888 67,034 63,738 68,068 1,034 111 ,685 101,810 112,586 901 264,089 268,062 271,416 7,327 33,533 31,207 34,195 662 29,736 34,263 40,916 11 ,180 215,407 191,976 226,272 10,865 721,484 691,056 753,453 31,969 Public Safety Police Municipal court Fire Total public safety Public Works Buildings and general improvements Engineering Streets Flood works Traffic control Parks Total public works See independent auditor's report on the financial statements. 54 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) EMPLOYEE BENEFITS FUND For the Year Ended December 31, 2003 Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final [Neqativel Expenditures - continued Public Health and Sanitation Cemetery $ 22,924 $ 33,780 $ 27,518 $ 4,594 Culture and Recreation Swimming pools 4,088 4,608 4,608 520 Neighborhood centers 3,217 3,617 3,617 400 Recreation 142,193 134,282 140,690 [1,503] Bi-Centennial Center 164,055 154,322 165,891 1,836 Arts and humanities 58,815 51,602 61,972 3,157 Smoky Hill museum 55,947 53,084 56,331 384 Total culture and recreation 428,315 401,515 433,109 4,794 Community Development Human relations 37,105 36,664 36,664 [441 ] Developmental services 184,111 187,127 198,609 14,498 Total community development 221,216 223,791 235,273 14,057 Other Health insurance 7,872 12,000 12,000 4,128 Cash Reserve 496,304 124,819 124,819 Total expenditures 3,923,756 4,148,137 4,148,137 224,381 Excess [deficiency] of revenues over [under] expenditures [247,790] [579,309] [579,309] 331,519 GAAP Fund balance, January 1 612,678 579,309 579,309 33,369 GAAP Fund balance, December 31 $ 364,888 $ - $ - $ 364,888 See independent auditor's report on the financial statements. 55 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) FLOOD AND DRAINAGE IMPROVEMENT FUND For the Year Ended December 31,2003 Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final [Neqativel Revenues Taxes Real estate taxes $ 305,420 $ 306,514 $ 306,514 $ [1,094] Delinquent taxes 7,214 3,000 3,000 4,214 Motor vehicle taxes 49,497 37,890 37,890 11,607 Total taxes 362,131 347,404 347,404 14,727 Charges for services General charges 5,657 5,657 Total revenues 367.788 347.404 347 .404 20.384 Expenditures Capital Outlay Capital outlay 255,861 300,000 230,000 [25,861] Debt Service 100,000 100,000 100,000 Cash Reserve 107,099 177,099 177,099 Total expenditures 255,861 507,099 507,099 251,238 Excess [deficiency] of revenues over [under] expenditures 111,927 [159,695] [159,695] 271,622 Unreserved fund balance, January 1 233,053 159,695 159,695 73,358 Prior year cancelled encumbrances 1,399 1,399 Unreserved fund balance, December 31 346,379 $ - $ - $ 346,379 Reconciliation to GAAP Current Year Encumbrances 25,954 GAAP Fund Balance, December 31 $ 372,333 See independent auditor's report on the financial statements, 56 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) TOURISM AND CONVENTION FUND For the Year Ended December 31, 2003 Interest income General interest Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final [Neqativel $ 826,247 $ 775,000 $ 775,000 $ 51,247 332 332 826,579 775,000 775,000 51,579 Revenues Taxes Other taxes Total revenues Expenditures Community Development Tourism 465,000 465,000 465,000 Total expenditures 465,000 465,000 465,000 Excess [deficiency] of revenues over [under] expenditures 361,579 310,000 310,000 51,579 Other financing sources [uses] Transfer [out] [310,000] [310,000] [310,000] Excess [deficiency] of revenues and other sources over [under] expenditures and other [uses] 51,579 51,579 Unreserved fund balance, January 1 5,075 406 406 4,669 Unreserved fund balance, December 31 56,654 $ 406 $ 406 $ 56,248 Reconciliation to GAAP Accounts receivable I nterest receivable 192,196 306 GAAP Fund Balance, December 31 $ 249,156 See independent auditor's report on the financial statements. 57 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) SPECIAL GAS FUND For the Year Ended December 31, 2003 Actual Revenues Operating grants, restricted Public works Budqeted Amounts Oriqinal Final Variance with Final Budget Positive rNeqative 1 $ 1,416,767 $ 1,525,000 $ 1,525,000 $ [108,233] Interest income General interest 20,957 Interfund services provided Public works 64,422 Total revenues 1,502,146 Expenditures Public works Streets 299,292 Capital Outlay Capital outlay Cash Reserve 1,090,653 Total expenditures 1,389,945 Excess [deficiency] of revenues over [under] expenditures 112,201 Unreserved fund balance, January 1 590,124 Prior year cancelled encumbrances 42,035 Unreserved fund balance, December 31 744,360 $ Reconciliation to GAAP Taxes receivable Interest receivable Current year encumbrances 422,922 6,047 368,893 GAAP Fund Balance, December 31 $ 1,542,222 25,002 25,002 1,550,002 1,550,002 351,708 351,708 1,290,000 303,739 1,296,000 297,739 1,945,447 1,945,447 [395,445] [395,445] 395,445 395,445 - $ See independent auditor's report on the financial statements. 58 [4,045] 64,422 [47,856] 52,416 205,347 297,739 555,502 507,646 194,679 42,035 - $ 744,360 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) BICENTENNIAL CENTER FUND For the Year Ended December 31,2003 Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final fNeqativel Revenues Charges for services Culture and recreation $ 840,076 $ 823,000 $ 823,000 $ 17,076 Interest income General interest 3,123 10,000 10,000 [6,877] Interfund services provided Culture and recreation 125,000 Miscellaneous revenues General miscellaneous revenues 227 227 Total revenues 843,426 958,000 833,000 10,426 Expenditures Culture and Recreation Bi-Centennial Center 1,302,020 1,306,692 1,313,192 11,172 Capital Outlay Capital outlay 9,741 23,125 21,125 11,384 Cash Reserve 204,274 199,774 199,774 Total expenditures 1,311,761 1,534,091 1,534,091 222,330 Excess [deficiency] of revenues over [under] expenditures [468,335] [576,091 ] [701,091 ] 232,756 Other financing sources [uses] Transfer in 435,000 310,000 435,000 Total other financing sources [uses] 435,000 310,000 435,000 Excess [deficiency] of revenues and other sources over [under] expenditures and other [uses] [33,335] [266,091 ] [266,091 ] 232,756 Unreserved fund balance, January 1 261 , 180 266,688 266,688 [5,508] Prior year cancelled encumbrances 2,660 2,660 Unreserved fund balance, December 31 230,505 $ 597 $ 597 $ 229,908 Reconciliation to GAAP Accounts receivable 9,645 Interest receivable 1,332 GAAP Fund Balance, December 31 $ 241 ,482 See independent auditor's report on the financial statements. 59 This page left blank intentionally. COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES This page intentionally left blank. CITY OF SALINA, KANSAS COMBINING STATEMENTS - NONMAJOR FUNDS NONMAJOR SPECIAL REVENUE FUNDS Special revenue funds are used to account for specific revenues that are legally restricted to expenditure for particular purposes. Business improvement district fund - State law allows businesses within an area to voluntarily establish an improvement district. This fund is used to account for the assessments made on the district. All revenues are to be used within the Business Improvement District. Neighborhood park fund - To account for fees collected from new residential building projects in Salina. Expenditures are for acquisition or development of neighborhood parks in the growing areas of the community. Special parks and recreation fund - To account for liquor tax revenues which must be used for park maintenance and improvements. Special alcohol fund - To account for liquor tax revenues which must be used for programs which address prevention, education or intervention for drug and alcohol abuse. Bicentennial center event fund - To account for the revenues and expenses associated with special events (concerts, shows, etc.) at the City's convention center. HUD community development fund - To account for grants received from the state to be used for housing or economic development purposes. APWA consortium fund - To pay for the APWA consortium. Community development revolving fund - To account for funds which may be loaned for housing and economic development purposes, to later be repaid and reused on a revolving basis. Heritage commission fund - To account for revenues and expenses associated with heritage preservation activities. Fair housing fund - To account for grants received from the federal government to be used to monitor and mediate fair housing complaints. CDBG ED fund- To account for grants received from the federal government to be used for economic development loans to qualifying businesses. HOME IV fund - To account for grants received from the state government to be used for housing rehabilitation. Special law enforcement fund - To account for revenues received from the sale of forfeited assets acquired during drug enforcement activities. Expenses are limited to capital items to be used for further drug enforcement activities. Fair housing partnership - To account for revenues and expenses associated with fair housing complaints. Police grants fund - To account for revenues from grants which are to be used for special police activities, including the DAR.E. program DAR.E. donations fund - To account for donations to the DAR.E. program. Large system interface fund - To account for grants received for the acquisition of computers and software used in law enforcement activities, War memorial maintenance fund - To account for monies to be used for maintenance of the local war memorial. 60 CITY OF SALINA, KANSAS COMBINING STATEMENTS - NONMAJOR FUNDS NONMAJOR PERMANENT FUNDS Permanent funds are used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the reporting government's programs.. Citizenship trust fund - To account for donated funds, the interest on which is to be used to provide "Good Citizen" awards to deserving Salina citizens. Cemetery endowment fund - To account for amounts expended for perpetual care of the City cemetery. Interest earnings are used for cemetery maintenance. Mausoleum endowment fund - To account for amounts charged for perpetual care of the City mausoleum. Interest earnings are used for mausoleum maintenance. Tricentennial Commission fund - To account for donations to be used to celebrate the nation's Tricentennial in the year 2076. 61 CITY OF SALINA, KANSAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31, 2003 Total Total Total Nonmajor Nonmajor Nonmajor Special Revenue Permanent Governmental Funds Funds Funds ASSETS Cash and investments $ 885,713 $ 313,501 $ 1,199,214 Receivables Accounts 23,963 23,963 Interest 4,201 1,689 5,890 Notes 18,332 18,332 Total assets $ 932,209 $ 315,190 $ 1,247,399 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 34,143 $ - $ 34,143 Due to other funds 10,609 10,609 Total liabilities 44.752 44.752 Fund balances: Reserved for notes receivable 18,332 18,332 Unreserved Undesignated 869,125 315,190 1,184,315 Total fund balances 887,457 315,190 1,202,647 Total liabilities and fund balances $ 932,209 $ 315,190 $ 1,247,399 See independent auditor's report on the financial statements. 62 CITY OF SALINA, KANSAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For the Year Ended December 31,2003 REVENUES: Intergovernmental Charges for services Licenses and permits Investment revenue Miscellaneous Total Total Total Nonmajor Nonmajor Nonmajor Special Revenue Permanent Governmental Funds Funds Funds $ 350,918 $ - $ 350,918 837,588 6,365 843,953 19,946 19,946 218,553 2,909 221,462 54,050 54.050 1.481.055 9.274 1.490.329 Total revenues EXPENDITURES: Current Culture and recreation Public health and sanitation Planning and development Miscellaneous Capital outlay Fund balance - Beginning of year 743,938 743,938 131,584 131,584 245,272 245,272 19,898 19,898 308,224 308,224 1.429,018 19.898 1.448.916 52,037 [10,624] 41,413 836,145 325,814 1,161,959 [725] [725] 835,420 325,814 1 , 161 ,234 $ 887,457 $ 315,190 $ 1,202,647 Total expenditures Excess [deficiency] of revenues over [under] expenditures Prior period adjustment Fund balance - Beginning of year, restated Fund balance - End of year See independent auditor's report on the financial statements. 63 This page left blank intentionally. CITY OF SALINA, KANSAS COMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31,2003 Business Special Improvement Neighborhood Parks & Special District Park Recreation Alcohol ASSETS Cash and investments $ 5,575 $ 132,312 $ 108,405 $ 32,856 Receivables Accounts 23,963 Interest 30 713 584 177 Notes Total assets $ 29,568 $ 133,025 $ 108,989 $ 33,033 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 5,567 $ - $ 7,635 $ 20,227 Due to other funds Total liabilities 5,567 7,635 20,227 Fund balance: Reserved for notes receivable Unreserved Undesignated [deficit] 24,001 133,025 101,354 12,806 Total fund balance [deficit] 24,001 133,025 101,354 12,806 Total liabilities and fund balances $ 29,568 $ 133,025 $ 108,989 $ 33,033 Bicentennial HUD Comm. Center Community APWA Development. Heritage Event Dev. Consortium Revolvinq Commission $ 44,918 $ 59,514 $ - $ 170,703 $ 1,511 320 921 9 9,166 9,166 $ 44,918 $ 69,000 $ - $ 180,790 $ 1,520 $ - $ - $ - $ - $ 9,166 9,166 171,624 180,790 1,520 1,520 44,918 44,918 59,834 69,000 $ 44,918 $ 69,000 $ - $ 180,790 $ 1,520 See independent auditor's report on the financial statements. 64 CITY OF SALINA, KANSAS COMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31,2003 Special Fair CDBG HOME Law Housinq ED IV Enforcement ASSETS Cash and investments $ 142,580 $ - $ 11 ,469 $ 12,105 Receivables Accounts Interest 769 65 Notes Total assets $ 143,349 $ - $ 11 ,469 $ 12,170 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ 689 $ - $ - $ Due to other funds 625 Total liabilities 689 625 Fund balance: Reserved for notes receivable Unreserved Undesignated [deficit] 142,660 [625] 11,469 12,170 Total fund balance [deficit] 142,660 [625] 11,469 12,170 Total liabilities and fund balances $ 143,349 $ - $ 11 ,469 $ 12,170 Fair Large War Housing Police DARE System Memorial Part. Grants Donations Interface Maintenance Totals $ - $ 86,949 $ 39,328 $ 4,245 $ 33,243 $ 885,713 23,963 198 212 23 180 4,201 18,332 $ - $ 87,147 $ 39,540 $ 4,268 $ 33,423 $ 932,209 $ - $ 9,984 9,984 - $ - $ - $ 25 $ 34,143 10,609 44,752 25 18,332 [9,984] [9,984] 87,147 87,147 39,540 39,540 4,268 4,268 33,398 33,398 869,125 887,457 $ - $ 87,147 $ 39,540 $ 4,268 $ 33,423 $ 932,209 See independent auditor's report on the financial statements. 65 CITY OF SALINA, KANSAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR SPECIAL REVENUE FUNDS For the Year Ended December 31, 2003 Business Special Improvement Neighborhood Parks & Special District Park Recreation Alcohol Revenues Intergovernmental $ - $ - $ 141,496 $ 141,496 Charges for services 92,295 Licenses and permits 19,946 Investment revenue 98 1,413 1,571 Miscellaneous 5.735 Total Revenues 92,393 21,359 148,802 141,496 Expenditures Current Culture and recreation Public health and sanitation 131,584 Planning and development 89,641 Capital outlay 128,224 Total Expenditures 89,641 128,224 131,584 Excess [deficiency] of revenues over [under] expenditures 2,752 21,359 20,578 9,912 Fund balance, beginning of year 21 ,249 111,666 80,776 2,894 Prior period adjustment Fund balance, beginning of year, restated 21,249 111,666 80,776 2,894 Fund balance, end of year $ 24,001 $ 133,025 $ 101,354 $ 12,806 Bicentennial HUD Community Center Community APWA Development Heritage Event Develooment Consortium Revolvino Commission $ - $ - $ - $ - $ 744,666 627 873 180,000 1,731 14 7,917 744,666 1,500 180,000 9,648 14 743,153 743,153 180,000 180,000 1,513 1,500 9,648 14 43,405 67,500 171,142 1,506 43,405 67,500 171,142 1,506 $ 44,918 $ 69,000 $ - $ 180,790 $ 1,520 See independent auditor's report on the financial statements. 66 CITY OF SALINA, KANSAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NONMAJOR SPECIAL REVENUE FUNDS For the Year Ended December 31, 2003 Revenues I ntergovern mental Charges for services Licenses and permits Investment revenue Miscellaneous Total Revenues Special Fair CDBG HOME Law HousinQ ED IV Enforcement $ - $ - $ - $ 31,558 110 2,658 31 ,909 34,216 31 ,909 110 Expenditures Current Culture and recreation Public health and sanitation Planning and development Capital outlay Total Expenditures Excess [deficiency] of revenues over [under] expenditures 118,356 29,262 118,356 29,262 [84,140] 2,647 110 226,800 [2,547] 11 ,469 12,060 [725] 226,800 [3,272] 11 ,469 12,060 $ 142,660 $ [625] $ 11 ,469 $ 12,170 Fund balance, beginning of year Prior period adjustment Fund balance, beginning of year, restated Fund balance, end of year Fair Large War Housing Police DARE System Memorial Partnership Grants Donations Interface Maintenance Totals $ - $ 67,926 $ - $ - $ - $ 350,918 837,588 19,946 346 430 109 300 218,553 5,831 54,050 68,272 6,261 109 300 1,481,055 785 743,938 131,584 8,013 245,272 308,224 8,013 785 1,429,018 [8,013] 68,272 6,261 109 [485] 52,037 [1,971] 18,875 33,279 4,159 33,883 836,145 [725] [1,971] 18,875 33,279 4,159 33,883 835,420 $ [9,984] $ 87,147 $ 39,540 $ 4,268 $ 33,398 $ 887,457 See independent auditor's report on the financial statements. 67 CITY OF SALINA, KANSAS COMBINING BALANCE SHEET NON MAJOR PERMANENT FUNDS December 31, 2003 Citizenship Cemetery Mausoleum Tricentennial ASSETS Trust Endowment Endowment Commission Total Cash and investments $ - $ 280,334 $ 28,444 $ 4,723 $ 313,501 Interest receivable 1,511 153 25 1,689 Total assets $ - $ 281,845 $ 28,597 $ 4,748 $ 315,190 LIABILITIES AND FUND BALANCES Liabilities Accounts payable $ - $ - $ - $ - $ Total liabilities Fund balances Unreserved Undesignated 281,845 28,597 4,748 315,190 Total liabilities and fund balances $ - $ 281,845 $ 28,597 $ 4,748 $ 315,190 See independent auditor's report on the financial statements. 68 CITY OF SALINA, KANSAS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES NON MAJOR PERMANENT FUNDS For the Year Ended December 31,2003 Citizenship Cemetery Mausoleum Tricentennial Trust Endowment Endowment Commission Total Revenues Charges for services $ - $ 6,365 $ - $ - $ 6,365 Investment revenue 2,607 259 43 2,909 Total revenues 8,972 259 43 9,274 Expenditures Miscellaneous 19,864 34 19,898 Total expenditures 19,864 34 19,898 Net change in fund balance [19,864] 8,938 259 43 [10,624] Fund balances - beginning of year 19,864 272,907 28,338 4,705 325,814 Fund balances - end of year $ - $ 281,845 $ 28,597 $ 4,748 $ 315,190 See independent auditor's report on the financial statements. 69 This page intentionally left blank. CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) BUSINESS IMPROVEMENT DISTRICT FUND For the Year Ended December 31,2003 Interest income General interest Variance with Final Budget Budoeted Amounts Positive Actual Orioinal Final fNeoativel $ 83,673 $ 82,000 $ 89,900 $ [6,227] 138 138 83,811 82,000 89,900 [6,089] Revenues Charges for services Community and Economic Development Total revenues Expenditures Community Development Business Improvement District 83,817 82,000 89,914 6,097 Total expenditures 83,817 82,000 89,914 6,097 Excess [deficiency] of revenues over [under] expenditures [6] [14] 8 Unreserved fund balance, January 1 14 14 Unreserved fund balance, December 31 8 $ - $ - $ 8 Reconciliation to GAAP Accounts receivable I nterest receivable 23,963 30 GAAP Fund Balance, December 31 $ 24,001 See independent auditor's report on the financial statements. 70 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) NEIGHBORHOOD PARK FUND For the Year Ended December 31, 2003 Interest income General interest Variance with Final Budget BudQeted Amounts Positive Actual OriQinal Final fNeQativel $ 19,946 $ 20,000 $ 20,000 $ [54] 2,555 2,000 2,000 555 22,501 22,000 22,000 501 Revenues Charges for services Public works Total revenues Expenditures Cash Reserve 139,410 139,410 139,410 Total expenditures 139,410 139,410 139,410 Excess [deficiency] of revenues over [under] expenditures 22,501 [117,410] [117,410] 139,911 109,811 117,410 117,410 [7,599] Unreserved fund balance, January 1 Unreserved fund balance, December 31 132,312 $ - $ - $ 132,312 Reconciliation to GAAP Interest receivable 713 GAAP Fund Balance, December 31 $ 133,025 See independent auditor's report on the financial statements. 71 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) SPECIAL PARKS AND RECREATION FUND For the Year Ended December 31, 2003 Interest income General interest Variance with Final Budget BudQeted Amounts Positive Actual OriQinal Final fNeoativel $ 141,496 $ 131,424 $ 131,424 $ 10,072 2,335 3,000 2,000 335 5,735 12,000 13,000 [7,265] 149,566 146,424 146,424 3,142 Revenues Operating grants, restricted Culture and recreation Miscellaneous revenues General miscellaneous revenues Total revenues Expenditures Public works Contingency 4,914 50,000 45,086 Capital Outlay Capital outlay 115,479 100,000 80,000 [35,479] Cash Reserve 115,238 85,238 85,238 Total expenditures 120,393 215,238 215,238 94,845 Excess [deficiency] of revenues over [under] expenditures 29,173 [68,814] [68,814] 97,987 Unreserved fund balance, January 1 71,597 68,814 68,814 2,783 Unreserved fund balance, December 31 100,770 $ - $ - $ 100,770 Reconciliation to GAAP Interest receivable 584 GAAP Fund Balance, December 31 $ 101,354 See independent auditor's report on the financial statements. 72 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) SPECIAL ALCOHOL FUND For the Year Ended December 31, 2003 Interest income General interest Variance with Final Budget Budoeted Amounts Positive Actual OriQinal Final fNeoativel $ 141,496 $ 131,424 $ 131,424 $ 10,072 237 500 500 [263] 141,733 131,924 131,924 9,809 Revenues Operating grants, restricted Health and sanitation Total revenues Expenditures Public Health and Sanitation Special alcohol 131,424 131,924 131,924 500 Total expenditures 131,424 131,924 131,924 500 Excess [deficiency] of revenues over [under] expenditures 10,309 10,309 Unreserved fund balance, January 1 2,320 2,320 Unreserved fund balance, December 31 12,629 $ - $ - $ 12,629 Reconciliation to GAAP Interest receivable 177 GAAP Fund Balance, December 31 $ 12,806 See independent auditor's report on the financial statements. 73 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) FAIR HOUSING FUND For the Year Ended December 31, 2003 Interest income General interest Variance with Final Budget Budoeted Amounts Positive Actual Orioinal Final fNeoativel $ 32,657 $ 65,000 $ 65,000 $ [32,343] 4,558 1,000 1,000 3,558 37,215 66,000 66,000 [28,785] Revenues Operating grants, restricted Health and sanitation Total revenues Expenditures Community Development Human relations 118,356 131,683 131,683 13,327 Total expenditures 118,356 131,683 131,683 13,327 Excess [deficiency] of revenues over [under] expenditures [81,141] [65,683] [65,683] [15,458] Unreserved fund balance, January 1 223,032 65,683 65,683 157,349 Unreserved fund balance, December 31 141,891 $ - $ - $ 141,891 Reconciliation to GAAP Interest receivable 769 GAAP Fund Balance, December 31 $ 142,660 See independent auditor's report on the financial statements. 74 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) DEBT SERVICE FUND For the Year Ended December 31,2003 Variance with Final Budget BudQeted Amounts Positive Actual Oriqinal Final fNeQativel Revenues Taxes Real estate taxes $ 1,691,628 $ 1,697,265 $ 1,697,265 $ [5,637] Delinquent taxes 40,555 40,000 40,000 555 Motor vehicle taxes 278,283 215,648 215,648 62,635 Total taxes 2,010,466 1,952,913 1,952,913 57,553 Charges for services Special assessments 1,315,816 1,193,000 1,193,000 122,816 Interest income General interest 44,974 60,000 60,000 [15,026] Miscellaneous revenues General miscellaneous revenues 342,224 342,224 Other financing sources General sources 11,307 11,307 Total revenues 3,724,787 3,205,913 3,205,913 518,874 Expenditures Debt Service Principal 2,313,833 2,310,532 2,313,866 33 Interest and other charges 865,947 911,994 865,905 [42] Cash Reserve 917,181 959,936 959,936 Total expenditures 3,179,780 4,139,707 4,139,707 959,927 Excess [deficiency] of revenues over [under] expenditures 545,007 [933,794] [933,794] 1,478,801 Other financing sources [uses] Transfer in 47,413 47,413 Excess [deficiency] of revenues and other sources over [under] expenditures and other [uses] 592,420 [933,794] [933,794] 1,526,214 Unreserved fund balance, January 1 983,414 933,794 933,794 49,620 Unreserved fund balance, December 31 1,575,834 $ - $ - $ 1,575,834 Reconciliation to GAAP Interest Receivable 8,496 GAAP Fund Balance, December 31 $ 1,584,330 See independent auditor's report on the financial statements. 75 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS - BUDGET AND ACTUAL (NON - GAAP BASIS) SOLID WASTE DISPOSAL FUND For the Year Ended December 31, 2003 Actual Budoeted Amounts OriQinal Final Variance with Final Budget Positive fNeoativel Revenues Charges for services Health and sanitation $ 2,284,520 $ 2,250,000 $ 2,250,000 $ 34,520 Interest income General interest 45,045 35,000 35,000 10,045 Interfund services provided Health and sanitation 61,109 61 , 1 09 Miscellaneous revenues General miscellaneous revenues 40,058 20,000 20,000 20,058 Total revenues 2,430,732 2,305,000 2,305,000 125,732 Expenditures Public Health and Sanitation Solid waste Hazardous waste disposal Total public health and sanitation 1,497,015 2,768,711 2,768,711 1,271,696 69,467 95,413 95,413 25,946 1,566,482 2,864,124 2,864,124 1,297,642 235,902 235,890 235,890 [12] 18,034 18,033 18,033 [1] 253,936 253,923 253,923 [13] 469,009 470,000 470,000 991 2,289,427 3,588,047 3,588,047 1,298,620 Debt Service Principal Interest Total debt service Capital Outlay Capital outlay Total expenditures Excess [deficiency] of revenues over [under] expenditures 141,305 [1,283,047] [1,283,047J 1,424,352 Unreserved fund balances, January 1 1,853,431 1,283,047 1,283,047 570,384 Unreserved fund balances, December 31 $ 1,994,736 $ - $ - $ 1,994,736 See independent auditor's report on the financial statements. 76 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS - BUDGET AND ACTUAL (NON - GAAP BASIS) WATER AND SEWER FUND For the Year Ended December 31,2003 Revenues Charges for services Water and wastewater Interest income General interest Interfund services provided General services Water and wastewater Total interfund services Miscellaneous revenues General miscellaneous revenues Water and wastewater Total miscellaneous revenues Total revenues Expenditures Water and Wastewater Water Sewer Total water and wastewater Capital Outlay Capital outlay Total expenditures Excess [deficiency] of revenues over [underJ expenditures Other financing sources [uses] Transfers [out] Excess [deficiency] of revenues and other sources over [under] expenditures and other [usesJ Unreserved fund balances, January 1 Prior year cancelled encumbrances Unreserved fund balances, December 31 Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final fNeqativel $ 11,841,014 $ 11,650,650 $ 11,650,650 $ 190,364 155,420 200,000 200,000 [44,580] 24,962 25,000 25,000 [38] 10,652 10,652 35,614 25,000 25,000 10,614 1,592 1,592 276,944 260,000 260,000 16,944 278,536 260,000 260,000 18,536 12,310,584 12,135,650 12,135,650 174,934 6,351,752 11,143,116 11,143,116 4,791,364 2,657,093 2,543,010 2,543,010 [114,083] 9,008,845 13,686,126 13,686,126 4,677,281 1,561,508 1,275,000 1,275,000 [286,508] 10,570,353 14,961,126 14,961,126 4,390,773 1,740,231 [2,825,476J [2,825,476J 4,565,707 [1,649,620J [2,236,940] [2,236,940] 587,320 90,611 [5,062,416] [5,062,416J 5,153,027 6,285,711 5,062,416 5,062,416 1,223,295 78,401 78,401 $ 6,454,723 $ - $ - $ 6,454,723 See independent auditor's report on the financial statements. 77 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS - BUDGET AND ACTUAL (NON - GAAP BASIS) SANITATION FUND For the Year Ended December 31, 2003 Actual Budqeted Amounts Oriqinal Final Variance with Final Budget Positive fNeqative 1 Revenues Charges for services Health and sanitation $ 1,688,430 $ 1,694,350 $ 1,694,350 $ [5,920J Interest income General interest 11 ,447 12,000 12,000 [553] 28 28 65 65 93 93 1,699,970 1,706,350 1,706,350 [6,380] Miscellaneous revenues General miscellaneous revenues Health and sanitation Total miscellaneous revenues Total revenues Expenditures Public Health and Sanitation Sanitation 1,556,990 2,031,347 2,031,347 474,357 Capital Outlay Capital outlay 248,319 127,550 127,550 [120,769] Total expenditures 1,805,309 2,158,897 2,158,897 353,588 Excess [deficiency] of revenues over [under] expenditures [105,339J [452,547] [452,547] 347,208 Other financing sources [uses] Transfers in 113,933 113,933 Excess [deficiency] of revenues and other sources over [under] expenditures and other [uses] 8,594 [452,547] [452,547] 461,141 Unreserved fund balance, January 1 486,020 452,547 452,547 33,473 Unreserved fund balances, December 31 $ 494,614 $ - $ - $ 494,614 See independent auditor's report on the financial statements. 78 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN NET ASSETS - BUDGET AND ACTUAL (NON - GAAP BASIS) GOLF COURSE DIVISION FUND For the Year Ended December 31, 2003 Variance with Final Budget Budoeted Amounts Positive Actual OriQinal Final fNeoativel Revenues Charges for services Culture and recreation $ 772,868 $ 867,100 $ 867,100 $ [94,232] Operating grants, unrestricted General interest 11,500 11 ,500 [11,500] Interest income General interest 2,769 4,000 4,000 [1,231] Miscellaneous revenues General miscellaneous revenues 4,526 4,526 Culture and recreation 33,323 6,000 6,000 27,323 Total miscellaneous revenues 37,849 6,000 6,000 31,849 Total revenues 813,486 888,600 888,600 [75,114] Expenditures Culture and Recreation Golf course 771,887 969,087 969,087 197,200 Debt Service Principal 21,546 21,526 21,526 [20] Interest 3,934 3,929 3,929 [5] Total debt service 25,480 25,455 25,455 [25] Capital Outlay Capital outlay 36,699 10,000 10,000 [26,699] Total expenditures 834,066 1,004,542 1,004,542 170,476 Excess [deficiency] of revenues over [under] expenditures [20,580] [115,942] [115,942] 95,362 Unreserved fund balances, January 1 132,865 133,940 133,940 [1,075] Unreserved fund balances, December 31 $ 112,285 $ 17,998 $ 17,998 $ 94,287 See independent auditor's report on the financial statements. 79 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) RISK MANAGEMENT FUND For the Year Ended December 31, 2003 Variance with Final Budget BudQeted Amounts Positive Actual Oriqinal Final fNeqativel Revenues Interest income General interest $ 1,555 $ 4,000 $ 4,000 $ [2,445] Interfund services provided General services 221,791 221,972 221,972 [181] Miscellaneous revenues General miscellaneous revenues 54,436 40,000 40,000 14,436 Total revenues 277,782 265,972 265,972 11,810 Expenditures Other Risk management 321 ,446 387,101 387,101 65,655 Capital Outlay Capital outlay 1,247 1,500 1,500 253 Total expenditures 322,693 388,601 388,601 65,908 Excess [deficiency] of revenues over [under] expenditures [44,911 ] [122,629] [122,629] 77,718 Fund balance, January 1 193,423 122,629 122,629 70,794 Unreserved fund balance, December 31 $ 148,512 $ $ $ 148,512 See independent auditor's report on the financial statements. 80 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) WORKERS' COMPENSATION FUND For the Year Ended December 31, 2003 Interfund services provided General services Variance with Final Budget Budqeted Amounts Positive Actual Oriqinal Final fNeqativel $ 15,368 $ 40,000 $ 40,000 $ [24,632] 192,350 182,350 182,350 10,000 207,718 222,350 222,350 [14,632] Revenues Interest income General interest Total revenues Expenditures Other Worker's compensation 236,018 1,047,053 1,047,053 811,035 Total expenditures 236,018 1,047,053 1,047,053 811,035 Excess [deficiency] of revenues over [under] expenditures [28,300] [824,703] [824,703] 796,403 Unreserved fund balance, January 1 719,784 824,703 824,703 [104,919] Unreserved fund balance, December 31 $ 691,484 $ - $ - $ 691,484 See independent auditor's report on the financial statements. 81 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) HEALTH INSURANCE FUND For the Year Ended December 31,2003 Actual BudQeted Amounts OriQinal Final Variance with Final Budget Positive fNeoativel Revenues Charges for services General charges $ 4,461,734 $ 3,609,564 $ 3,609,564 $ 852,170 Interest income General interest 5,075 15,000 15,000 [9,925] Miscellaneous revenues General miscellaneous revenues 25,663 25,663 Total revenues 4,492,472 3,624,564 3,624,564 867,908 Expenditures Other Health insurance 4,649,255 4,602,577 4,602,577 [46,678] 4,649,255 4,602,577 4,602,577 [46,678] [156,783] [978,013] [978,013] 821,230 396,031 978,013 978,013 [581,982] $ 239,248 $ - $ - $ 239,248 Total expenditures Excess [deficiency] of revenues over [under] expenditures Unreserved fund balance, January 1 Unreserved fund balance, December 31 See independent auditor's report on the financial statements. 82 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) CENTRAL GARAGE FUND For the Year Ended December 31, 2003 Variance with Final Budget Budoeted Amounts Positive Actual Orioinal Final fNeoativel Revenues Interest income General interest $ 2,615 $ 1,500 $ 1,500 $ 1,115 Interfund services provided General services 924,325 878,000 878,000 46,325 Miscellaneous revenues General miscellaneous revenues 3,224 2,998 2,998 226 Total revenues 930,164 882,498 882,498 47,666 Expenditures Other Central garage 1,028,312 1,133,836 1,113,836 85,524 Capital Outlay Capital outlay 32,974 16,450 36,450 3,476 Total expenditures 1,061,286 1,150,286 1,150,286 89,000 Excess [deficiency] of revenues over [under] expenditures [131,122] [267,788] [267,788] 136,666 Other financing sources [uses] Transfers in 80,000 80,000 80,000 Excess [deficiency] of revenues and other financing sources over [under] expenditures and other financing [uses] [51,122] [187,788] [187,788] 136,666 Unreserved fund balance, January 1 209,153 187,788 187,788 21,365 Unreserved fund balance, December 31 $ 158,031 $ - $ - $ 158,031 See independent auditor's report on the financial statements. 83 CITY OF SALINA, KANSAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL (NON - GAAP BASIS) COMPUTER TECHNOLOGY FUND For the Year Ended December 31,2003 Interest income General interest Variance with Final Budget Budoeted Amounts Positive Actual OriQinal Final fNeoativel $ 94,525 $ 232,225 $ 105,000 $ [10,475] 12,135 12,000 12,000 135 554,045 537,044 558,045 [4,000] 98,993 2,250 108,474 [9,481 ] 759,698 783,519 783,519 [23,821] Revenues Charges for services General charges Interfund services provided General services Miscellaneous revenues General miscellaneous revenues Total revenues Expenditures Other Information services Capital Outlay Capital outlay 631,665 1,025,555 1,125,555 493,890 96,594 252,500 152,500 55,906 728,259 1,278,055 1,278,055 549,796 31,439 [494,536] [494,536] 525,975 734,062 494,536 494,536 239,526 $ 765,501 $ - $ - $ 765,501 Total expenditures Excess [deficiency] of revenues over [under] expenditures Unreserved fund balance, January 1 Unreserved fund balance, December 31 See independent auditor's report on the financial statements. 84 This page left blank intentionally. CITY OF SALINA, KANSAS INTERNAL SERVICE FUNDS Internal service funds are used to account for the financing of goods or services provided by one agency to other departments or agencies of the government and to other governmental units on a cost reimbursement basis. Risk management fund - To account for the accumulation and allocation of costs associated with risk management activities and the purchase of various forms of insurance. Workers' compensation reserve fund - To account for the costs of providing a partially self-insured workers' compensation plan and for accumulating the necessary reserve amounts. Health insurance fund - To account for the costs of providing a partially self-insured health insurance and for accumulating the necessary reserve amounts. Central garage fund - To account for the accumulation and allocation for costs associated with the City's centralized vehicle repair shop. Information services fund - To account for the accumulation and allocation of costs associated with electronic data processing. 85 CITY OF SALINA, KANSAS STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS December 31, 2003 Workers' Total Risk Compensation Health Central Information Internal ASSETS Management Reserve Insurance Garage Systems Service Funds Current assets: Cash and investments $ 149,100 $ 820,471 $ 239,323 $178,194 $ 825,317 $ 2,212,405 Interest receivable 803 4,424 1,290 961 4,450 11,928 Inventory and prepaid supplies 64,467 64,467 Total current assets 149.903 824.895 240.613 243.622 829.767 2.288.800 Fixed assets: Fixed assets 139,441 442,878 582,319 Less: accumulated depreciation 71,393 329,338 400,731 Total fixed assets 68,048 113,540 181,588 Total assets $ 149,903 $ 824,895 $ 240,613 $ 311,670 $ 943,307 $ 2,470,388 Liabilities: Current liabilities (payable from current assets): Accounts payable $ 587 $ - $ 75 $ 20,162 $ 59,818 $ 80,642 Total current liabilities (payable from current assets) 587 75 20.162 59.818 80.642 Noncurrent liabilities: Compensated absences payable 15,043 24,939 39,982 Accrued claims payable 247,459 374,346 621,805 Total noncurrent liabilities 247,459 374,346 15,043 24,939 661,787 Total liabilities 587 247,459 374,421 35,205 84,757 742,429 Net Assets Invested in capital assets, net of related debt 68,048 113,540 181,588 Unrestricted 149,316 577,436 [133,808] 208,417 745,010 1,546,371 Total net assets $ 149,316 $ 577,436 $ [133,808] $ 276,465 $ 858,550 $ 1,727,959 See independent auditor's report on the financial statements. 86 CITY OF SALINA, KANSAS INTERNAL SERVICE FUND STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS For the Year Ended December 31,2003 Workers' Total Risk Compensation Health Central Information Internal Management Reserve Insurance Garage Systems Service Funds Operating revenues Charges for services $ 221,791 $ 192,350 $ 4,461,734 $ 924,325 $ 648,570 $ 6,448,770 Reimbursements 15,261 3,224 98,793 117,278 Miscellaneous 54,436 10,400 201 65,037 Total operating revenues 276,227 192,350 4,487,395 927,549 747,564 6,631,085 Operating expenses General government 342,882 338,513 4,577,113 1,031,275 705,722 6,995,505 Depreciation 9,443 85,255 94,698 Total operating expenses 342,882 338,513 4,577,113 1,040,718 790,977 7,090,203 Operating income [loss] [66,655] [146,163] [89,718] [113,169] [43,413] [459,118] Other operating revenues [expenses] Investment income 5,451 4,044 9,495 Transfers in 80,000 80,000 Total other operating revenues [expenses] 5,451 80 , 000 4,044 89,495 Change in net assets [66,655] [140,712] [89,718] [33,169] [39,369] [369,623] Net assets, January 1 215,971 718,148 [44,090] 327,210 922,577 2,139,816 Restatement [17,576] [24,658] [42,234] Net assets, January 1, restated 215,971 718,148 [44,090] 309,634 897,919 2,097,582 Net assets, December 31 $ 149,316 $ 577 ,436 $ [133,808] $ 276,465 $ 858,550 $ 1,727,959 See independent auditor's report on the financial statements. 87 CITY OF SALINA, KANSAS INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS For the Year Ended December 31,2003 Total Workers' Internal Risk Compensation Health Central Information Service Management Reserve Insurance Garage Services Funds Cash flows from operating activities Cash received from customers and users $ 221,791 $ 294,845 $4,388,827 $ 924,325 $ 648,570 $6,478,358 Cash paid to employees and suppliers of goods or services [345,888] [338,513] [4,603,124] [1,076,515] [653,368] [7,017,408] Other operating receipts 54.436 25,661 3,224 98,994 182,315 Net cash provided by [used in] operating activities [69,661] [43,668] [188,636] [148,966] 94,196 [356,735] Cash flows from capital and related financing activities Purchase of fixed assets [30,401 ] [23,225] [53,626] Net cash [used in] capital and related financing activities [30,401] [23,225] [53,626] Cash flows from investing activities Interest received 2,845 15,368 5,842 3,667 12,134 39,856 Cash flows from noncapital financing activities Transfers in 80,000 80,000 Net increase [decrease] in cash and cash equivalents [66,816] [28,300] [182,794] [95,700] 83,105 [290,505] Cash and cash equivalents, January 1 215,916 848,771 422,117 273,894 742,212 2,502,910 Cash and cash equivalents, December 31 $ 149,100 $ 820,471 $ 239,323 $ 178,194 $ 825,317 $2,212,405 See independent auditor's report on the financial statements. 88 CITY OF SALINA, KANSAS INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CASH FLOWS For the Year Ended December 31, 2003 Risk Management Workers' Compensation Reserve Health Insurance Central Garage Information Services Total Internal Service Funds Reconciliation of operating [loss] income to net cash provided by [used in] operating activities Operating income [loss] $ [66,655] $ [146,163] $ [89,718] $ [113,169] $ [43,413] $ [459,118] Adjustments to reconcile operating income [loss] to net cash provided by [used in] operating activities Depreciation expense [Increase] decrease in inventory Increase [decrease] in accounts payable Increase [decrease] in accrued compensated absences Increase [decrease] in claims payable Net cash provided by [used in] operating activities 9,443 85,255 94,698 [1,931] [1,931] [3,006] [26,011 ] [44,578] 51,667 [21,928] 1,269 687 1,956 102,495 [72,907] 29,588 $ [69,661] $ [43,668] $ [188,636] $ [148,966] $ 94,196 $ [356,735] See independent auditor's report on the financial statements. 89 CITY OF SALINA, KANSAS AGENCY FUNDS Agency funds are used to account for assets held by the government as an agent for individuals, private organizations, other governments and/or other funds. Special assessment escrow agency fund - To account for property owners' prepayment on outstanding special assessments. Fire insurance proceeds agency fund - To account for insurance proceeds received for severely damaged buildings The insurance proceeds, plus interest, are returned to the property owners when the buildings are repaired or demolished. PEGS access agency fund - To account for revenues collected on behalf of the community access television system for public, educational and governmental programming. Payroll clearing agency fund - To account for interfund payroll receivables and payables for all City funds. Court bond and restitution agency fund - To account for bonds and restitution remitted to the court and awaiting court orders for distribution. Police investigation account agency fund - To account for monies held by the police department for use in investigations. Fire cam fund - To account for donations received and used for fire equipment. 90 CITY OF SALINA, KANSAS COMBINING BALANCE SHEET AGENCY FUNDS December 31,2003 Special Fire Court Police Assessment Insurance PEGS Payroll Bond and Investigation Escrow Proceeds Access Clearino Restitution Account ASSETS: Cash and investments $ 114,220 $ 1,723 $ 1,686 $ 64,432 $ 36,793 $ Interest receivable 616 9 9 Total assets $ 114,836 $ 1,732 $1,695 $64,432 $ 36,793 $ LIABILITIES: Accounts payable $ 114,836 $ 1,732 $ 1,695 $ 64,432 $ 36,793 $ Total liabilities $ 114,836 $ 1,732 $ 1,695 $ 64,432 $ 36,793 $ See independent auditor's report on the financial statements. 91 Fire Cam Fund Totals 2,593 $ 67 $221,514 634 2,593 ~ $222,148 2,593 ~ $222,148 2,593 L.E $222,148 CITY OF SALINA, KANSAS COMBINING STATEMENT OF CHANGES IN ASSETS AND LIABILITIES AGENCY FUNDS For the Year Ended December 31,2003 Balance Balance December 31, December 31, 2002 Additions Deductions 2003 Cash and investments Special Assessment Escrow $ 113,861 $ 50,143 $ 49,784 $ 114,220 Fire Insurance Proceeds 1,717 6 1,723 PEGS Access 1 ,444 202,629 202,387 1,686 Payroll Clearing 843,830 779,398 64,432 Court Bond and Restitution 33,643 3,150 36,793 Police Investigation Account 2,253 340 2,593 Fire Cam Fund 67 67 Interest receivable Special Assessment Escrow 616 616 Fire Insurance Proceeds 29 20 9 PEGS Access 53 44 9 Total Assets $ 996,897 $ 256,884 $ 1,031,633 $ 222,148 Accounts payable $ 996,897 $ 256,884 $ 1,031,633 $ 222,148 $ 996,897 $ 256,884 $ 1,031,633 $ 222,148 Total liabilities See independent auditor's report on the financial statements. 92 GOVERNMENTAL AUDIT SECTION LOWENTHAL SINGLETON WEBB & WILSON PROFESSIONAL ASSOCIATION David A. Lowenthal, CPA Thomas E. Singleton, CPA Patricia L. Webb, CPA Thomas G. Wilson, CPA Audrey M. Odermann, CPA CERTIFIED PUBLIC ACCOUNTANTS 900 Massachusetts, Suite 301 Lawrence, Kansas 66044-2868 Phone: (785) 749-5050 Fax: (785) 749-5061 E-mail: lswwcpa@lswwcpa.com Paul M. Borchardt, CPA Grant A. Huddin, CPA Mary A. LeGresley, CPA Members of American Institute and Kansas Society of Certified Public Accountants INDEPENDENT AUDITOR'S REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH "GOVERNMENT AUDITING STANDARDS" Mayor and City Commission City of Salina, Kansas We have audited the basic financial statements of City of Salina, Kansas as of and for the year ended December 31, 2003, and have issued our report thereon dated May 14, 2004. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in "Government Auditing Standards", issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the City's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under "Government Auditing Standards". Internal Control Over Financial Reportino In planning and performing our audit, we considered the City's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted certain other matters involving the internal control over financial reporting and its operation that we have reported to management in a separate letter dated May 14, 2004. This report is intended for the information of the City Commission, management, and federal awarding agencies and pass-through entities and should not be used by anyone other than these specified parties. d~/.k~1 ~~kL~ Professional Association May 14, 2004 93 STATISTICAL SECTION Q) :0 (\l I- - ..-- - en c: o U c: ::l u.. >. ..a !!? en (\l (\l~~ .f: ~ ro-o~ en ~ .!Q o ~u.. ~w ~ o"E1- Q)ii) E (\l c: -l Ci; > o <.9 ~ Q) c: Q) <.9 :5 ro Q) I .5,2 :0 ::l 0.. ~ c: ::l E E o () -0 c: (\l ~ :E ::l () ro L.- Q) c: Q) <.9 ro L.- U (\l en Q) u:>- ro (5 I- L.- Q) ..c: o >, (\l '5 o 2 .5.. 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Ci5 <.9 c: - 0 ~~ <Il ~ o ~~ .~ ~ :c ::::J a.. c: .2 <<i~ ~C"') o ~ 0'> en ~ 2-0 :g ffi Q) Q) ~:ffi Q) 5. 2i-e - 0.. ~ 0.. u: ~ L.- en 0 iE E ~ .!: Q)-o ..a Q) Q) g :50.. :5 ~ .~ Q) -0 ~ "*~ .o..c: 519 en (\l c: o ~ U <+= .Ci5 en (\l u en Q) .C (\l ro en en (\l -g en t+= Q.) .Ci5 ~ en~ ~ U ~~ en :;:::::; ::l 0.. o "C .S; ~ ~ Q) 0.. -0 City of Salina General Government Revenues by Source (1) Table 2 Last Ten Fiscal Years Fiscal Fees and Special Year Taxes Interqovernmental Charqes Assesments Other Revenues Total 1994 $ 16,153,904 $ 3,305,815 $ 3,089,651 $ 868,202 $ 2,402,460 $ 25,820,032 1995 17,138,776 3,170,244 3,585,877 1,012,596 2,708,038 27,615,531 1996 17,557,494 3,342,888 3,160,771 1,191,772 2,859,223 28,112,148 1997 18,416,347 3,197,436 3,197,039 1,127,400 2,153,460 28,091,682 1998 19,364,939 3,208,793 5,057,608 1,050,242 1,951,707 30,633,289 1998 (2) 19,364,939 4,050,492 2,137,769 974,648 3,899,387 30,427,235 1999 21,314,633 4,383,281 2,068,329 1,086,557 4,257,563 33,110,363 2000 22,459,765 4,114,704 2,104,897 1,228,683 4,622,510 34,530,559 2001 22,282,630 3,916,482 2,107,409 1,320,324 5,001,469 34,628,314 2002 23,388,799 3,601,543 2,127,904 1,288,961 4,294,010 34,701,217 2003 (3) 24,174,138 2,731,239 6,145,703 1,315,816 974,664 35,341,560 (1) Includes Only General, Special Revenue, and Debt Service Funds. Capital Projects and Fiduciary funds are excluded. (2) Restated to 1999 Classification. Difference in total is due to restatement of interfund transfers (3) Reflects reclassifications required as a result of reporting model changes. For example Court Fines and Licenses and Permits shift from "Other Revenue" to "Fees and Charges" 2003 Revenue By Source Special Assesments 4% Other Revenues 3% Fees and Charges 17% Taxes 68% I ntergovern mental 8% 95 City of Salina General Government Tax Revenues by Source (1) Table 3 LastTen Fiscal Years Fiscal Transient Year Property Taxes Sales Tax Franchise Tax Guest Tax Total 1994 $ 6,065,013 $ 7,769,917 $ 1,756,528 $ 562,446 $16,153,904 1995 6,502,855 8,302,428 1,739,323 594,170 17,138,776 1996 6,690,485 8,446,809 1,836,694 583,506 17,557,494 1997 6,945,943 8,948,067 1,929,622 592,715 18,416,347 1998 6,995,943 9,687,988 1,950,520 730,488 19,364,939 1999 7,656,282 10,991,973 1,920,067 746,311 21,314,633 2000 7,576,973 12,032,797 2,141,736 708,259 22,459,765 2001 7,079,205 12,010,742 2,463,599 729,084 22,282,630 2002 8,085,665 12,257,819 2,275,737 769,578 23,388,799 2003 8,802,558 12,026,714 2,524,906 819,960 24,174,138 Tax Revenues by Source $- Sales Tax $14,000,000 $12,000,000 $10,000,000 $8,000,000 $6,000,000 $4,000,000 $2,000,000 Year 2002 (1) Includes General, special revenue and Debt Service Funds (2) Property Taxes include Real Estate, Motor Vehicle and Payments in Lieu of Taxes 96 City of Salina Property Tax Levies and Collections Table 4 Last 10 Fiscal Years Percent of Delinquent Ratio of Total Fiscal CurrentTax Current Taxes Tax Total Tax Tax Collections Year Total Tax Levy Collections Collected Collections Collections to Tax Levy 1994 $ 4,858,543 $ 4,673,374 96.2% $ 227,331 $ 4,900,705 100.9% 1995 5,230,834 5,192,453 99.3% 97,615 5,290,068 101.1% 1996 5,534,222 5,411,474 97.8% 107,250 5,518,724 99.7% 1997 5,772,414 5,689,316 98.6% 133,171 5,822,487 100.9% 1998 6,081,748 5,976,840 98.3% 114,028 6,090,868 100.1% 1999 6,416,832 6,269,408 97.7% 140,976 6,410,384 99.9% 2000 6,694,612 6,490,693 97.0% 105,801 6,596,494 98.5% 2001 7,020,875 6,831,220 97.3% 147,819 6,979,039 99.4% 2002 7,289,916 7,108,013 97.5% 174,050 7,282,063 99.9% 2003 7,640,249 7,417,427 97.1% 176,906 7,594,333 99.4% Percent of Property Taxes Collected 102.0% 99.0% ...- ._. ~......,""""" '..''' 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"I "<t LO (0 r- 0> ...... ...... "I "I "I "I "I "I c:::: EFJ- ffi 0> >- "<t LO (0 r- <X) 0) 0 ...... "I C") ro 0) 0) 0) 0) 0) 0) 0 0 0 0 0) 0) 0) 0) 0) 0) 0 0 0 0 '-' ...... ...... ...... ...... ...... ...... "I "I "I "I en u: City of Salina Principal Taxpayers 2003 Taxpayer Type of Business Schwan's Sales Western Resources Warmack, Salina Partnership Southwestern Bell Wal-Mart Stores, Inc. Salina Regional Health Center Lowe's Home Center Kansas Gas Service Great Plains Manufacturing Dillon's Pizza Manufacturing Electric and Gas Retail Shopping Mall Telephone Utility Discount Retail Stores Hospital and Medical Offices Building Supply Center Utility Manufacturing Supermarket Combined Valuation of the Ten Largest Taxpayers Percent of Total City Assessed Valuation (1) (1) Assessed value includes amount attributed to Motor Vehicles 99 Table 6 2003 Assessed % of Total Valuation Valuation $ 7,383,290 1.97% 6,892,106 1.84% 5,922,724 1.58% 4,951,865 1.32% 4,066,871 1.08% 3,698,229 0.99% 3,038,352 0.81% 2,515,059 0.67% 2,066,176 0.55% 1,956,466 0.52% 42,491,138 11.32% r-- (]) ::c ro I- <n e (]) E c: (,/) ~ f!? ~ 0 ~ roro(!)>- ~~g>ro en ro .5. ~ '0 ';. g. u: >. L:: ""C t: ~(])~~ Oe-O(i5 0.... 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LO 0 N <0 N -.;t (V) <0 -.;t 0 (V) co U CJ) Ln N cO (V) ~ co -.;t ~ (V) ~ Q) 0 cO cO cO co 0) en en en 0) ..c: C") Q) '+- - 0 0 0 c: <( CJ) Cii ~ Ln ~ r-- N 0) 0 ~ -.;t co -.;t => CJ) u co co 0 N ~ N -.;t N N r-- co E3 IE] IE] . <0 -.;t N (V) ~ co (V) Ln (V) ci N N 0) <.D <.D cO cO r-.: -.;t -.;t -.;t -.;t (V) (V) Ln Ln <0 Ln N -.;t -.;t -.;t r-- 0) (V) <0 (V) Ln 0) N N <0 ~ (V) -.;t N -.;t (V) (V) <0 (V) 0 (V) 0 0) ~ ~ r-.: r-.: r-.: M M co N N ~ ~ ~ ~ U) co U) r-- c: (V) r-- -.;t co N ~ co co Ln 0) co Ln Ln (V) <0 0) 0 0) 0) ~ <0 ~ (V) (V) en (V) ~ 0 <0 ~ ~ Ln r-.: en (V) 0) <0 L.() co ~ ~ cO (V) (V) (V) (V) (V) (V) Ln (V) co c: .- N ~ 0 Ln ~ co r-- r-- <0 r-- co <0 r-- r-- N co co (V) <0 Ln Ln Ln (V) 0) ~ -.;t ~ co 0 <0 en ..,r <.D M N co ci M M ..,r L.() N N N N ~ N N N N N ... .E >- > Ln 0; Q) co ..J ~ 0) ci .- :E C) N r-- 0 r-- r-- r-- <0 r-- c: <0 r::: (V) -.;t ~ 0) co (V) <0 <0 'is. Ln Ln (V) 0) -.;t ~ (V) 0 <0 ..,r <0 N ci co en M N ..,r L.() C. N N N ~ ~ N N N N co 'i: ~ 0) Ln N Ln 0 <0 Ln co N Q) <0 0 -.;t -.;t 0 r-- r-- <0 ~ 0) > -.;t r-- r-.: 0) I'-: N co (V) N 0 0 en cO <.D Ln L.() ..,r ..,r ..,r ..,r N N N N N N N N N N ~ -.;t N 0 (V) (V) -.;t co r-- ~ ~ Ln Ln L.() (V) ~ co 0) <0 Ln ~ Ln ~ ~ ~ <0 -.;t N <0 Ln <.D ci ~ Ln M L.() L.() L.() L.() ~ 0 Ln Ln N N r-- N r-- ~ ~ N co 0) <0 co ~ Ln 0 ~ 0) co (V) 0 Ln Ln 0 0 0 0 0 0 0 0) Ln N co ~ ~ en en cO -.;:t N 0 co <D -.;:t N N co co N Ln 0 ~ ~ ~ ~ ~ ~ ~ N ~ ~ N N SII!W U!~^al ro (]) ro >- -.;t Ln <0 r-- co 0) 0 ~ N (V) '-' ii3 0) 0) 0) 0) 0) 0) 0 0 0 0 <n 0) 0) 0) 0) 0) 0) 0 0 0 0 u: 0> ~ ~ ~ ~ ~ N N N N "0 :J ~ en c: 0 ~ "0 <n .;:: .2- (]) <n Q) :5 >. .0 "0 Q) ffi > 0 '-' C"') <n ro 0 Q) 0 ro N ~ (]) :5 N ro .!: 0 15 e 0 :.:J N .s:! ~ ::c ~ ~ :J '6 0.... 0 ro ~ 0 .!: ro N ro <n 0 en 2 Q) ro 0 :5 0::: 0 "0 X N ro c: I- ... ro 0 0) CO ~ ro 0 0) Q) (5 ~ 0) >- .~ I- = ~ - "5 ci Q) e:( 0 CO -.;t C) t:: 0 0) "C 0 en 0) ::::I e- :::> ~ a:l <( 0 ro I'-- .!: ,...: 0) ro 0 0) en (V) ~ (]) 0 :5 en <D :::> <n- O) ro cD 0) <n 0 c: (V) ~ ro 0 ~ LO '0 en :::> 0) 2 >. 0) ro .0 ~ U5 "0 Q) -.;:t Q) ffi 0) :5 > 0 0) <n '-' Q) ~ "0 .~ :J ro <3 .!: .!: ro c: en E '0 :J 0 c: '-' 0 -ffi :.e 0 = a. ? ro Q) E = <n l- e:( - ~ ~ - $1,600,000 $1,400,000 $1,200,000 $1,000,000 $800,000 $600,000 $400,000 $200,000 Fiscal Year 1994 $ 1995 1996 1997 1998 1999 2000 2001 2002 2003 City of Salina Special Assesment Billings and Collections Last Ten Fiscal Years Special Assessment Billings 697,015 $ 919,364 1,139,672 985,885 983,383 1,122,307 1,266,760 1,298,468 1,284,864 1,385,056 Special Assessment Collections 793,190 883,807 1,131,852 1,048,863 974,648 1,086,557 1,285,105 1,320,324 1,288,961 1,315,816 Ratio of Total Special Assessments Collections to Total Assessments Levied 1.14 0.96 0.99 1.06 0.99 0.97 1.01 1.02 1.00 0.95 Special Assessment Billings and Collections $- 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 II Special Assessment Billings III Special Assessment Collections 1. Includes prepayments and delinquent collections. 101 Table 8 City of Salina Computation of Legal Debt Margin December 31,2003 Assessed Valuation (1) Legal Debt Margin: Debt Limit: 30% of Assessed Valuation (2) Debt Applicable to Limitation: Total Bonded Debt Less: Revenue Bonds Fund Balance Designated for Debt Service Total Debt Applicable to Limitation Legal Debt Margin Table 9 $ 375,273,018 112,581,905 38,971,678 6,215,000 1,584,330 31,172,348 81,409,557 1. Assessed valuation for the purposes of calculating the debt limitation includes the valuation attributable to Motor Vehicles. 102 City of Salina Ratio of Net General Obligation Bonded Debt To Assessed Value and Net General Obligation Bonded Debt Per Capita Table 10 Fiscal Year Population (1 ) Assessed Value (2) Less Debt Gross Bonded Service Fund Debt (3) (4) Net Bonded Debt Ratio of Net Bonded Debt to Net Bonded Assessed Debt Per Value Capita 1. 2000 population estimates are based on the 2000 federal census. Estimates for interim years are based on the 7/1 estimate issued by Kansas State Division of the Budget. 2. Includes motor vehicles 3. Outstanding Debt amounts reftect portion of the outstanding debt for which general taxes will be required. This excludes revenue bonds, GO obligations for which other revenue has been pledged, and obligations for which special assessments will be levied. 4. Amount available for repayment of General Obligation Bonds. 103 City of Salina Ratio of Annual Debt Service Expenditures Table 11 For General Obligation Bonded Debt (1) To Total General General Governmental Expenditures Last Ten Fiscal Years Total General Ratio of Debt Service to Governmental General Governmental Fiscal Year Principal Interest (2) Total Debt Service Expenditiures (3) Expenditures (3) 1994 $ 1,459,185 $ 368,250 $ 1,827,435 $ 24,028,391 7.61% 1995 1,530,037 386,943 1,916,980 27,815,221 6.89% 1996 1,229,378 305,808 1,535,186 28,176,844 5.45% 1997 2,549,984 443.461 2,993,445 30,066,773 9.96% 1998 1,563,421 320,010 1,883,431 29,167,170 6.46% 1999 1,044,187 361,209 1,405,396 31,419,821 4.47% 2000 1,277,861 447,025 1,724,886 34,833,093 4.95% 2001 1,406,725 498,772 1,905,497 34,964,295 5.45% 2002 1,365,330 564,355 1,929,685 35,348,137 5.46% 2003 1,356,352 507,613 1,863,965 34,684,235 5.37% Ratio of General Debt Service to General Government Expenditures 12.00% 10.00% mu__________u____._m__u'uu.mumh. 8.00% ----- - - - - - u_ -- u _ _ UUh_.. _ _ U U _ _ _ _ _ u u_h__hu uu _ _.. u u ____, _ _ _ _ _ _. _ ___..huu___ _. _ _ _ _ _ U_h _u _ _ u _ _h._ UUUh.. U 6.00% umu 4.00% mum_mm______h__u_ ~ - ~ - - - -.- - - - --. - - - - --____~_ _ _____ _~ ____ __ _ _~ N _ _ _ _ _ _ _____________ ___ _ _ _ _ _ _ _ __ ____ _ _ _ _ ______ ___ _____ _ ___ 2.00% _h_ _h _ -- _ -- ---- _ _ _ _ h "hUU_" _ __ ... _ __ ___.. _ __ _ _ _ _. _ _ _ _. _ .___h_ _ u _ _ __ __ ,._ _ _ _.."___ U.U..h. U _ __ 0.00% 1994 1995 1996 1997 1998 1999 2000 2001 2002 (1) Excludes special assessment debt with government commitment. (2) Excludes bond issuance and other costs. (3) Includes general, special revenue, and debt service funds. 104 City of Salina Computation of Direct and Overlapping Bonded Debt General Obligation Bonds December 31, 2003 Table 12 Jurrisdiction Net General Obligation Bonded Debt Outstanding Percentage Amount Applicable to City Applicable to the of Salina City of Salina Direct: City of Salina $ 13,918,380 100% $ 13,918,380 Overlapping: Salina Airport Authority Saline County USD 305 Total Overlapping Debt 6,625,000 1,080,000 87,565,000 95,270,000 100% 76% 100% 6,625,000 818,748 87,565,000 95,008,748 Total Direct and Overlapping Debt 109,188,380 108,927,128 Per Capita Direct and Overlapping debt $ 2,370 USD 305 80% Overlapping Debt, City of Salina City of Salina 13% Salina Airport Authority 6% Saline County 1% 105 City of Salina Revenue Bond Coverage Water and Sewer Fund Last Ten Fiscal Years Table 13 Debt Service Requirements Net Hevenue Fiscal Operatinq Operatinq Available for Debt Year Revenues (1) Expenses(2) Service Principal Interest Total Coveraqe 1994 $ 9,402,506 $ 5,266,865 $ 4,135,641 $ 805,000 $ 1,614,122 $ 2,419,122 1.71 1995 9,993,020 5,879,776 4,113,244 880,000 1,588,797 2,468,797 1.67 1996 10,506,646 7,147,082 3,359,564 955,000 1,527,953 2,482,953 1.35 1997 10,442,409 6,714,541 3,727,868 1,015,000 1,483,493 2,498,493 1.49 1998 11,495,756 6,836,006 4,659,750 660,000 924,598 1,584,598 2.94 1999 10,753,843 7,399,094 3,354,749 700,000 876,793 1,576,793 2.13 2000 11,709,375 7,406,546 4,302,829 735,000 831,293 1,566,293 2.75 2001 11,886,131 8,461,367 3,424,764 835,000 688,515 1,523,515 2.25 2002 13,435,656 9,167,908 4,267,748 90,000 322,754 412,754 10.34 2003 12,216,580 10,682,725 1,533,855 575,000 234,018 809,018 1.90 (1) Excludes interest income (2) Excludes Depreciation (3) Coverage for 2002 appears to be excessive because of refinancing activity and very limited principal and interest payments. 106 900 800 700 600 en ;t: E 500 Q) a.. - 0 lii 400 ..c E ::> :z 300 200 100 City of Salina Table 14 Property Value and Construction Last Ten Fiscal Years Value of Total Property Value Permits Total Value of Permits Commercial Single Family Fiscal Year (Thousands) Issued Issued Permits Home Permits 1994 $ 1,314,831 694 $ 38,667,261 NA NA 1995 1,482,502 759 34,156,955 NA 122 1996 1,551,794 832 55,369,816 NA 105 1997 1,716,987 725 41,528,712 $ 24,604,611 87 1998 1,850,244 757 42,830,543 22,162,767 80 1999 1,953,642 772 41,431,443 11,225,834 82 2000 2,096,803 771 99,462,211 75,141,289 88 2001 2,182,563 679 74,250,045 53,696,870 84 2002 2,296,901 776 62,416,514 47,809,924 74 2003 2,368,265 678 46,213,139 19,407,078 91 Number and Value of Building Permits Issued 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 I c:::J Permits Issued -+- Total Value of Permits Issued I 107 121,000,000 101,000,000 81,000,000 en ;t: E Q) 61,000,000 a.. - 0 Q) ::> n; > 41,000,000 21,000,000 1,000,000 Fiscal Year 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 50,000 Q)45,000 ~ o LL ... ,840,000 "' ..J - l: o ;35,000 .!!! ::::I c- o Il. 30,000 25,000 Population (1) 43,304 43,304 44,167 44,510 44,176 44,022 45,679 45,629 45,729 45,969 City of Salina Demographic Analysis Last 10 Fiscal Years Per Capita Personal Income Saline County (2) $ 22,213 21,944 23,154 24,423 25,470 25,856 27,787 27,164 27,726 NA Median Age (3) 33.5 33.5 33.5 33.5 33.5 33.5 36.1 36.1 36.1 36.1 School Enrolllment (4) Unemployment Rate (5) 4.6% 4.4% 3.7% 3.6% 3.5% 3.6% 2.8% 3.5% 3.6% 4.0% Population, Labor Force, and School Enrollment . . ----- 7,243 7,229 7,316 7,307 7,257 7,347 7,418 7,329 7,289 7,204 . .---- . .. . - . .. ......--._-..... . - - . . - . - - . Table 15 Labor Force, Saline County (5) 28,093 29,312 29,281 28,875 29,262 30,310 30,740 29,821 30,569 30,804 8,000 7,500 ... l: Q) .5 '0 ... l: W 7,000 6,500 · Population (1) --l:r-- Labor Force, Saline County (5) - .. - School Enrolllment (4~ 1994 1995 1996 1997 1998 1999 2000 2001 2002 Data Sources: 1) 2000 Population estimates are based on the 2000 Census. Population in intervening years is based on the Kansas Division of the Budget 7/1 estimate (2) U.S. Department of Commerce, Bureau of Economic Analysis. (3) Salina Chamber of Commerce. 2000 is the 2000 Census. (4) U.S.D. 305, Full Time Equivelancy (5) Kansas Department of Human Resources 108 en .., 0: ::> u.. '" en "0: e- 2 0: W c:; .9 en :c 0: ~ "00 o c... 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