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Audit - 1991 I I I I I I I I I I I I I I I I I I I FILED '92 JUN 22 Arl 9 38 CITY 0 F SALl NA, KS CITY CLERK'S OFFICE SALINA DOWNTOWN, INC. Salina, Kansas FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS' REPORT December 31, 1991 CLUBINE AND RETTELE, CHARTERED CERTIFIED PUBLIC ACCOUNTANTS SALINA, KANSAS I I I I I I I I I I I I I I I I I I I SALINA DOWNTOWN, INC. Salina, Kansas I N D E X INDEPENDENT AUDITORS' REPORT Paqe 1 BALANCE SHEET - Exhibit I 2 STATEMENTS OF REVENUE, EXPENSES AND CHANGES IN CUMULATIVE EXCESS OF REVENUE OVER EXPENSES - Exhibit II 3-4 NOTES TO FINANCIAL STATEMENTS 5 I I I I I I I I I I I I I I I I I I I CLUBINE AND RETTELE, CHARTERED CERTIFIED PUBLIC ACCOUNTANTS SALINA, KANSAS INDEPENDENT AUDITORS' REPORT To: The Board of Directors Salina Downtown, Inc. We have audited the accompanying balance sheet of Salina Downtown, Inc., Salina, Kansas, as of December 31, 1991 and 1990, and the related statements of revenue and expenses, and changes in cumulative excess of revenue over expenses, for the years then ended. These financial statements are the responsibility of the Salina Downtown, Inc. 's management. Our responsibility is to express an opinion on these financial statements based on our audits. We conducted our audit in accordance with generally accepted aUditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the Salina Downtown, Inc. as of December 31, 1991 and 1990, and the results of its operations for the years then ended, in conformity with generally accepted accounting principles. CLUBINE AND RETTELE, CHARTERED ~~~~ May 22, 1992 ( 1 ) I I I Exhibit I I Unrestricted Restricted I December 31, December 31, 1991 1990 1991 1990 I $ 39,998 $ 36,334 $ 2,970 $ 2,841 2,346 7,382 2,000 I 42,344 43,716 2,970 4,841 I 3,876 5,813 I $ 46,220 $ 49,529 $ 2,970 $ 4,841 I I $ 4,458 $ 7,695 $ $ 13,565 12,180 500 450 1,132 1,085 20 47 I 71 101 19,726 21,511 20 47 I 13,727 16,389 I 11,695 11,629 25,422 28,018 I 1,948 2,775 2,074 2,019 I 4,022 4,794 25,422 28,018 4,022 4.794 $ 45,148 $ 49,529 $ 4,042 $ 4,841 I See the accompanying notes which are an integral part I of the financial statements. ( 2 ) I I I I I I I I I I I I I I I I I I I I Undesignated December 31, 1991 1990 Unrestricted Designated by Governing Board December 31, 1991 1990 $ 125 $ 61,751 30,000 19,337 555 2,078 640 125 $ 60,368 30,000 12,493 526 2,088 114,486 105,600 41,600 3,929 2,400 471 2,100 1,211 883 2,160 572 300 279 1,100 1,339 98 982 316 3,442 15 1,937 355 335 17,000 82,824 40,113 3,845 2,400 875 2,100 1,092 1,223 2,464 366 300 191 1,200 212 122 494 1,552 20 1,937 326 331 17,000 78,163 - $ 66 66 300 300 Exhibit II Restricted Farmer's Market Others Designated Management Fund By Donor December 31, December 31, 1991 1990 1991 1990 - $ - $ 377 1,665 1,000 377 1,054 150 1,204 2,665 1,000 124 1,124 - $ - $ 1,788 74 147 74 430 2,365 See the accompanying notes which are an integral part of the financial statements. (3 ) I I I I I I I I I I I I I I I I I I I Exhibit II (Cont.) Unrestricted Restricted Designated by Farmer's Market Others Designated Undesignated Governing Board Management Fund By Donor December 31, December 31, December 31, December 31, 1991 1990 1991 1990 1991 1990 1991 1990 $ 29 $ - $ - $ - $ - $ - $ - $ 20 29 20 940 2,228 619 374 240 1,000 947 123 641 1,922 4,243 947 12,071 10,065 4,582 4,864 19 1,947 14,218 4,977 1,105 1,238 397 630 32,373 21,774 19 1,947 117,148 104,200 300 1,204 2,071 19 1,947 (2,662 ) 1,400 66 (300) (827) 594 55 418 16,389 14,989 11,629 11,929 2,775 2,181 2,019 1,601 $ 13,727 $ 16,389 $ 11,695 $ 11,629 $ 1,948 $ 2,775 $ 2,074 $ 2,019 See the accompanying notes which are an integral part of the financial statements. ( 4 ) I I I I I I I I I I I I I I I I I I I SALINA DOWNTOWN, INC. Salina, Kansas NOTES TO FINANCIAL STATEMENTS December 31, 1991 1. A summary of some of the significant accounting policies of Salina Downtown, Inc. is as follows: A. The financial statements have been prepared on the accrual basis. Salina Downtown, Inc. is exempt from federal and state income taxes under Internal Revenue Code Section 501(c)(6). The significant accounting policies are described below to enhance the usefulness of the financial statements to the reader. B. Salina Downtown, Inc. considers accounts receivable to be fully collectible; accordingly, no allowance for doubtful accounts is required. If amounts become uncollectible, they will be charged to operations when that determination is made. C. Depreciation of furniture, fixtures and equipment is determined using the straight-line method over the estimated useful life of each asset. 2. Government appropriations are as follows: A. Salina Downtown, Inc. has entered into an agreement with the City of Salina to merge private efforts with city government efforts toward the development of plans and programs to assure the vitality and prosperity of Salina's Central Business District. The agreement provides that the City and Salina Downtown, Inc. will jointly fund these programs. Appropriations from the City of Salina for 1991 and 1990 were $ 30,000 each year, (excluding appropriations for Farmer's Market Management Fund and the Board designated funds received from the Business Improvement District No.1). 3. Farmer's Market Management Fund is as follows: A. Salina Downtown, Inc. has agreed to manage the Farmer's tlarket in behalf of the Board of Advisors of Business Improvement District No.1. Government appropriations for this fund include $ 1,000 from Saline County and $ 1,000 from Salina Downtown, Inc. for 1990. 4. Functional classification of expenses is as follows: A. Salina Downtown, Inc. 's expenses are primarily program related with an insignificant amount of expenses related to administration and fund raising. Thus, the statement of functional expenses is not presented. ( 5 ) .... ~ CLUBlNE& RETIELE CHARfERED Certified Public Accountants Robert I. Clubine, C.P.A. David A. Rettele, C.P.A. Jay D. Langley, C.P.A. James R. Colahan, C.P.A. Jon K. Bell, C.P.A. Linda A. Suelter; C.P.A. 218 South Santa Fe P.O. Box 2267 Salina, Kansas 67402-2267 Salina 913/825-5479 913/827-1188 Ellsworth 913/472-3915 May 22, 1992 Board of Directors Salina Downtown, Inc. P.O. Box 1065 Salina, KS' 67402~1065 We have audited the financial statements of Salina Downtown, Inc. for the year ended December 31, 1991 and issued our report thereon dated May 22, 1992. In the course of our audit, we reviewed the system of internal control of Salina Downtown, Inc. Our purpose was to determine the extent of testing procedures we would use during the audit. We did not perform procedures that would be necessary for us to give an opinion on the system of internal accounting control taken as a whole. It is management's responsibility to maintain the system of internal control to assure themselves that all transactions are recorded and that the assets of the organization are safeguarded against any possible loss. Any system of internal control has certain limitations that may allow errors or irregularities to occur and not be detected. Our limited study would not necessarily reveal all material weaknesses in the system and therefore, we do not express an opinion on the system of internal accounting control of Salina Downtown, Inc. taken as a whole. However, our study and evaluation of the system disclosed what we believed to be a material weakness in the internal control as follows. There exists a lack of segregation of duties between the accounting and recordkeeping function, and the custody of assets including the control of recording and depositing receipts and disbursements of funds. Good internal control requires that these duties be segregated in order to insure control over the safeguarding of the assets. This lack of segregation is primarily due to the small size of the office staff which is not unusual in a small organization and therefore, the cost of correcting this weakness would probably exceed any benefit which might be realized. Management should assess the benefits of any such controls in relation to their cost of implementation. This weakness did not cause us any problems in the audit but increased the possibility that errors or irregularities may go undetected. We have some additional comments regarding the organization which came to our attention during the audit of the Salina Downtown, Inc. financial statements for the year ended December 31, 1991. . . . Salina Downtown, Inc. (Cont.) May 22, 1992 Page # 2 The handling of the gift certificates conti~ to be an area of concern especially in light of the changes in office personnel. The Board may want to increase control over this area. One possibility would be for the bookkeeper to provide a monthly reconciliation of the pre-numbered gift certificates issued to the amount deposited in the bank. This would help the Board to check that money received for gift certificates has been deposited and that gift certificates are not being issued without cash being received. We feel this area needs to be discussed by the Board and we would be glad to answer any questions or provide any additional service to help any way we can. We appreciate the opportunity to provide your audit services and look forward to working with you in the future. Sincerely, a- ~?CJL ames R. Colahan, Certified Public Accountant JRC/ekg