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Audit - 1982/1983 I I CITY OF SALINA Salina, Kansas I WATER AND SEWERAGE DEPARTMENT I I I I I I FINANCIAL STATEMENTS AND AUDITORS' REPORT December 31, 1983 and 1982 I I I I I I I I I I KENNEDY AND COE Certified Public Accountants Salina, Kansas I I I I I I I I I I Exhibit A Exhibit B I Exhibit C I Exhibit D I I I I I I I CITY OF SALINA Salina, Kansas WATER AND SEWERAGE DEPARTMENT CONTENTS AUDITORS' REPORT BALANCE SHEETS STATEMENTS OF INCOME STATEMENTS OF CONTRIBUTED CAPITAL AND RETAINED EARNINGS STATEMENTS OF CHANGES IN FINANCIAL POSITION NOTES TO FINANCIAL STATEMENTS Page 1 2 3 4 5 6-7 Contents I I I I I I I I I I I I I I I I I I I MEMBERS OF AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS KENNEDY AND COE CERTIFIED PUBLIC ACCOUNTANTS HOME OFFICE: P. O. BOX' '711 SALINA. KANSAS 6740' 1113.82!l.'!l6' OFFICES IN KANSAS NEBRASKA OKLAHOMA To the Mayor and The Board of City Commissioners: We have examined the balance sheets of the Water and Sewerage Department of the City of Salina, Kansas, as of December 31, 1983 and 1982, and the related state- ments of income, contributed capital and retained earnings, and changes in financial position for the years then ended. Our examinations were made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered nec- essary in the circumstances. In our opinion, the financial statements referred to above present fairly the finan- cial position of the Water and Sewerage Department of the City of Salina, Kansas, as of December 31, 1983 and 1982, and the results of its operations and the changes in its financial position for the years then ended, in conformity with generally accepted accounting principles applied on a consistent basis. Respectfully submitted, Salina, Kansas April 20, 1984 /(~ ~ (}~ -1- CITY OF SALINA Salina, Kansas WATER AND SEWERAGE DEPARTMENT BALANCE SHEETS December 31, 1983 1982 $ 891,098 $ 690,738 222,128 225,180 112,475 123,858 1,225,701 1,039,776 ASSETS Current Assets Cash and investments Accounts receivable, net of allowance for doubtful accounts Prepaid supplies Total Current Assets Restricted Assets System sinking fund Cash and investments Plant reserve fund Cash and investments System reserve fund Cash and investments Total Restricted Assets 1,277 ,222 691,994 1,160,452 3,129,668 Property, Plant, and Equipment Land Water plant and equipment Sewerage plant and equipment Furniture and office equipment Construction in progress 116,263 14,515,380 9,940,200 58,266 52,794 24,682,903 11 ,584,351 13,098,552 Less accumulated depreciation Total Property, Plant, and Equipment Other Assets Deferred issuance costs, net of amortization 53,545 Totals $17,507,466 The accompanying notes are an integral part of these financial statements. 1,070,133 618,326 778,185 2,466,644 116,263 14,393,218 9,755,599 53,384 24,318,464 11 ,020,304 13,298,160 55,776 $16,860,356 I I I I I I LIABILITIES Current Liabilities Accounts payable Customers' meter deposits Accrued interest payable Long-term obligations due within one year Total Current Liabilities I I I I Long-Term Obligations Revenue bonds due after one year (Note 2) I Reserves, Contributed Capital and Retained Earnings Reserves System sinking fund Plant reserve fund System reserve fund Total Reserves I I I Contributed capital and retained earn1ngs (Exhibit C) Total Reserves, Contributed Capital and Retained Earnings I Tot als I I I I Exhibit A December 31, 1983 1982 $ 118,381 76,670 104,174 1,000 300,225 $ 108,519 79,795 104 , 174 1,000 293,488 4,388,000 4,389,000 1,277,222 1,070,133 691,994 618,326 1,160,452 778,185 3,129,668 2,466,644 9,689,573 9,711 ,224 12,819,241 12,177 ,868 $17 .507 .466 $16.860,356 -2- I I I I I I I I I II I I I I I I I I I CITY OF SALINA Salina, Kansas Exhibit B WATER AND SEWERAGE DEPARTMENT STATEMENTS OF INCOME Year Ended December 31, 1983 1982 Operating Revenues Water revenue Sewerage revenue Tapping service and frontage charges Service charge - Sanitation department Miscellaneous income Total Operating Revenues $2,870,708 647,678 11 ,807 12,079 6,185 3,548,457 $2,413,157 652,500 5,694 10,696 10,112 3,092,159 Operating Expenses Water supply Softening and treatment Pumping Distribution Customers' accounting and collection Administrative and general Sewage treatment and collection Depreciation Total Operating Expenses 73,318 716,789 166,219 252,297 274,785 544,722 520,712 572,091 3,120,933 63,351 714,173 153,202 236,475 263,522 499,410 534,794 580,973 3,045,900 Operating Income 427,524 46,259 Other Income Interest on investments 236,567 246,061 Other Expenses Interest on revenue bonds Amortization of deferred issuance costs Loss on retirement of assets Total Other Expenses 277 ,702 2,231 3,429 283,362 277 , 765 2,231 279,996 Net Income $ 380.729 $ 12.324 The accompanying notes are an integral part of these financial statements. -3- I I I I I I I I I I I I I I I I I I I CITY OF SALINA Salina, Kansas Exhibit C WATER AND SEWERAGE DEPARTMENT STATEMENTS OF CONTRIBUTED CAPITAL AND RETAINED EARNINGS Year Ended December 31, 1983 1982 Balance, Beginning of Year $9,711 ,224 $10,069,047 Additions Net income for the year (Exhibit B) Contributions of property, plant and equipment Transfers from system sinking fund reserve Total Additions 380,729 260,644 278,702 920,075 12,324 278,765 291,089 Deductions Transfers to restricted reserves System sinking fund Plant reserve fund System reserve fund Total Deductions 485,791 73,668 382,267 941,726 469,269 80,590 99,053 648,912 Balance, End of Year $9.689.573 $ 9,711 ,224 The accompanying notes are an integral part of these financial statements. -4- I I CITY OF SALINA Salina, Kansas I WATER AND SEWERAGE DEPARTMENT I STATEMENTS OF CHANGES IN FINANCIAL POSITION I I Sources of Working Capital From Operations Net Income Charges against net Income not affecting working capital Depreciation Amortization of deferred issuance costs Working capital provided by operations Net book value of dispositions of property, plant and equipment Contributions of property, plant and equipment Total Sources of Working Capital I I I I Applications of Working Capital Additions to property, plant, and equipment Increase In reserve account assets Decrease In long-term liabilities Total Applications of Working Capital I Increase In Working Capital I Changes in Components of Working Capital Increase (Decrease) 1n Current Assets Cash and investments Accounts receivable Inventories Total Increase (Decrease) In Current Assets I I Increase (Decrease) 1n Current Liabilities Accounts payable Customers' meter deposits Accrued expenses Total Increase (Decrease) In Current Liabilities I I Increase In Working Capital Exhibit D Year Ended December 31, 1983 1982 $ 380,729 572,091 2,231 955,051 621 260,644 1,216,316 373,104 663,024 1,000 1,037,128 $ 179,188 $ 200,360 0,052) (11,383) 185,925 9,862 0,125) 6,737 $ 179,188 The accompanying notes are an integral part of these financial statements. I I I $ 12,324 580,973 2,231 595,528 595,528 33,132 370,147 1,000 404,279 $191,249 $187,579 27,419 12,512 227,510 42,250 3,345 (9,334) 36,261 $191,249 -5- I I CITY OF SALINA Salina, Kansas WATER AND SEWERAGE DEPARTMENT I NOTES TO FINANCIAL STATEMENTS December 31, 1983 and 1982 I 1. Summary of Significant Accounting Policies I a. Fund Accounting: The City maintains its accounting records in accordance with the principles of fund accounting in order to ensure observance of limitations and restrictions placed on the use of resources available. Resources are classified for accounting and reporting into funds established according to their nature and purposes. The Water and Sewerage Department of the City of Salina is a separate fund of the City which is supported by user charges from its customers rather than by tax monies. I I I The Department uses the accrual method of accounting in the preparation of its financial statements. Revenue is recorded as earned and expenses as incurred. I b. Deferred Issuance Costs: Deferred issuance costs are amortized to expense over the term of the related revenue bonds. I c. Property, Plant, and Equipment and Depreciation: Property, plant, and equipment are stated at cost. Assets acquired prior to 1981 have been adjusted to reflect cost as determined by a firm of professional appraisers. Depreciation is determined using the straight-line method over the estimated useful life of each asset. I d. Investments: Investments are stated at cost which approximates market. I 2. Long-Term Obligations I The City issued its Waterworks and Sewage System Refunding Revenue Bonds, Series of 1978, on May 1, 1978, for the purpose of refunding its Combined Water and Sewage System Revenue Bonds of 1961 and 1977. Proceeds of the 1978 bond issue were invested in United States government obligations deposited with Planters Bank and Trust Company, Salina, Kansas, pursuant to an escrow trust agreement dated May 1, 1978. Total funds deposited and interest earned on such funds will be sufficient to pay all principal and interest on the 1961 and 1977 bonds as they become due. Neither the assets deposited with the escrow agent nor the outstanding 1961 and 1977 obligations totaling $3,610,000 are reflected in the accompanying financial statements. I I I The new bond issue in the original amount of $4,394,000 matures serially between February 15, 1979, and February 15, 2007, and bears interest at rates varying from 6 l/4 to 6 3/8 percent per annum. Maturities of the 1978 revenue bonds in subsequent years are as follows: I 1984 through 1988 - $1,000 per year Thereafter $ 5,000 4,384,000 I Total Bonds Outstanding, December 31, 1983 $4,389,000 I -6- I I I The City has established certain reserve accounts pursuant to the 1978 bond ordinance to provide funds for the retirement of the bonds and payment of interest thereon and for making replacements to the system in the event other funds are not available. The gross revenues of the Department are pledged to secure payment of the bonds; however, the pledge is subordinate to a similar pledge to secure payment of the 1961 and 1977 bonds. I I The amounts required to be maintained in the reserve accounts established by the 1978 bond ordinance have been provided and the net operating income of the system for 1983 and 1982 is sufficient to meet the requirements of the ordinance. I 3. Retirement Plan I The City participates in the State of Kansas Public Employees' Retirement System which is a defined contribution plan covering substantially all employees. The Department's portion of pension costs, which are funded as accrued, was $39,595 and $34,751, for the years 1983 and 1982, respectively. I 4. Commitments I Commitments to acquire additional water and sewerage equipment totaled $141,036 as of December 31, 1983. I I I I I I I I I I -7-