Assignment of Transferre Agreement, Development Agreement, Rights to Receive STAR Bond Proceeds, CID Reimbursements and Security Agreement ASSIGNMENT OF TRANSFEREE AGREEMENT, DEVELOPMENT AGREEMENT,
RIGHTS TO RECEIVE STAR BOND PROCEEDS AND CID REIMBURSEMENTS AND
SECURITY AGREEMENT
THIS ASSIGNMENT OF TRANSFEREE AGREEMENT, DEVELOPMENT
AGREEMENT, RIGHTS TO RECEIVE STAR BOND PROCEEDS AND CID
REIMBURSEMENTS AND SECURITY AGREEMENT(this"Aerecmcnt")is made as ofiuly
30,2018,by and between FIB,LLC,a Kansas limited liability company("Borrower"), having an
address as set forth in the Loan Agreement (defined below), as assignor and debtor, and
AMERICAN STATE BANK & TRUST COMPANY ("Lender"), having an office as set forth
in the Loan Agreement,as assignee and secured party.
RECITALS:
A. CERTAIN CAPI'T'ALIZED WORDS AND TERMS USED HEREIN
ARE DEFINED IN SECTION§1 HEREOF;OTHER CAPITALIZED WORDS AND
TERMS USED BUT NOT DEFINED IN THIS AGREEMENT ARE USED IN THIS
AGREEMENT AS DEFINED IN THE LOAN AGREEMENT.
B. Borrower is the owner of certain real property bounded and described as set
forth on exhibit A attached hereto and incorporated herein (the "Land-) and the
improvements thereon, in Salina, Saline County, Kansas.
C. In connection with the redevelopment of certain land located in Salina,
Kansas(including the Land),Master Developer and the City entered into the Development
Agreement
D Borrower has purchased the Land from the Master Developer and the
Borrower and the City have entered into the Transferee Agreement.
E. Borrower and Lender have entered into the Loan Agreement and other Loan
Documents pursuant to which Lender will agree, among other things, to loan to Borrower
up to the maximum principal amount of Five Million Nine Hundred Ninety-Five Thousand
Nine Hundred Forty-Nine and No1100 Dollars(S5,995,949.00).
F. As a condition to Lender's agreement to enter into the Loan Agreement and
make the loan to Borrower, Lender has required that Borrower assign to Lender certain
rights of Borrower under the Transferee Agreement and the Development Agreement,
including all rights of Borrower to complete the Alley Project and to receive disbursements
of STAR Bond Proceeds and CID Proceeds to pay the costs of completing the Alley
Project, together with the right to receive any other payments, reimbursements and other
funds under the Transferee Agreement,under the Development Agreement, or under any
other agreement relating to the Alley Project, whether from STAR Bonds issued by the
City or from the CID District which are designated or otherwise made available for
payment of the costs of completing the Alley Project, all as hereinafter set forth, and
Borrower has agreed to do so.
AGREEMENTS
NOV THEREFORE, for good and valuable consideration, the receipt and sufficiency of
which are hereby acknowledged,and in consideration of Lender's agreement to enter into the Loan
Agreement and make the loan to Borrower pursuant to the terms thereof, Lender and Borrower
agree as follows.
1. Terms Defined. As used in this Agreement, the follow ing words and terms shall have the
meanings indicated in this Section,unless the context clearly otherwise requires.
(a) "Alley Project" shall mean the "Alley Pmject" as defined in the Development
Agreement,as assigned and amended pursuant the Transferee Agreement
(b) "Borrower State means the State of Kansas,in which state Borrow er is organized.
(c) "Bankruptcy Code"means the provisions of the federal bankruptcy code as now
in effect and as the same may hereafter be amended.
(d) "Business Records"shall mean all books,records, invoices,statements,computer
records and software relating to any part of the Collateral or the Alley Project,and
all rights of the Borrower to plans and specifications, designs, drawings, models
and other matters prepared for or in connection with any of the Collateral or the
Alley Project (but excluding any information protected by attorney-client
privilege).
(e) "Chief Executive Office"shall mean the place from %%hich the Borrower manages
the main pan of its business operations or other alToirs.
(f) "CID Act" means the Kansas Community Improvement District Act, K.S.A. 12-
6a-26 et. seq,as amended and supplemented from time to time.
(g) "CID District" means the Community Improvement District created by the City
and which encompasses the Land and referred to in the Development Agreement
as the Alley Pmjcet CID District.
(h) "CID Proceeds" means ani and all benefits and funds Borrower is entitled to
receive from the CID District pursuant to the Transferee Agreement, the
Development Agreement, and/or the Tax District Agreements relating to the
construction and development of the Alley Project.
(i) "City"means the Cit) of Salina, Kansas.
(j) "Code" means the Uniform Commercial Code, as in effect on the date of this
Agreement and as the same may be amended from time to time hereafter, of the
State of Kansas and all other relevant jurisdictions having jurisdiction with respect
to all or any portion of the Collateral from time to time.
(k) "Collateral"means all richt, title and interest of Borrower,whether now owned or
hereafter acquired, in, to or under any of the following:
a. All development and or retletelopment agreements or plans and all related
agreements or other arrangements relating to the Land or the Alley Project, or any
portion thereof, whether now existing or hercafler entered into, including, without
limitation, the Transferee Agreement and the Det elopment Agreement, and any
other agreements between the City and Borrower, or any predecessor in interest to
Borrower with respect to the Alley Project;
b. All Tax District Agreements to the extent(but only to the extent)relating to
the Alley Project;
c. All rights and benefits accruing to or received by Borrower pursuant to, in
connection with, or as a result of having performed improvements relating to the
Land or the Alley Project pursuant to or in accordance with, the Transferee
Agreement, the Development Agreement or any Tax District Agreements,
including It ithout limitation,any rights to crcdits,offsets or reductions in any fees,
impositions or assessments otherwise due or payable with respect to the Alley
Project or the development thereof;
d. All rights of Borrower to receive payments, as reimbursements for costs
incurred in connection with the Alley Project (including, without limitation, the
STAR Bond Proceeds and CID Proceeds designated to pay the costs of the Alley
Project), from the City, the CID District, the STAR Bond District or any other
taxing district in which the Alley Project is located, pursuant to the Transferee
Agreement, the Development Agreement, any Tax District Agreements or any
amendments,extensions and replacements thereof;
c. All Business Records and other books, records (in whatever form
maintained by or on behalf of the Borrower),copyrights, trade names,trademarks,
service marks,goodwill, licenses, franchises,computer programs,manuals, and all
intellectual property of any nature or description whatsoever relating in any manner
to the Alley Project, the CID District, the STAR Bond District, the Transferee
Agreement, the Development Agreement or the Tax District Agreements which
relate to the Alley Project or the completion thereof;
f. The Collateral Account; and
g. All Products and Proceeds of the property described in subsections a
through f above.
All capitalized terms in this definition of"Collateral" not o►hent ise dclincd herein,
shall hat c the meaning git en to such terms by the Code.
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(I) "Collateral Account" shall mean a bank account maintained with Lender by
Borrower, as described in Section §12(f)of this Agreement, whether such account
be considered a "deposit account". "general intangible". "investment property"or
othert ise.
(m) "Collateral Obligor" shall mean an account debtor or other person obligated on
Collateral.
(n) "Debt" shall mean (1)all indebtedness of Borrower to Lender which is evidenced
by the Note,Loan Agreement,and the other Loan Documents whether now existing
or hereafter contracted or incurred and whether principal or interest or otherwise,
(ii)all reasonable costs and expenses incurred by Lender in the collection of any of
the aforementioned indebtedness, including, without limiting the generality of the
foregoing.all reasonable attorneys'fees and legal expenses,(iii)all future advances
made by Lender for the maintenance, protection, preservation or enforcement of,
or realization upon, the Collateral or any portion thereof, or of the Alley Project.
including without limiting the generality of the foregoing all advances for storage,
transportation charges, taxes, insurance, repairs and the like,(iv)all other amounts
that Lender may expend under the provisions of this Security Agreement or the
other Loan Documents for the benefit of Borrower, (v) all extensions, renewals,
refinancings or refundings of any of the aforementioned indebtedness or obligations
in whole or in part, and (%i) any of the foregoing that arise after the filing of a
petition by or against Borrower under the Bankruptcy Code,even if the obligations
do not accrue because of the automatic stay under Bankruptcy Code Section 362 or
otherwise.
(o) "Development Agreement" means that certain Development Agreement dated
January 23. 2017 by and between the City and the Master Developer for the
implementation of certain improvements in Salina, Kansas (including the Alley
Project).
(p) "Loan Agreement" means that certain Loan Agreement of e%en date herewith.
between Lender and Borrow Cr,and any amendments thereto bercafcr made.
(q) "Loan Documents" shall mean the Note, and all the other instruments and
documents included in the term "Loan Documents" as defined in the Loan
Agreement.
(r) "Master Developer"means Salina2020. Inc., a Kansas corporation
(s) "Mortgaged Property" means the Land. and all real and personal property and
rights in property encumbered by,or assigned by,or a security interest in or pledge
of w hick is granted by,the Loan Documents
(t) "note" mean. colleen'ely the Promissory Note of even date herewith in a
maximum principal amount of the $5,995,949.00, made by Borrower to the order
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of Lender pursuant to the Lean Agreement, and any amendments, modifications,
extensions, supplements.refundings and replacements thereof hereafter made.
(u) "STAR Bond Act" means the Kansas STAR Bonds Financing Act, K.S.A. 12-
17.160 et. seq,as amended and supplemented from time to time.
(%) "STAR Bond District" has the meaning given thereto in the Development
Agreement or any other taxing district now or hereafter created under the STAR
Bond Act relating to the Alley Project_
(w) "STAR Bond Proceeds"means any and all benefits and funds Ilormwcr is entitled
to receive from the City or STAR Bond District or from proceeds of the STAR
Bond Bonds(as defined in Section 1.01 of the Development Agreement)pursuant
to the Transferee Agreement,the Development Agreement,the STAR Bond Project
Plan -Alley Project and/or the Tax District Agreements relating to the construction
and development of the Alley Project.
(x) STAR Bond Project Plan —Alley Project" shall mean that portion of the "STAR
Bond Project Plan" (us such gena is defined in the Development Agreement and
Transferee Agreement) relating to the construction and development of the Alley
Project.
(y) "Tax District Agreements" means any and all agreements or arrangements
relating to, or providing for the formation of, the STAR Bond District, the CID
District or any other improvement or benefit district which includes the Alley
Project,or any portion thereof,within its boundaries, including,without limitation.
any such agreements by and among the City,any community improvement district
and Borrower,or any predecessor in interest to Borrower with respect to the Alley
Project.
(z) "Transferee Agreement" means that certain Transferee Agreement dated January
12, 2018,by and between the City and Borrower.
§2. Assignment and Grant of Security Interest. As security for the full and timely payment
of the Debt and performance of all covenants and obligations of Borrower under each of
the Loan Documents and to ensure completion of the Alley Project, Borrower hereby
pledges, assigns and grants Lender a security interest under the Code in and to the
Collateral.
§3. Representations and Warranties. Borrower represents and v arrants to Lender that:
(a) all of the Land is located within the STAR Bond District and the CID District,and
Borrower is entitled to certain benefits and funds in connection therewith as
described in the Development Agreement,as assigned and amended pursuant to the
Transferee Agreement,
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(b) Borrower has not granted a prior lien upon or security interest in the Collateral or
any portion thereof, and the Collateral is not subject to any other lien. charge or
encumbrance, other than the Permitted Exceptions (as defined in the Loan
Agreement),
(c) the STAR Bond Project Plan- Alley Project(as it relates to the Alley Project)has
not been terminated, assigned, supplemented, amended or modified except as
described in the definition of the STAR Bond Project Plan - Alley Project in this
Agreement;
(d) neither the Transferee Agreement nor the Development Agreement have been
terminated, assigned, supplemented, amended or modified except for the
amendments to the De%elopmcnt Agreement set forth in the Transferee Agreement,
(e) subject to limitations set forth in De%elopment Agreement and the Transferee
Agreement, the total amount of Alley Project Costs(as defined in Section 1.01 of
the Deulopment Agreement) which arc eligible for reimbursement from STAR
Bond Proceeds with respect to the Alley Project, is estimated to be S1,642,726.00;
(1) subject to limitations set forth in De%clopmcnt Agreement and the Transferee
Agreement,the total amount of Alley Project CID Costs(as defined in Section 1.01
of the Development Agreement)which arc eligible for reimbursement with respect
to the Alley Project,is estimated to be S626,676 00;
(g) the total amount of STAR Bond Proceeds and CID Proceeds w hich ha%c been paid
to or on the order of Borrower through the date hereof with respect to the Alley
Project is approximately$0.00;
(h) subject to limitations set forth in the Development Agreement and the Transferee
Agreement, the total amount of STAR Bond Proceeds which Borrower is entitled
to receive with respect to the Alley Project,subject to Borrower's compliance with
the Transferee Agreement and the Development Agreement, is$1,642,726.00;and
(i) subject to limitations set forth in the Development Agreement and the Transferee
Agreement.the total amount of CID Proceeds which Borrower is entitled to receive
with respect to the Alley Project, subject to Borrower's compliance with the
Transferee Agreement and the Development Agreement, is$626,676.00;
§4. Covenants of Borrower. Until the first to occur of(i) the repayment in full of the Debt,
or(ii)Borrower's full satisfaction and completion of all of its obligations and responsibilities under
the Development Agreement and the Transferee Agreement with respect to the Alley Project,and
the termination of this Agreement in accordance with its terms, Borrower shall:
(a) promptly deli%er to Lender copies of all written notices given or received by
Borrower invoking substantkc matters under the Development Agreement or the
Transferee Agreement,and promptly give Lender written notice of all notices given
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or received by Borrower relating to any default or material amendments to the
Development Agreement and the Transferee Agreement, and all notices given or
recei%ed by it, with respect to the Alley Project, the Transferee Agreement, the
Development Agreement, the STAR Bond Project Plan - Alley Project, the STAR
Bond Proceeds and the CID Proceeds;
(b) at any time,and from time to time,upon thew ritten request of Lcndcr,execute and
deliver such further documents and do such further acts and things as Lender may
reasonably request to effect the purposes hereof and more perfectly assure and
protect Lender's interest in the Collateral as described herein;
(c) perform and observe, in all material respects, all of its covenants and obligations
under,and comply,in all material respects,with all the terms and conditions of,the
STAR Bond Project Plan - Alley Project, the Transferee Agreement and the
Development Agreement,
(d) not create,incur,or permit to exist any pledge,mortgage,lien,charge, encumbrance
or any security interest whatsoever in, on or with respect to the rights assigned to
Lender hereunder in the STAR Bond Proceeds,the CID Proceeds,the STAR Bond
Project Plan - Alley Project, the Transferee Agreement, the Development
Agreement or any other Collateral,other than that created hereby;
(c) not permit any levy or attachment to he made against the Collateral or any portion
thereof;
(I) not permit any financing statement (except in favor of Lender as secured party)to
be on file w ith respect to any of the Collateral;
(g) not sell, lease or other+ise dispose of any of the Collateral:
(h) not take or omit to take any action, the taking or omission of which might result in
an alteration or impairment of(1)the STAR Bond Project Plan-Alley Project,(2)
the Transferee Agreement, (3)the Development Agreement,(4) the Alley Project,
(5)the STAR Bond Proceeds,(6)the CID Proceeds,(7)this Agreement,or(8)any
of tlx:rights of Borrower w hich arc created by the STAR Bond Project Plan-Alley
Project, the Transferee Agreement, the De%clopment Agreement or this
Agreement;
(i) not, except upon the prior written consent of Lender, which consent shall not be
unreasonably withheld, and upon the reasonable terms and conditions, if any,
specified in any such consent,enter into any agreement amending or supplementing
the Transferee Agreement or the portions of the STAR Bond Project Plan - Alley
Project or De%clopment Agreement relating to the Alley Project; and
(1) not settle or compromise any claim arising under the STAR Bond Project Plan -
Alley Project, the Transferee Agreement or the Development Agreement (to the
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extent relating to the Alley Project)or w ith respect to any of the Collateral,without
Lender's prior written consent, which consent shall not be unreasonably withheld.
§5 Direct Deposit of STAR Bond Proceeds and CID Proceeds Subject to the terms,
conditions and limitations of this Agreement, Borrower hereby assigns to Lender all STAR Bond
Proceeds, CID Proceeds and other amounts payable or distributable to Borrower under the
Transferee Agreement or the Development Agreement alter the date of this Agreement which arc
for payment of(or reimbursement to Borrower for) costs of the Alley Project, and hereby agrees
and directs that all such STAR Bond Proceeds, CID Proceeds and other amounts payable or
distributable to Borrower pursuant to the Transferee Agreement or Development Agreement oiler
the date of this Agreement shall be deposited directly into the Collateral Account. Borrow cr shall,
at any time after an Event of Default has occurred,upon the written request of Lender, execute and
deliver such further documents and do such further acts and things as Lender may reasonably
request to cause the payment of all STAR Bond Proceeds, CID Proceeds and other amounts
hereafter payable or distributable to Borrow er for payment(or reimbursement)of costs of the Alley
Project pursuant to the Transferee Agreement or the Development Agreement to be deposited
directly into the Collateral Account and for such purpose Borrower, from and after an Event of
Default, hereby irrevocably authorizes and empowers Lender, its officers, employees and
authorized agents, to endorse and sign the name of Borrower on all checks, drafts, money orders
or other media of payment so delivered and such endorsements or assignments shall, for all
purposes, he deemed to have been made by Borrower prior to any endorsement or assignment
thereof by Lender Lender may use any convenient or customary means for the purpose of
collecting such checks, drafts, money orders or other media of payment. If no Ev,ent of Default
exists, Borrower may utilize the STAR Bond Proceeds or CID Proceeds as set forth in the Loan
Agreement. Ilan Event of Default shall have occurred and is continuing, Lender may apply such
proceeds to the Debt or make payments from such proceeds for payment (or reimbursement) of
costs of the Alley Project. Following written notice from the Lender to the Borrower and the City
of an Event of Default,the Borrow cr without any further authorization or consent,directs the City
to pay all STAR Bond Proceeds and CID Proceeds to the Lender pursuant to the written
instructions from the Lender.
§6. Lender Not Liable, Notwithstanding the assignment herein made, and notwithstanding
anything herein contained seemingly to the contrary':
(a) Borrower shall remain liable under the STAR Bond Project Plan - Alley Project, the
Transferee Agreement and the Desclopment Agreement to perform all of Bomnwer's
obligations thereunder in accordance with and pursuant to the terms and provisions thereof;
(b) while any Event of Default exists, any obligation of Borrower under the STAR Bond
Project Plan -Alley Project, the Transferee Agreement or the Development Agreement or
with respect to the Alley Project may be performed by Lender or its nominee or other
assignee (but Lender shall have no obligation to do so), and no such performance shall
release Borrower from such obligations (or from its other obligations under the STAR
Bond Project Plan - Alley Project. the Transferee Agreement or the Development
Agreement) nor result in any assumption of said obligation(or of such other obligations)
by Lender; and
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(c) Lender shall !me no obligation or liability under the STAR Bond Project Plan - Alley
Project, the Transferee Agreement and/or the Development Agreement by reason of or
arising out of this Agreement or the assignment herein made,nor shall Lender be required
or obligated in any manner to perform or fulfill any obligations of Borrower under or
pursuant to the STAR Bond Project Plan -Alley Project,the Transferee Agreement or the
Development Agreement unless and until Lender exercises its rights hereunder after an
Event of Default has occurred and is continuing to assume Borrower's obligations under
the STAR Bond Project Plan - Alley Project, the Transferee Agreement and the
De%elopment Agreement as each relates to the Alley Project.
§7. Perfection of Sccurit) Interests Borrow er hereby authonzcs Lender to tile one or more
financing statements describing the Collateral, and any amendments that add collateral, vv ith or
without the signature of, or authentication by, Borrower. Lender is hereby authorized to file a
financing statement describing the Collateral as "all assets"of Borrower.
§8 Rights of Secured Party. In addition to all rights and remedies given to Lender by the
terms of this Agreement, the Note or any of the other Loan Documents, Lender shall have all the
rights and remedies of a secured party under the Code, subject, in all respects, to the limitations
set forth herein concerning the use and disposition of the Collateral.
§9. Location of Borrower and Collateral. To further induce Lender to make the Loan and
enter into this Agreement, Borrower represents and warrants to,and covenants with Lender that:
(a) on the date of this Agreement Borrower is a "registered organization" as defined in the
Code, namely, a limited liability company, organized and existing under the laws of the
Bonner State;
(b) at all times during the term of this Agreement, Borrower will maintain its existence as a
limited liability company, organized and existing under the laws of the Borrower State;
and At About prior written consent of Lender, will not, in one transaction or a series of
related transactions, merge into or consolidate with any other entity, or sell all or
substantially all of its assets, nor change the state of its organization;
(e) Borrower will not change its legal name w ithout providing Lender w ith 30 days' prior
written notice,
(d) Borrower shall at all times during the term of this Agreement keep and maintain its Chief
Executive Office at its address as set forth in the Loan Agreement,and at no other location
without the prior written consent of Lender, which consent shall not be unreasonably
ithheld,
(c) the current location of all negotiable documents, goods, instruments, money, or tangible
chattel paper included in the Collateral is at the address of Borrower and/or the Project set
forth in the Loan Agreement; and
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(I) Borrower v.ill at all times during the term of this Agreement keep the portions of the
Collateral that consist of tangible personal property at the Mortgaged Property.
;1 U Possession of Collateral Borrow er shall hate possession of the Collateral, except as
prof ided in Section 9 hereof or%t here expressly otherwise provided in this Agreement or w here
Lender perfects its security interest by possession, or by possession in addition to the filing of a
financing statement. vat any time any of the Collateral is in the possession of a third party.
Borrower tt ill join with Lender in notifying the third part) of Lender's security interest and
obtaining an acknowledgment from the third party that it is holding such Collateral for the benefit
of Lender.
*11 Control Borrower will cooperate with Lender in enabling Lender to obtain control (as
the concept of"control" is used in the Code) with respect to an) Collateral, a security interest in
a hich may be perfected by control.
§12. Cotenants Concerning Collateral; Collateral Account. The parties further agree as
follows:
(a) Borrower covenants and agrees that until the first to occur of(i) the repayment in full of
the Debt. or(ii) Borrower's full satisfaction and completion of all of its obligations and
responsibilities under the STAR Bond Project Plan, the Transferee Agreement and the
Development Agreement with respect to the Alley Project, Borrower will keep accurate
and complete records concerning the Collateral now owned and hereafter acquired by
Borrower.
(b) Lender shall have the right at all times during regular business hours of Borrow er,and upon
reasonable notice,to examine and inspect the Collateral now ow ned and hereafter acquired
by Borrower and to review the books and Business Records of Borrower concerning such
Collateral and to copy and make excerpts therefrom
(c) Upon request by Lender, Borrower shall furnish Lender frith duplicate copies of all
invokes, requests for disbursement or reimbursement, and other documents submitted to
the City pursuant to the STAR Bond Project Plan, the Transferee Agreement and/or the
Development Agreement with respect to the Alley Project, or otherwise relating to the
Collateral.
(d) notwithstanding the assignment of and the security interest in the Collateral granted to and
created in favor of Lender under this Agreement, Borrower shall be responsible to submit,
and shall promptly prepare and submit, all invoices, requests for disbursement or
reimbursement, and other documents which Borrower is legally permitted and/or required
to submit to the City, the CID District, the STAR Bond District or any other tax district
pursuant to the STAR Bond Project Plan, the Transferee Agreement, the Development
Agreement or otherwise with respect to the Alley Project or otherw ise relating to the
Collateral
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(e) Lender shall haec the right, in its sole and absolute discretion, at any time after an Bent
. of Default has occurred and is continuing (i) to take over and direct collection from all
persons obligated on the Collateral. if it is not already collecting from them; (ii) to give
notice of Lender's security interest in the Collateral to any or all persons obligated on the
Collateral; (iii)to notify and direct any or all persons obligated on the Collateral to make
payments directly to Lender, if not already doing so,(iv)to take control of such Collateral
and the Proceeds thereof, and (v) to enforce the obligations of each person obligated on
Collateral and exercise the rights of Borrower with respect to the obligation of such
persons It is understood and agreed by Borrow er that Lcndcr shall have no liability
whatsoee er w ith respect to any action taken be Lender under this Section §12(e)except for
its willful misconduct and gross negligence. -
(f) Borrower shall, promptly on or after the date of this Agreement, open and maintain with
Lender, the Collateral Account. All STAR Bond Proceeds, CID Proceeds and other
amounts received by Borrower under the Transferee Agreement, the Development
Agreement or othen%isc for payment(or reimbursement)of costs of the Alley Project,and
all cash proceeds of Collateral received by Borrower pursuant to Section §5 of this
Agreement or directly from persons obligated on Collateral pursuant to Section §5 of this
Agreement,shall be deposited in the Collateral Account
(g) Borrower will promptly furnish to Lender such information concerning Borrower, its
creditworthiness, the Collateral owned by it and Borrower's compliance with this
Agreement as Lcndcr may front time to time reasonably request
§13. General Representations and Warranties. Borrower further represents, warrants,
covenants and agrees to and w ith Lender.
(a) that it has and will have good title to the Collateral from time to time owned or acquired
by it, free and clear of all liens,encumbrances,pledges and security interests(except those
in favor of Lender and the Permitted Exceptions), and will defend such title against the
claims and demands of all persons whomsoever, and
tb) that Borrower's exact legal name is as set forth in the first paragraph of this Agreement.
§14 Further Assurances Borrower will faithfully preserve and protect Lender's security
interest in the Collateral from time to time owned by it and w ill,at its own cost and expense,cause
said security interest to be perfected and continue perfected until the first to occur of(i) the
repayment in full of the Debt. or (ii) Borrower's full satisfaction and completion all of its
obligations and responsibilities under the Transferee Agreement,the Development Agreement and
the STAR Bond Project Plan - Alley Project with respect to the Alley, and for such purpose
Borrower w ill from time to time at the request of Lcndcr file or record, or cause to be filed or
recorded, such instruments, documents and notices, including without limitation financing
statements and continuation statements, as Lender mai reasonably deem necessary or advisable
from time to time in order to perfect and continue perfected said sccunty interest. Borrower w ill
do all such other acts and things and w ill execute and/or authenticate and deliver all such other
notices and documents, including w ithout limitation further security ugrcentcnts, pledges,
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assignments and notices,as Lender may reasonably deem necessary or advisable from time to time
in order to perfect and preserye the priority of said security interest as a first priority security
interest in the Collateral, prior to the rights of all other persons therein or thereto. Lender, its
officers, authorized agents and employees, are hereby irrevocably appointed attomcys-in-fact of
Borrower, with full power of substitution, to do all acts and things which Lender may deem
necessary or advisable to preserve,perfect and continue the perfection of Lender's security interest
in the Collateral and the direct payment of all STAR Bond Proceeds, CID Proceeds and other
payments to Borrower pursuant to the Transferee Agreement, the Development Agreement or
otherwise; such power is irrevocable and coupled with an interest.
§15, Risk of Loss. Borrower shall bear the risk of loss of, damage to or destruction of the
Collateral. Lender shall have no duty to collect any income accruing on the Collateral or to
preserve any rights relating to the Collateral.
§I G. Lender Acknowledgment. For purposes of Section 9.03.D of the Development
Agreement, Lender hereby acknowledges that it has received a copy of the Development
Agreement and reviewed the provisions of Section 9.03 thereof regarding the restrictions on
assignment of the Development Agreement.
l7. Preservation of Collateral. Borrower assumes full responsibility for taking any and all
necessary steps to preserve rights in respect of the Collateral against the City and third parties.
Lender shall he deemed to have exercised reasonable cure in the custody and preservation of such
of the Collateral as may come into its possession if Lender takes such action for that purpose as
Borrower shall request in writing, provided that such requested action shall not, in the judgment
of Lender, impair Lender's security interest in such Collateral or its rights in,or the value of, such
Collateral, and provided further that such written request is received by Lender in sufficient time
to permit Lender to take the requested action. All costs of taking any action so requested by
Borrower shall be the sole responsibility of Borrower.
*18. Remedies.
(a) Upon the occurrence ofany Event of Default under the Loan Agreement(an "Event
of Defauh"), Lender shall be entitled to exercise all of the remedies with respect to
the Collateral which arc provided to it under the Code, other applicable law, in
equity or in this Agreement, and specifically, without limitation of the foregoing,
but subject, in all respects,to the limitations set forth in this Agreement concerning
the use and disposition of the Collateral,shall have rights:
(I) to notify Collateral Obligors to make payment or otherwise render
performance to or for the benefit of the Lender; and
(2) to enforce the obligations of Collateral Obligors and exercise the rights of
the Debtor with respect to the obligations of the Collateral Obligors to make
payment or otherwise render performance to the Debtor, and with respect
to any property that secures the obligations of Collateral Obligors.
I?
The proceeds of any sale of the Collateral shall he applied, at Lender's discretion, to the Debt or
to pay(or reimburse Lender for)the costs of completing the Alloy Project in accordance with the
Transferee Agreement, the Development Agreement or any Tax District Agreements. No delay
on the part of Lender in the exercise of any right or remedy shall operate as a waiver thereof, and
no single or partial exercise by Lender of any right or remedy shall preclude other or further
exercise thereof or the exercise of any other right or remedy. The rights and remedies exercised
by Lender under this Agreement are in addition to any other rights and remedies afforded Lender
under the Loan Documents, and Lender shall be entitled to exercise such rights as Lender in its
sole discretion deems adh isable. The Borrower hereby irrevocably constitutes and appoints the
Lender as its attorney-in-fact, coupled with an interest, to demand, receive and enforce the
Borrower's rights w ith respect to the STAR Bond Project Plan, the Tax District Agreements, the
Transferee Agreement and the Development Agreement for and on behalf of and in the name of
the Borrower or, at the option of the Lender, in the name of the Lender, with the same force and
effect as the Borrower could do for its own account.
In addition to the applicable remedies under the Code, Lender, in connection with any sale of the
Mortgaged Property, may also foreclose upon the Collateral under this Agreement so that a
purchaser at such foreclosure sale will succeed to the rights of Borrower under the Transferee
Agreement and the Development Agreement as they relate to the Alley Project to the extent
included in the Collateral hereunder.
§19. Assembly of Collateral. Upon the occurrence of any Event of Default, Borrower shall
promptly upon demand by Lender assemble the Business Records and other tangible property
included in the Collateral and make it available to Lender at a place or places to be designated by
Lender which shall be reasonably convenient to Borrower and Lender. The right of Lender under
this Section §19 to have the Collateral assembled and made available to it is of the essence of this
Agreement and Lender may, at its election, enforce such right by a bill in equity for injunctive
relief or specific performance.
§20. Right of Setoff. If an Event of Default shall occur and the Note or any portion thereof
shall be due and payable,the holder of the Note shall have the right, in addition to all other rights
and remedies available to it,to set off against the Debt (and any other indebtedness then due from
Borrower to such party)any debt owing to Borrower by such holder, including without limitation
any funds in any deposit account now or hereafter maintained by Borrower with such holder.
§21. Termination; Successors and Assigns, Upon the payment in full of the Debt, this
Agreement shall terminate and he of no further force and effect and Lender shall thereupon
terminate its security interest in the Collateral. Until such time,however,this Agreement shall be
binding upon and inure to the benefit of the parties hereto and their respective successors and
assigns
*22. Severability. If any pros ision of this Agreement shall for any reason be held invalid or
unenforceable, such invalidity or unenforceability shall not affect any other pros ision hereof, but
this Agreement shall be construed as if such invalid or unenforceable provision had never been
contained herein
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§23. illiscellaneous. No failure or delay on the pan of Lender in ekcn:ising any right, remedy,
power or privilege hereunder shall operate as a waiver thereof or of any other right,remedy,power
or privilege of Lender, nor shall any single or partial exercise of any such nght, remedy, power or
privilege preclude any other or further exercise thereof or the exercise of any other right, remedy,
power or privilege. The rights and remedies of Lender under this Agreement are cumulative and
not exclusive of any rights or remedies which it may otherwise have.
§24. Notices. Any notice or consent that may be given hereunder shall be given in accordance
with the provisions of the Loan Agreement.
§25. Choice of Law. The Code shall govern the attachment and perfection of Lender's secunty
interest in the Collateral and the rights,duties and obligations of Lender and Borrower with respect
thereto. Subject only to the preceding sentence, this Agreement shall be a contract made under,
governed by and construed in accordance with, the internal laws (without giving effect to any
conflict of laws rules which might otherwise require reference to the laws of any other jurisdiction)
of the Suite of Kansas.
§26, Consent to in Person am Jurisdiction. Borrower hereby agrees that, by execution and
delivery alibis Agreement, Borrower has submitted itself to the jurisdiction of the State of Kansas
and its courts.
§27. Cross Default Provision. Any default or failure by Borrower to observe or perform any
of the covenants,terms, provisions or agreements contained in this Agreement shall be an "Event
of Default" under this Agreement, and an "Event of Default' under each of the other Loan
Documents. Any "event of Default' under any of the other Loan Documents shall also be an
"Event of Default" under this Agreement.
§28. Conflicts. The tenns and provisions of ibis Agreement shall control to the extent that this
Agreement contains any terns or provisions which are in conflict with any of the other Loan
Documents granting to Lender any rights in any of the Collateral, provided that this Section §28
shall in no way limit the remedies available to Lender upon an Event of Default.
§29. Execution in Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be deemed an original, and all of which shall be taken to be one
and the same instrument, with the same effect as if all parties hereto had signal the same signature
page Any signature page of this Agreement may be detached from any counterpart of this
Agreement without impairing the legal effect of any signatures thereon and may he attached to
another counterpart of this Agreement identical in form hereto but having attached to it one or
more additional signature pages
§30 Waiver of Trial by Jury. THE PARTIES HEREBY WAIVE TRiAL BY JURY IN
ANY ACTION, PROCEEDING OR COUNTERCLAIM BROUGHT BY ANY PARTY
AGAINST THE OTHER ON ANY MATTER ARISING OUT OF OR iN ANY WAY
CONNECTED WITH TIIIS AGREEMENT, OR THE TRANSACTIONS CONTEM-
PLATED HEREBY,OR THE RELATIONSHIPS AMONG LENDER AND BORROWER.
14
[REMAINDER OF THIS PAGE INTENTIONALLY LEFT BLANK;
SIGNATURE PAGES FOLLOWJ
15
IN WITNESS WI IEREOF, the partic.hereto,each hereunto duly authorized, have caused
this Agreement to be executed as oldie day and year first above%%ritten.
"BORROWER"
FIB, LLC,
a Kansas limited liability company
D
By
e--,--
Ca '�A.DeSuci ,Manager
Frank DeSocio,Manager
"LENDER"
AMERICAN STATE BANK &TRUST COMPANY
�_IW�7
By: �MP
j_.
16
I.-r wow,
CONSENT AND AGREEMENT OF CITY OF SM INA
In order to induce Lender to make the loan to Borrower as described in the foregoing
Agreement and the Loan Agreement and with the understanding that Lender is relying on the
consents and agreements set forth herein, the Cite hereby joins in the foregoing Agreement solely
for purposes of providing the consent and agreements set forth below:
I. Notwithstanding any prohibition in the Transferee Agreement or the Development
Agreement to the contrary. the City hereby consents to and approves of the Borrower's collateral
assignment of the Collateral to the Lender pursuant to the terms of the foregoing Agreement. The
City acknowledges that the Agreement secures indebtedness due to a construction or permanent
lender to finance the Alley Project pursuant to Section 9.03.D of the Development Agreement.
2. The City represents and warrants to the Lender that (a) the City has not consented
to any prior assignments of the Transferee Agreement or the Development Agreement as they
relate to the Alley Project, (b) to the best of the City's knowledge and belief, the Transferee
Agreement and the Development Agreement are each a valid and enforceable agreement and
obligation of the City, (c) so far as the City is aware other than the June I, 2018 commencement
of construction date, neither the City nor the Borrower is in default under the Transferee
Agreement or the Development Agreement with respect to the Alley Project , and (d) the City
believes that all covenants, conditions and agreements have been perfonned as required in the
Transferee Agreement and the Development Agreement as they relate to the Alley Project(except
those not to he performed until rifler the date hereof).
3. Except as provided in paragraph 5 below,the City hereby agrees that the agreement
of the Borrower to construct the Alley Project as set forth in the Transferee Agreement and the
Development Agreement is not the obligation of, nor shall any provisions in the Transferee
Agreement or the Development Agreement impose any obligation upon, the Lender or any other
holder of the Debt,or their respective successors and/or assigns,or any transferee nfthe Mortgaged
Property following foreclosure.
4. The City hereby agrees to provide the Lender with copies of any notice or demand
made on the Borrower under the Transferee Agreement and the Development Agreement. The
City further agrees that the Lender shall have the right,hut not the obligation, to cure any defaults
on behalf of the Borrower within the periods of time set forth in the Transferee Agreement and the
Development Agreement and that the City will accept such cure from Lender.
5. Upon the City's receipt of written notice of an Event of Default under the Loan
Agreement or any other Loan Document from the Lender, the City shall perform its obligations
under the Transferee Agreement and the Development Agreement to and for the benefit of Lender
if Lender exercises its remedies under the Loan Documents, tales control of the Alley Project and
undertakes to complete construction of the Alley Project and to agrees to perform the other
obligations of the Borrower under the Transferee Agreement. Lender is under no obligation or
duty to exercise any of Lender's rights and pow ers conferred in the Agreement or any other Loan
Document upon the occurrence of an Event of Default under the Loan Agreement or any other
Loan Document or to agree to perform the obligations of the Borrow er under the Transferee
17
any other Loan Document upon the occurrence of an li cnt of Default under the Loan
Agreement or any other Loan Document or to agree to perform the obligations of the Borrower
under the Transferee Agreement. In the event the Lender elects not to assume the obligations of
the Transferee Agreement, nothing in the Agreement shall obligate Lender to perform any of
Borrower's obligations under the Transferee Agreement or the Development Agreement or cure
any default by Borrower under the Transferee Agreement or the Development Agreement, but
the City will not be obligated to perform if Borrower's obligations are not performed or if
Borrower defaults remain uncured, nor will the City be precluded from terminating the
Transferee Agreement or the Dexclopment Agreement where termination is permitted as a result
of uncured defaults.
IN WITNFSS WHFRIiOP, the Cit} has caused this consent and agreement to be
executed as of the 30i11 day of July,2018.
CITY Or SAUNA, KANSAS
d<:-kKarl F. Ryan, Mayor
Attest:
ia. t'0
Shandi Wicks. CMC, City Clerk
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EXHIBIT A
Legal Description of the Property
Lots 65, 67,69, 71. 73, 75 and 77 on Santa Fe Avenue, Lots 68, 70, 72. 74.76 and
78 on 5th Avenue, all in Original Town Salina, Saline County, Kansas.
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