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StatementsRUN DATE 11/02/2010 0 Date 10/01/2010 10/31/2010 • BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI # 0322071505777 FROM 10/01/2010 TO 10/31/2010 Interest Principal BEGINNING BALANCE 49,706.25 335,000.00 RECEIPTS DISBURSEMENTS. CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOUNS OFFSETS ENDING BALANCE 49,706.25- 335,000.00- ** *THIS IS NOT A BILLING STATEMENT * ** 0 • • !'J r -W777 EXCEPT AS OTHERWISE PROVIDED IN THE RESOLUTION (DESCRIBED HEREIN), THIS (GLOBAL BOND MAY BE TRANSFERRED, IN WHOLE BUT NOT IN PART, ONLY;TO ANOTHER NOMINEE OF THE SECURITIES DEPOSITORY (DESCRIBED I- IEREIN) OR TO A SUCCESSOR SECURITIES DEPOSITORY OR TO A NOMINEE OF-IA SUCCESSOR SECURITIES DEPOSITORY. OF, -4 k ...... REGISTERED REGIS,rl!RED NUMBER R -5 $331*(jgq UNITED STATES OF AMERICA • , STATE OF KANSAS •' .... COUNTY OF SALINE CITY, OF SALINA GENERAL OBLIGATION INTERNAL IMPROVEMENT BOND .�.. SERLES2005 -A �•,,,� „�, Interest Rate Maturity Date Dated Date CUSIP Numbet • • • • , 3.05% October 1, 2010 July 15, 2005 794743 E3 4 REGISTERED OWNER: CEDE & CO. PRINCIPAL AMOUNT: THREE HUNDRED THIRTY FIVE THOUSAND DOLLARS KNOW ALL PERSONS BY THESE PRESENTS: That the City of Salina, in the County of Saline, State of Kansas (the "City "), for value received, hereby acknowledges itself to be indebted and promises to pay to the registered owner identified above, or registered assigns, as of the Record Dates as hereinafter provided on the Maturity Date identified above, the Principal Amount identified above, and in like manner to pay interest on such Principal Amount from the Dated Date shown above or from the most recent interest payment date to which interest has been paid or duly provided for at the rate of interest per annum set forth above (computed on the basis of a 360 -day year of twelve 30 -day months), semiannually on April l and October I of each year, commencing April 1, 2006 (the "Interest Payment Dates "), until the Principal Amount is paid, unless this Bond shall have been previously called for redemption and payment as hereinafter set forth. The principal of, premium, if any, and interest on this Bond shall be payable by the Treasurer of the state of Kansasjopeka, Kansas (the "Paying Agent" and "Bond Registrar "). The principal of and any premium on this Bond shall be payable to the registered owner hereof upon presentation of this Bond at the maturity or redemption date to the Paying Agent for payment and cancellation. The interest payable on this Bond on any interest payment date shall be paid to the person in whose name this Bond is registered on the Bond Register at the close of business on the fifteenth day of the month preceding the interest payment date (the "Record Date ") for such interest (a) by check or draft mailed by the Paying Agent to such Registered Owner at the address shown on the Bond Register or at such other address as is furnished to the Paying Agent in writing by such Registered Owner or (b) in the case of an interest payment to any Registered, Owner of $500,000 or more in aggregate principal amount of Bonds, by electronic transfer to- gguch Registered Owner upon written notice given to the Paying Agent by such .eni 9s th r•nti4i, Registered Owner rt�less f an l� difSiptaor,tatAhxb?,gord• ate for such interest, containing the ;v 'e, :': a r n ° .sz Oct re•prr•,, L 77 ';Y i•. a' -)tXi S:F C:� �hF i;%9.posiul t in + k i. t •; ;i{ t rt:;: +1 �.,r n.. v - ...., 3 Is Inyist�l �- ��i' UiV I.i NR;NGF;i ' `•.' tI ,'tIF, _ ^a. ".. •.r. i j"tAIV -'Wy L. sin .. u:_ tr.;,..'re. ;Y i�J 1;rtareai herein. _ OR x. r; Gcv:'�= nui u: AIRY C cie; Ck Co, bae on a • u H 84 r F. U Z W Q u) aZ ? W Y O O M O a Z O,„�/� W N m • electronic transfer instruc ions including the bank (which shall be in the continental United States), address, ABA routing number and account number to which such Registered Owner wishes to have such transfer directed. The principal, premium, if any, and interest on the Bonds shall be payable in any coin or currency which, on the"respective dates of payment thereof, is legal tender for the payment of debts due the United States of America. The Bonds constitute general obligations of the City payable as to both principal and interest in? part from special assessments levied upon the property benefited by the construction of certain portions of the improvements being financed and, if not so paid, from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible lvopezty, real and personal, within [he territorial limits of the City. The balance of the principal and intere on' the Bonds shall be payable from ad valorem taxes which may be levied without limitation as to,Mt*Qr amount upon all the taxable tangible property, real and personal, within the territorial•liyfiV of tht*Vty. The full faith, credit and resources of the City are irrevocably pledged for the payment. cif the princjUji.of and interest on this Bond and the issue of which it is a part as the same respectively become F'ue. . This Bond is one of an authorized series of Bonds of the City designated "Qjewral Obligation Internal Improvement Bonds, Series 2005 -A," in an aggregate principal amount of $4x10,000 jthe "Bonds ") issued for the purposes set forth in the Ordinance of the City authorizing the�issuanca 101041t Bonds and the Resolution of the City prescribing the form and details of the Bonds Oointlj4.the "Resolution "). The Bonds are issued by the authority of and in full compliance with the prov"etts, restrictions and limitations of the Constitution and laws of the state of Kansas, including, without limitation, K.S.A. 10 -101 et seq., K.S.A. 12 -6a01 et seq., K.S.A. 12 -685 et seq., K.S.A. 12 -1736 et seq., and Charter Ordinance No. 33 of the City and Article 12, Section 5 of the Constitution of the State of Kansas, all as amended and supplemented. • At the option of the City, Bonds maturing on October 1, 2014, and thereafter may be called for redemption and payment prior to maturity on October 1, 2013 and thereafter, in whole or in part at any time, in such principal amounts for such maturities as shall be determined by the City at the redemption price of 100% (expressed as a percentage of the principal amount), plus accrued interest thereon to the date of redemption. Unless waived by any owner of the Bonds to be redeemed, if the City elects to call any Bonds for redemption and payment prior to maturity, the City or the Bond Registrar and Paying Agent on behalf of the City shall give written notice of its intention to call and pay such Bonds on a specified date, the same being described by maturity, such notice to be mailed by United States first class mail addressed to the Owners of the Bonds not less than 30 days prior to the date fixed for redemption. All Bonds so called for redemption and payment shall cease to bear interest from the date for which such call is made, provided funds are available for the payment of such Bonds at the price specified above. The Bonds are being issued by means of a book -entry system with no physical distribution of bond certificates to be made except as provided in the Resolution. One Bond certificate with respect to each date on which the Bonds are stated to mature, registered in the nominee name of the Securities Depository, is being issued and required to be deposited with the Securities Depository and immobilized in its custody. The book -entry system will evidence positions held in the Bonds by the Securities Depository's participants, beneficial ownership of the Bonds in authorized denominations being evidenced in the records of such participants. Transfers of ownership shall be effected on the records of the Securities Depository and its participants pursuant to rules and procedures established by the Securities Depository and its participants. The City, the Bond Registrar and the Paying Agent will • recognize the Securities Depository nominee, while the registered owner of this Bond, as the owner of this Bond for all purposes, including (i) payments of principal of, and redemption premium, if any, and -2- interest on, this Bond,7(ii) notices and (iii) voting. Transfers of principal, interest and any redemption • premium payments to participants of the Securities Depository, and transfers of principal, interest and any redemption premium payments to beneficial owners of the Bonds by participants of the Securities Depository will be the responsibility of such participants and other nominees of such beneficial owners. The City, the Bond Registrar and the Paying Agent will not be responsible or liable for such transfers of payments or for maintaining, supervising or reviewing the records maintained by the Securities Depository, the Securities Depository nominee, its participants or persons acting through such participants. While the. Securities Depository nominee is the owner of this Bond, notwithstandmn the provision hereinabove contained, payments of principal of and interest on this Bond shall be made in accordance with existing arrangements among the City, the Bond Registrar and the Securities DepcAfdi`y. .... •' EXCEPT AS OTHERWISE PROVIDED IN THE RESOLUTION, THIS GL(58- AL -BOND,U Y •• BE 'TRANSFERRED, IN WHOLE BUT NOT IN PART, ONLY TO ANOTHER NOMME MT .W$ SECURITIES DEPOSITORY OR TO A SUCCESSOR SECURITIES DEPOSIV(IA'V OR NOMINEE OF A SUCCESSOR SECURITIES DEPOSITORY. The Bonds are issued jp.fully registered ...... form in the denomination of $5,000 or any integral multiple thereof. This Bond may be a clanged .ati tre office of the Bond Registrar for a like aggregate principal amount of Bonds of the same maturity dLgfrQt authorized denominations upon the terms provided in the Resolution. The City and the Bond Registrar may deem and treat the registered owner hereof as the absolute owner hereof for purposes of receiving payment of or on account of principal hereof and interest due hereon and for all other purposes and neither the City nor the Bond Registrar shall be affected by any notice to the contrary. • This Bond is transferable by the registered owner hereof in person or by the registered owner's agent duly authorized in writing, at the office of the Bond Registrar, but only in the manner, subject to the limitations and upon payment of the charges provided in the Resolution and upon surrender and cancellation of this Bond. The City shall pay all costs incurred in connection with the issuance, payment and initial registration of the Bonds and the cost of a reasonable supply of bond blanks. • The City and the Bond Registrar shall not be required to issue, register, transfer or exchange any Bonds during a period beginning on the day following the Record Date preceding any Interest Payment Date and ending at the close of business on the Interest Payment Date or Bonds which have been called for redemption in accordance with Article III of the Resolution. IT IS HEREBY DECLARED AND CERTIFIED that all acts, conditions, and things required to be done and to exist precedent to and in the issuance of this Bond have been properly done and performed and do exist in due and regular form and manner as required by the Constitution and laws of the state of Kansas, and that the total indebtedness of the City, including this series of bonds, does not exceed any constitutional or statutory limitation. This Bond shall not be valid or become obligatory for.any purpose until the Certificate of Authentication and Registration hereon shall have been lawfully executed by the Bond Registrar. -3- to WITNESSl WHEREOF, the City has caused this Bond to be executed by the manual or •IN facsimile signature of its Mayor and attested by the manual or facsimile signature of its City Clerk, and its corporate seal to be affixed hereto or imprinted hereon, and this Bond to be dated the Dated Date shown above. i gay of./. CITY OF SALINA, KANSAS Mayor •....• ATTEST: •••• •••••• ...... ..... Y .... ...... •• City Clerk "'� CERTIFICATE OF AUTHENTICATION AND REGISTRATION This Bond is one of a series of General Obligation Internal Improvement Bonds, Series 2005 -A, • of the City of Salina, Kansas, described in the within - mentioned Resolution. Registration Date: JUL 2 8 2M5 E Office of the State Treasurer, Topeka, Kansas as Bond Registrar and Paying Agent BY: w Ol /rJa'�Lci Registration Number: 0322 - 085 - 071505 -777 4- e' i] y I • BOND ASSIGNMENT FOR VALUE RECEIVED, the undersigned do(es) hereby sell, assign and transfer to (Name and Address) (Social Security or Taxpayer Identification No.) the Bond to which this assignment is affixed in the outstanding principal amount of &.. standing in the name of the undersigned on the books of the Bond Registrar. The ald; jaign�ed jg(es) hereby irrevocably constitute and appoint as agent Z transfer said Bond on the books of said Bond Registrar with full power of substitution in the premi %M • •. Dated E • 10 Name Social Security or Taxpayer Identification No. Signature (Sign here exactly as name(s) appear on the face of Certificate) Signature guarantee: [Name of Eligible Guarantor Institution as defined by SEC Rule 17ad -15 (12CFR 240.17 Ad -15) or any similar rule which the Note Registrar deems applicable] -5- n U • • r: t FS i CEWHFICArE OF CITY CLERK STATE OF KANSAS) ) SS. COUNTY OF SALINE ) I, the undersigned, City Clerk of Salina, Kansas, hereby certify that the within Bond hac'6een, duly registered in my office according to law as of July 15, 2005. WITNESS my hand and official seal. l� /OPOINIIEO�.� Vs....._'.: /5 . ...... ...... City Clerk CERTIFICATE OF STATE TREASURER OFFICE OF THE TREASURER, STATE OF KANSAS I, LYNN JENKINS, Treasurer of the State of Kansas, do hereby certify that a transcript of the proceedings leading up to the issuance of this Bond has been filed in my office, and that this Bond was registered in my office according to law on JUL 2 S 215 WITNESS my hand and official seal. (Facsimile Seal) -6- Treasurer of the State of Kansas u i -3 LEGAL OPINION i.1 I, the undersigned, CiO, Clerk of the City of Salina, Kansas, hereby certify that the following is a true and correct copy of the approving legal opinion of Gilmore & Bell, a Professional Corporation, Attorneys at Law, Kansas City Missouri, on the within Bond and the series of which it is a part, except that it omits the date of such opinion; that the opinion was manually executed and was dated and issped as of the date of delivery of and payment for the Bonds and is on file in my office. :" ". Governing Body of the City of Salina, Kansas Salina, Kansas Country Club Bank, n.a. Prairie Village, Kansas By City Clerk " "'• • Re: $4,210,000 General Obligation Internal Improvement Bonds, Series 2005 -A, of the City of Salina, Kansas, Dated July 15, 2005 We have acted as bond counsel in connection with the issuance by the City of Salina, Kansas (the "City ") of the above- captioned bonds (the "Bonds "). We have examined the law and such certified proceedings and other documents as we deem necessary to render this opinion. As to questions of fact material to our opinion, we have relied upon the certified proceedings and other certifications of public officials furnished to us without undertaking to verify the same by independent investigation. Based upon the foregoing, we are of the opinion, under existing law, as follows: 1. The Bonds are valid and legally binding general obligations of the City, payable as to both principal and interest in part from. special assessments levied upon the property benefited by the construction of certain portions of the improvements being financed and, if not so paid, from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible property, real and personal, within the territorial limits of the City. The balance of the principal of and interest on the Bonds is payable from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible property, real and personal, within the territorial limits of the City. 2. The interest on the Bonds (including any original issue discount properly allocable to an owner thereof) is excluded from gross income for federal income tax purposes and is not an item of tax preference for purposes of the federal alternative minimum tax imposed on individuals and corporations. •It should be noted, however, that for the purpose of computing the alternative minimum tax imposed on corporations (as defined for federal income tax purposes), such interest is taken into account in -7- �i • determining adjusted current earnings. The opinions set forth in this paragraph are subject to the condition that the City comply with all requirements of the Internal Revenue Code of 1986, as amended (the "Code "), that must be satisfied subsequent to the issuance of the Bonds in order that interest thereon be, or continue to be, ekcluded from gross income for federal income tax purposes. The City has covenanted to comply with each such requirement. Failure to comply with certain of such requirements may cause the inclusion` of interest on the Bonds in gross income for federal income tax purposes retroactive to the date o issuance of the Bonds. The Bonds are "qualified tax- exempt obligations" for purposes of Section 265(b)(3) of the Code and, in the case of certain financial institutions (within the meaning of Section 265(6)(5) of the Code), a deduction is allowed for 80 percent of that portio ;ef g;eh financial institution's interest expense allocable to interest on the Bonds. We express no QIa."on regarding other federal tax consequences arising with respect to the Bonds. •••••• 3. The interest on the Bonds is exempt from Kansas income taxation. . We have not been engaged or undertaken to review the accuracy, completeness or sufficT* M-j•8f the Official Statement or other offering material relating to the Bonds (except to the e•RRM,if any, stated in the Official Statement) and we express no opinion relating thereto (excepting only NO matters sot•W as our opinion in the Official Statement). It is to be understood that the rights of the owners of the Bonds and the enforceability thereof may be subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws affecting creditors' rights heretofore or hereafter enacted to the extent applicable and their enforcement may be subject to the exercise of judicial discretion in appropriate cases. Very truly yours, • GILMORE & BELL, P.C. n U M RUN DATE 04/04/2011 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI p 0322071505777 FROM 03/01/2011 TO 03131/2011 Date Interest Principal 03/01/2011 BEGINNING BALANCE RECEIPTS 04/01/2011 44,597.50 DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOUNS OFFSETS 03131/2011 ENDING BALANCE 44,597.50 ** *THIS IS NOT A BILLING STATEMENT * ** RUN DATE 05/03/2011 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777- SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI # 0322071505777 FROM 04/01/2011 TO 04/30/2011 Date Interest Principal 04/01/2011 BEGINNING BALANCE 44,597.50 RECEIPTS DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST 44,597.50- PRINCIPAL PAYDOWNS OFFSETS 04/30/2011 ENDING BALANCE " *THIS IS NOT A BILLING STATEMENT*** RUN DATE 10/04/2011 Date 09/01/2011 09/30/2011 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI # 0322071505777 FROM 09/01/2011 TO 09/30/2011 Interest Principal BEGINNING BALANCE RECEIPTS DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST 10/01/2011 44,597.50 335,000.00 PRINCIPAL PAYDONNS OFFSETS ENDING BALANCE 44,597.50 335,000.00 . *`THIS IS NOT A BILLING STATEMENT " RUN DATE 11/02/2011 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 10/01/2011 TO 10/31/2011 Date 10/01/2011 BEGINNING BALANCE RECEIPTS DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 10/31/2011 ENDING BALANCE Interest Principal 44,597.50 335,000.00 335,000.00- 44,597.50- ** *THIS IS NOT A BILLING STATEMENT * ** EXCEPT AS O' HEREIN, THIS t IN PART. ONLY ,WISE PROVIDED IN TKE• ILE£OI:U-nOI: (fESCRIBED QAL BOND MAY BE ;RAMFE9RED14N Wq;OL•E•BUT NOT ANOTHER NOMINEE OF THE SECURITIES DEPOSITORY (DESCRIBED HEREIN CIU OR TO A SUCCESSOR SERFP0Y3S DEPOSITORY OR TO A NOMINEE OF k- SUCCESSOR SECURITIES DEPEPSjTOtY. REGISTERED •••• •••• REGISTERED NUMBER R -6 $335,000' UNITED STATES OF AMERICA S "rACE OF KANSAS COUNTY OF SALINE Cl-a- F'SALINA i GENERAL OBLIGATION INTERNAL IMPROVEMENT BOND Interest Rate 3.15% REGISTERED OWNER: PRINCIPAL AMOUNT: SERIES 2005 -A Maturity Date October 1, 2011 CEDE & CO. Dated Date July 15, 2005 CUSIP Number 794743 E4 2 THREE HUNDRED THIRTY FIVE THOUSAND DOLLARS KNOW ALL PERSONS BY THESE PRESENTS: That the City of Salina, in the County of Saline, State of Kansas (the "City "), for value received, hereby acknowledges itself to be indebted and promises to pay to the registered owner identified above, or registered assigns, as of the Record Dates as hereinafter provided on the Maturity Date identified above, the Principal Amount identified above, and in like manner to pay interest on such Principal Amount from the Dated Date shown above or from the most recent interest payment date to which interest has been paid or duly provided for at the rate of interest per annum set forth above (computed on the basis of a 360 -day year of twelve 30 -day months), semiannually on April I and October 1 of each year, commencing April 1, 2006 (the "Interest Payment Dates "), until the Principal Amount is paid, unless this Bond shall have been previously called for redemption and payment as hereinafter set forth. The principal of, premium, if any, and interest on this Bond shall be payable by the Treasurer of the state of Kansas, Topeka, Kansas (the "Paying Agent" and 'Bond Registrar "). The principal of and any premium on this Bond shall be payable to the registered owner hereof upon presentation of this Bond at the maturity or redemption date to the Paying Agent for payment and cancellation. The interest payable on this Bond on any interest payment date shall be paid to the person in whose name this Bond is registered on the Bond Register at the close of business on the fifteenth day of the month preceding the interest payment date (the 'Record Date ") for. such interest (a) by check or draft mailed by the Paying Agent to such Registered Owner at the address shown on the Bond Register or at such other address as is furnished to the Paying Agent in writing by such Registered Owner or (b) in the case of an interest payment to any Registered Owner of $500,000 or more in aggregate principal amount of Bonds, by electronic transfer to such Registered Owner upon written notice given to the Paying Agent by such Registered Owner not less than 15 days prior to the Record Date for such interest, containing the ., taesr !nts cc,nieir�n• . ,�-Jqq IF., H I.- L) W Q H (1) � fx � O �.. a. Z ? W Y O O m 0 Z O m irts� I�CP Pz %vsitury i °ulYGf' V Al v x i R<p.6Ofr ,LS W .4Li1 ,�-Jqq IF., H I.- L) W Q H (1) � fx � O �.. a. Z ? W Y O O m 0 Z O m iJ electronic transfer instructions including the bank (which shall be in the continental United States), address, ABA routing number and account number to which such I aVisterj j OMer wishes to have such transfer directed. The principal, premium, if any, apd ggrest pr;the Bdhds:shall be payable in any coin or currency which, on the respective dates of payrrw6t tNar'eof, is1`ega ?tendW: for M payment of debts due the United States of America. The Bonds constitute general obligations of the City payable as to both principal and interest in part from special assessments. jryied,Ypon.the property benefited by the construction of certain poftions of the improvements being•fnancad anal, iinot so paid, from ad valorem taxes which may be levied'.rwithout limitation as to rate oroggbunt,upoil.90the taxable tangible property, real and personal, within the territorial limits of the City. The balance of the principal and interest on the Bonds shall be payable from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible property, real and personal, within the territorial limits of the City. The full faith, credit and resources of the City are irrevocably pledged for the payment of the principal of and interest on this Bond and the issue of which it is a part as the same respectively become due. This Bond is one of an authorized series of Bonds of the City designated "General Obligation Internal Improvement Bonds, Series 2005 -A," in an aggregate principal amount of $4,210,000 (the "Bonds ") issued for the purposes set forth in the Ordinance of the City authorizing the issuance of the Bonds and the Resolution of the City prescribing the form and details of the Bonds (jointly, the "Resolution "). The Bonds are issued by the authority of and in full compliance with the provisions, restrictions and limitations of the Constitution and laws of the state of Kansas, including, without limitation, K.S.A. 10 -101 et seq., K.S.A. 12 -6a01 et seq., K.S.A. 12 -685 et seq., K.S.A. 12 -1736 et seq., and Charter Ordinance No. 33 of the City and Article 12, Section 5 of the Constitution of the State of Kansas, all as amended and supplemented. At the option of the City, Bonds maturing on October 1, 2014, and thereafter may be called for redemption and payment prior to maturity on October 1, 2013 and thereafter, in whole or in part at any time, in such principal amounts for such maturities as shall be determined by the City at the redemption price of 100% (expressed as a percentage of the principal amount), plus accrued interest thereon to the date of redemption. Unless waived by any owner of the Bonds to be redeemed, if the City elects to call any Bonds for redemption and payment prior to maturity, the City or the Bond Registrar and Paying Agent on behalf of the City shall give written notice of its intention to call and pay such Bonds on a specified date, the same being described by maturity, such notice to be mailed by United States first class mail addressed to the Owners of the Bonds not less than 30 days prior to the date fixed for redemption. All Bonds so called for redemption and payment shall cease to bear interest from the date for which such call is made, provided funds are available for the payment of such Bonds at the price specified above. The Bonds are being issued by means of a book -entry system with no physical distribution of bond certificates to be made except as provided in the Resolution. One Bond certificate with respect to each date on which the Bonds are stated to mature, registered in the nominee name of the Securities Depository, is being issued and required to be deposited with the Securities Depository and immobilized in its custody. The book -entry system will evidence positions held in the Bonds by the Securities Depository's participants, beneficial ownership of the Bonds in authorized denominations being evidenced in the records of such participants. Transfers of ownership shall be effected on the records of the Securities Depository and its participants pursuant to rules and procedures established by the Securities Depository and its participants. The City, the Bond Registrar and the Paying Agent will recognize the Securities Depository nominee, while the registered owner of this Bond, as the owner of this Bond for all purposes, including (i) payments of principal of, and redemption premium, if any, and -2- r.� e 1,,: • �.• interest on, this Bond, (ii)-notices and (iii) voting. Transfers of principal, interest and any redemption premium payments to parti8 ipants of the Securities I cTosjtbFy, aQd�rarlsfers p f pgMipal, interest and any redemption premium payments to beneficial ownert of tire $odds 73y parlicipdnts of the Securities Depository will be the responsibility of such participants arid otA@r n4vineesvf such beneficial owners. The City, the Bond Regist ar and the Paying Agent will not be responsible or liable for such transfers of payments or for maintaining, supervising or reviewing•&ha wwccis•Fmintained by the Securities Depository, the Securities Depository nominee, its participants, or ;per, ons acting through such participants. While the Securities Depository nominee is th%bwndr of%iis• Bond, notwithstanding the provision hereinabove contained, payments of principal of and interest on this Bond shall be made in accordance with existing arrangements among the City, the Bond Registrar and the Securities Depository. EXCEPT AS OTHERWISE PROVIDED IN THE RESOLUTION, THIS GLOBAL BOND MAY BE TRANSFERRED, IN WHOLE BUT NOT IN PART, ONLY TO ANOTHER NOMINEE OF THE SECURITIES DEPOSITORY OR TO A SUCCESSOR SECURITIES DEPOSITORY OR TO A NOMINEE OF A SUCCESSOR SECURITIES DEPOSITORY. The Bonds are issued in fully registered form in the denomination of $5,000 or any integral multiple thereof. This Bond may be exchanged at the office of the Bond Registrar for a like aggregate principal amount of Bonds of the same maturity of other authorized denominations upon the terms provided in the Resolution. The City and the Bond Registrar may deem and treat the registered owner hereof as the absolute owner hereof for purposes of receiving payment of or on account of principal hereof and interest due hereon and for all other purposes and neither the City nor the Bond Registrar shall be affected by any notice to the contrary. This Bond is transferable by the registered owner hereof in person or by the registered owner's agent duly authorized in writing, at the office of the Bond Registrar, but only in the manner, subject to the limitations and upon payment of the charges provided in the Resolution and upon surrender and cancellation of this Bond. The City shall pay all costs incurred in connection with the issuance, payment and initial registration of the Bonds and the cost of a reasonable supply of bond blanks. The City and the Bond Registrar shall not be required to issue, register, transfer or exchange any Bonds during a period beginning on the day following the Record Date preceding any Interest Payment Date and ending at the close of business on the Interest Payment Date or Bonds which have been called for redemption in accordance with Article III of the Resolution. IT IS HEREBY DECLARED AND CERTIFIED that all acts, conditions, and things required to be done and to exist precedent to and in the issuance of this Bond have been properly done and performed and do exist in due and regular form and manner as required by the Constitution and laws of the state of Kansas, and that the total indebtedness of the City, including this series of bonds, does not exceed any constitutional or statutory limitation. This Bond shall not be valid or become obligatory for .any purpose until the Certificate of Authentication and Registration hereon shall have been lawfully executed by the Bond Registrar. -3- IN WITNESS WHEREOF, the City has caused this Bond to be executed by the manual or facsimile signature of its Mayor and attested by the manual-or facsimile -signasipe gFits City Clerk, and its corporate seal to be affixed hereto or imprinted hereop, apd�hts I3d*hd Io bt; dated the Dated Date shown above. .:. '.• ... ... ... II CITY QFSAUNA KANSAS Mayor ATTEST: By City Clerk CERTIFICATE OF AUTHENTICATION AND REGISTRATION This Bond is one of a series of General Obligation Internal Improvement Bonds, Series 2005 -A, of the City of Salina, Kansas, described in the within- mentioned Resolution. Registration Date: JUL 2 S 2005 Office of the State Treasurer, Topeka, Kansas as Bond Registrar and Paying Agent BY: , XJQ/x�� Registration Number: 0322 - 085 - 071505 -777 0 BONDASS0TWNT••' •i• •:• •:• FOR VALUE RECEIVED, the undersigned do(es) herebyfttlg ns %ign•and transfer to (Name and Address) (Social Security or Taxpayer Identification No.) the Bond to which this assignment is affixed in the outstanding principal amount of $ standing in the name of the undersigned on the books of the Bond Registrar. The undersigned do(es) hereby irrevocably constitute and appoint as agent to transfer said Bond on the books of said Bond Registrar with full power of substitution in the premises. Dated Name Social Security or Taxpayer Identification No. Signature (Sign here exactly as name(s) appear on the face of Certificate) Signature guarantee: By [Name of Eligible Guarantor Institution as defined by SEC Rule 17ad -15 (12CFR 240.17 Ad -15) or any similar rule which the Note Registrar deems applicable] -5- �w-ry rr r. nv .:• •:• ••• STATE OF KANSAS ) — ••• ) SS. '..• COUNTY OF SALINE ),. •••• I, the undersigned, City Clerk of Salina, Kansas, hereby duly registered in my office according to law as of July 15, 2005- WITNESS my hand and official seal. 1v u�s?ti tis�pouuzeu'..Y �i 1070 Iy a certify that the within Bond has been ytV—Uq 4.4 City Clerk CERTIFICATE OF STATE TREASURER OFFICE OF THE TREASURER, STATE OF KANSAS I, LYNN JENKINS, Treasurer of the State of Kansas, do hereby certify that a transcript of the proceedings leading up to the issuance of this Bond has been filed in my office, and that this Bond was registered in my office according to law on JUL 2 8 2005 WITNESS my hand and official seal. (Facsimile Seal) rel Treasurer of the State of Kansas r s LEGAL OPINION ... . . ... ... ... 1, the undersigned, City Clerk of the City of Salina, Kansas, hereby certify that the following is a true and correct copy oft the approving legal opinion of GijWrg,4,, $elL„a Professional Corporation, Attorneys at Law, Kansa1 City, Missouri, on the within Bork]. and t1l, series of which it is a part, except that it omits the date of such opinion; that the opinion was manu2illy gwcuteq and was dated and issued as of the date of delivery ofand payment for the Bonds and is on file in my office. By / c_ City Clerk Governing Body of the City of Salina, Kansas Salina. Kansas Country Club Bank, n.a. Prairie Village, Kansas Re: $4,210,000 General Obligation Internal Improvement Bonds, Series 2005 -A, of the City of Salina, Kansas, Dated July 15, 2005 We have acted as bond counsel in connection with the issuance by the City of Salina, Kansas (the "City ") of the above - captioned bonds (the 'Bonds "). We have examined the law and such certified proceedings and other documents as we deem necessary to render this opinion. As to questions of fact material to our opinion, we have relied upon the certified proceedings and other certifications of public officials furnished to us without undertaking to verify the same by independent investigation. Based upon the foregoing, we are of the opinion, under existing law, as follows: L The Bonds are valid and legally binding general obligations of the City, payable as to both principal and interest in part from. special assessments levied upon the property benefited by the construction of certain portions of the improvements being financed and, if not so paid, from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible property, real and personal, within the territorial limits of the City. The balance of the principal of and interest on the Bonds is payable from ad valorem taxes which may be levied without limitation as to rate or amount upon all the taxable tangible property, real and personal, within the territorial limits of the City. 2. The interest on the Bonds (including any original issue discount properly allocable to an owner thereof) is excluded from gross income for federal income tax purposes and is not an item of tax preference for purposes of the federal alternative minimum tax imposed on individuals and corporations. It should be noted, however, that for the purpose of computing the alternative minimum tax imposed on corporations (as defined for federal income tax purposes), such interest is taken into account in VA .. . . .. determining adjusted current earnings. The opinions set forth in this paragraph are subject to the condition that the City 'comply with all requirementsof the Internal Revenue -Code of 1986, as amended .. . . . . .. ._. .. (the "Code "), that must be satisfied subsequent to theisspalce of tte 13onels r4 or(tr that interest thereon be, or continue to be, excluded from gross inconid.fo%1eder%*mcbare tall.pv$ poses. The City has covenanted to comply A th each such requirement. Failure to comply with certain of such requirements may cause the inclusion of interest on the Bonds in gro" jn�Qy{p, for federal income tax purposes retroactive to the date a£ issuance of the Bonds. The Boridsare ";ualilie&tax- exempt obligations" for purposes of Section 2656)(3) of the Code and, in the cage.4 certain tips ;cial institutions (within the meaning of Section 265(b)(5) of the Code), a deduction is allowed for 80 percent of that portion of such financial institution's interest expense allocable to interest on the Bonds. We express no opinion regarding other federal tax consequences arising with respect to the Bonds. 3. The interest on the Bonds is exempt from Kansas income taxation. We have not been engaged or undertaken to review the accuracy, completeness or sufficiency of the Official Statement or other offering material relating to the Bonds (except to the extent, if any, stated in the Official Statement) and we express no opinion relating thereto (excepting only the matters set forth as our opinion in the Official Statement). It is to be understood that the rights of the owners of the Bonds and the enforceability thereof may be subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws affecting creditors' rights heretofore or hereafter enacted to the extent applicable and their enforcement may be subject to the exercise of judicial discretion in appropriate cases. Very truly yours, GILMORE & BELL, P.C. In RUN DATE 10/05/2012 0 Date 09/01/2012 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 09/01/2012 TO 09/30/2012 Interest Principal BEGINNING BALANCE RECEIPTS DISBURSEMENTS CO-AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 1010112012 39,321.25 335,000.00 09/30/2012 ENDING BALANCE 39,321.25 335,000.00 ** *THIS IS NOT A BILLING STATEMENT * ** RUN DATE 05113/2013 BOND ACTIVITY STATEMENT SUMMARY 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI # 0322071505777 FROM 04/01/2013 TO 04/30/2013 Date 04/01/2013 BEGINNING BALANCE RECEIPTS DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDONNS OFFSETS 04/30/2013 ENDING BALANCE PAGE 1 Interest Principal 5,527.50 04/01/2013 28,350.00 33,877.50- ** *THIS IS NOT A BILLING STATEMENT * ** RUN DATE 05/13/2013 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777 - SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005 -A BI a 0322071505777 FROM 04/01/2013 TO 04/30/2013 Date Interest Principal 04/01/2013 BEGINNING BALANCE 5,527.50 RECEIPTS 04/01/2013 28,350.00 DISBURSEMENTS CO- AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST 33,877.50- PRINCIPAL PAYDONNS OFFSETS 04/30/2013 ENDING BALANCE ** *THIS IS NOT A BILLING STATEMENT-' RUN DATE 10/05/2010 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777-SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 09/01/2010 TO 09/30/2010 Date Interest Principal 09/01/2010 BEGINNING BALANCE RECEIPTS 10/01/2010 49,706.25 335,000.00 DISBURSEMENTS CO-AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 09/30/2010 ENDING BALANCE 49,706.25 335,000.00 ***THIS IS NOT A BILLING STATEMENT*** • • RUN DATE 09/05/2012 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 5349080105778-SALINA AIRPORT SALINA AIRPORT AUTHORITY - TAXABLE GENERAL OBLIGATION BOND SERIES 2005-A BI # 5349080105778 FROM 08/01/2012 TO 08/31/2012 Date Interest Principal 08/01/2012 BEGINNING BALANCE RECEIPTS 09/01/2012 73,962.50 260,000.00 DISBURSEMENTS CO-AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 08/31/2012 ENDING BALANCE 73,962.50 260,000.00 ***THIS IS NOT A BILLING STATEMENT*** RUN DATE 11/07/2012 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777-SAL1NA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 10/01/2012 TO 10/31/2012 Date Interest Principal 10/01/2012 BEGINNING BALANCE 39,321.25 335,000.00 RECEIPTS DISBURSEMENTS CO-AGENTS CALLS MATURITIES 335,000.00- COUPON PAYMENTS REGISTERED INTEREST 39,321.25- PRINCIPAL PAYDOWNS OFFSETS 10/31/2012 ENDING BALANCE ***THIS IS NOT A BILLING STATEMENT*** RUN DATE 04/03/2013 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 5349080105778-SALINA AIRPORT SALINA AIRPORT AUTHORITY TAXABLE GENERAL OBLIGATION BOND SERIES 2005-A BI # 5349080105778 FROM 03/01/2013 TO 03/31/2013 Date Interest Principal 03/01/2013 BEGINNING BALANCE 67,137.50 RECEIPTS DISBURSEMENTS CO-AGENTS CALLS MATURITIES COUPON PAYMENTS REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 03/31/2013 ENDING BALANCE ***THIS IS NOT A BILLING STATEMENT*** RUN DATE 04/03/2013 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777-SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 03/01/2013 TO 03/31/2013 Date Interest Principal 03/01/2013 BEGINNING BALANCE RECEIPTS 04/01/2013 5,527.50 DISBURSEMENTS CO-AGENTS !I CALLS MATURITIES COUPON PAYMENTS • REGISTERED INTEREST PRINCIPAL PAYDOWNS OFFSETS 03/31/2013 ENDING BALANCE 5,527.50 • ***THIS IS'NOT A BILLING STATEMENT*** Ii t li 1 RUN DATE 11/06/2013 BOND ACTIVITY STATEMENT SUMMARY PAGE 1 0322071505777-SALINA CITY OF SALINA GENERAL OBLIGATION INTERNAL IMPOVEMENT BOND SERIES 2005-A BI # 0322071505777 FROM 10/01/2013 TO 10/31/2013 Date Interest Principal 10/01/2013 BEGINNING BALANCE 33,877.50 1,865,000.00 RECEIPTS DISBURSEMENTS CO-AGENTS CALLS 990,000.00- MATURITIES 875,000.00- COUPON PAYMENTS REGISTERED INTEREST 33,877.50- PRINCIPAL PAYDOWNS OFFSETS 10/31/2013 ENDING BALANCE THIS IS NOT A BILLING STATEMENT"'