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Audit - 2007/2008 I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas FINANCIAL STATEMENTS AND INDEPENDENT AUDITORS' REPORT December 31, 2008 and 2007 CLUBINE AND RETTELE, CHARTERED CERTIFIED PUBLIC ACCOUNTANTS SALlNA,KANSAS I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas TABLE OF CONTENTS Paqe FINANCIAL SECTION INDEPENDENT AUDITORS' REPORT MANAGEMENT'S DISCUSSION AND ANALYSIS 1-2 3 Exhibit III BALANCE SHEETS STATEMENTS OF REVENUES, EXPENSES, AND CHANGES IN FUND EQUITY - BUDGET AND ACTUAL STATEMENTS OF CASH FLOWS 4 Exhibit I Exhibit II 5 6 NOTES TO FINANCIAL STATEMENTS 7-10 SUPPLEMENTAL INFORMATION Schedule 1 GRANTS FROM THE STATE OF KANSAS 11 Schedule 2 FEES FOR SERVICES 12 SINGLE AUDIT SECTION REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS 13-14 REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 1 5-16 SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS 17 18 SCHEDULE OF FINDINGS AND QUESTIONED COSTS 19 CORRECTIVE ACTION PLAN 20 SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS 21 I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas FINANCIAL SECTION I I I I I I I I I I I I I I I I I I I CLUBlNE& RElTELE CHARfERED Certified Public Accountants rr Robert I. Clubine, C.PA David A. Rettele, C.P.A. Jay D. Langley, C.PA Jon K. Bell, C.P.A. Leslie M. Corbett, C.PA Stacy J. Sokol, C.PA Marci K. Fox, C.P.A. John T. Millikin, C.PA Linda A. Suelter, C.P.A. 218 South Santa Fe P.O. Box 2267 Salina, Kansas 67402-2267 Salina 785/825-5479 Salina Fax 785 / 825-2446 Ellsworth 785/472-3915 Ellsworth Fax 785/472-5478 INDEPENDENT AUDITORS' REPORT To the Governing Board Salina-Saline County Board of Health Salina, Kansas We have audited the accompanying financial statements of Salina-Saline County Board of Health, Salina, Kansas, as of and for the years ended December 31, 2008 and 2007 as listed in the table of contents. These financial statements are the responsibility of the Board of Health's management. Our responsibility is to express an opinions on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America, the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States and the Kansas Municipal Audit Guide, prescribed by the Director of Accounts and Reports, Department of Administration of the State of Kansas. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinions. As described in Note B(2), management has not included the capitalization and depreciation of property and equipment, which should be included in order to conform with accounting principles generally accepted in the United States of America. The amount that should be capitalized and depreciated is not reasonably determined. In our opinion, except for the effect on the financial statements of the omission described in the preceding paragraph, the financial statements referred to above present fairly, in all material respects, the financial position of the Salina-Saline County Board of Health at December 31, 2008 and 2007, and changes in financial position and cash flows for the years then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated July 10, 2009 on our consideration of Salina-Saline County Board of Health's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of the report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The management's discussion and analysis on page 3 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United State of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audits were conducted for the purpose of forming opinions on the basic financial statements taken as a whole. The supplemental information on pages 11 and 12 is presented for purposes of additional analysis and is not a required part of the basic (1 ) I I I I I I I I I I I I I I I I I I I financial statements. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations, and is also not a required part of the basic financial statements of Salina- Saline County Board of Health. The supplemental information and the schedule of expenditures of federal awards have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. Respectfully submitted, akJI?~ CLUBINE AND RETTELE, CHARTERED July 10, 2009 (2) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas MANAGEMENT'S DISCUSSION AND ANALYSIS The management of the Salina-Saline County Board of Health provides readers of the Board of Health's financial statements an overview and analysis of the Salina-Saline County Board of Health's financial activities for the year ended December 31, 2008. Please read it in conjunction with the Board's financial statements which begin on page 4. Financial Hiqhliqhts 1. For many years, the Health Department administered the W1C program for ten counties. With the retirement of the W1C coordinator in December 2008, the Department received approval from KDHE to allow the other nine counties opportunity to administer their own programs. As of January 1, 2009, we will be administering only Saline County's WIC program. 2. The Public Health Emergency Preparedness dollars for our full-time coordinator were decreased, but the regional grant allowed the regional partners to hire her to coordinate regional activities part-time. With that, the Health Department received additional dollars to act as fiscal agent for the regional grant. 3. The animal shelter had their storage unit built with targeted donation funds. 4. We eliminated one animal control officer position. 5. The staff WIC office was enclosed with WIC infrastructure dollars. Condensed Financial Information 2008 2007 Total Assets $ 242,511 $ 1,732,516 Total Liabilities 549,012 453,162 Defined Income 25,239 25,239 Total Fund Equity 1,468,260 1,254,115 Revenues Appropriations $ 1,737,839 $ 1,686,249 Grants 1,021,941 916,723 Fees for services 1,106,033 1,089,585 Interest income 10,519 33,872 Miscellaneous 247,462 351,526 Total Revenues 4,123,794 4,077,955 Expenses Personal services 3,227,387 2,920,750 Contractual services 260,189 250,932 Expendable supplies 422,073 444,199 Total Expenses 3,909,649 3,615,881 Excess of Revenue over Expenses 214,145 462,074 Ending Fund Equity $ 1,468,260 $ 1,254,115 Future 1. The animal shelter plans on rebuilding the interior of the crematorium using donation dollars. 2. Using fund balance from 2008, the department will purchase a generator to be used in case of a power outage. 3. The city will include the health department in an energy audit, which could result in new heating and cooling units. (3) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas Exhibit I BALANCE SHEETS ASSETS Cash Accounts receivable State of Kansas (Note 5) Medicare and Medicaid Other care services Saline County December 31 , 2008 2007 $ 1,487,564 $ 1,105,044 165,988 100,400 225,994 133,432 162,965 120,693 272,947 $ 2,042,511 $ 1,732,516 Totals LIABILITIES AND FUND EQUITY Liabilities Vouchers payable Accrued salaries Accrued liability for compensated absences Animal Shelter Reward fund payable Total Liabilities $ 52,865 $ 68,984 128,987 83,084 236,803 236,803 130,357 64,291 549,012 453,162 25,239 25,239 Deferred Income (Note 5) Fund Equity Unrestricted Designated for Health Department Designated for Animal Shelter Total Fund Equity 1,330,058 138,202 1,468,260 1,125,238 128,877 1,254,115 Totals $ 2,042,511 $ 1,732,516 The accompanying notes are an integral part of these financial statements. (4) - - - -- -- -------- - _______u____ I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas I Exhibit II STATEMENTS OF REVENUES, EXPENSES, AND CHANGES IN FUND EQUITY - BUDGET AND ACTUAL I For the Year Ended December 31, 2008 2007 Actual Budget Actual Budget I Revenues Appropriation from Saline County, Kansas (Note 4) $ 749,449 $ 749,449 $ 727,859 $ 727,859 Appropriation from City of Salina, Kansas (Note 4) 988,390 988,390 958,390 958,390 Grants from the State of Kansas 1,021,941 766,000 916,723 721,948 I Fees for services 1,106,033 1,081,170 1,089,585 919,300 Interest income 10,519 35,000 33,872 5,000 Miscellaneous revenues 247,462 150,000 351,526 150,000 I Total Revenues 4,123,794 3,770,009 4,077,955 3,482,497 Expenses Personal Services I Salaries 2,268,678 2,260,306 2,095,270 2,137,807 Social security 157,322 172,969 '147,444 162,003 Retirement 123,843 116,063 97,914 100,493 I Health insurance 312,934 322,410 284,779 292,302 Unemployment insurance 2,222 2,261 2,080 5,506 Professional services 362,388 241,000 293,263 170,000 Contractual services I Auditing 7,900 8,000 7,700 8,000 Accounting 675 800 675 760 Building and grounds - Remodeling and repair 13,481 14,000 16,942 13,500 I Telephone 26,920 24,500 29,248 21,000 Mileage 66,689 73,000 66,398 70,000 Service contracts and equipment lease 57,640 52,000 60,840 45,000 I Insurance 86,884 70,000 69,129 89,400 Expendable supplies Office supplies 44,461 34,600 34,118 29,500 Postage and express 15,725 14,000 14,030 14,000 I Books, dues and subscriptions 5,034 7,000 5,334 6,500 Equipment maintenance and repair 1,116 1,600 959 1,000 Gasoline and oil 13,441 12,000 9,782 7,000 I Clinical and medical supplies 147,350 151,000 157,878 120,000 Chemicals 6,766 8,000 6,738 4,000 Animal supplies and donation fund expenses 23,045 21,100 51,113 14,400 Shelter refund 47,624 35,000 43,155 50,500 I Professional meetings 31,350 30,000 21 ,421 27,000 Utilities and water 59,631 54,400 57,766 54,400 Custodial services 8,027 4,000 7,641 5,000 I Health education 16,107 36,000 27,658 26,000 Miscellaneous expense 1,396 4,000 708 1,426 Capital equipment 1,000 5,898 6,000 Total Expenses 3,909,649 3,770,009 3,615,881 3,482,497 I Excess of Revenues over Expenses 214,145 462,074 Fund Equity, January 1 1,254,115 792,041 I Fund Equity, December 31 $ 1,468,260 $ $ 1,254,115 $ I The accompanying notes are an integral part of these financial statements. I (5) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas Exhibit III STATEMENTS OF CASH FLOWS Cash Flows From Operating Activities Saline County, Kansas City of Salina, Kansas Grants Fees Miscellaneous Interest income Cash paid to suppliers and others Cash paid to employees for services Net Cash Provided by Operating Activities For the Year Ended December 31 , 2008 2007 1,022,396 $ 454,912 988,390 958,390 956,353 991,107 1,013,471 1,123,849 205,190 304,443 10,519 33,872 (1,591,024) (1,548,708) (2,222,775) (2,080,435) 382,520 237,430 382,520 237,430 1,105,044 867,614 1,487,564 $ 1,105,044 $ I ncrease in Cash Cash at Beginning of Year Cash at End of Year $ RECONCILIATION OF EXCESS OF REVENUES OVER EXPENSES TO NET CASH PROVIDED BY OPERATING ACTIVITIES Excess of Revenues over Expenses - Exhibit II $ 214,145 $ 462,074 Adjustments to reconcile excess of revenues over expenses to net cash provided by operating activities Decrease (Increase) in accounts receivable Increase (Decrease) in vouchers payable Increase in accrued salaries Increase in accrued compensated absences Increase (Decrease) in Animal Shelter Reward fund payable Decrease in deferred income Total Adjustments 72,525 (210,181) (16,119) 6,855 45,903 5,738 9,097 66,066 (34,952) (1,201 ) 168,375 (224,644) $ 382,520 $ 237,430 Net Cash Provided by Operating Activities The accompanying notes are an integral part of these financial statements. (6) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas NOTES TO FINANCIAL STATEMENTS December 31,2008 and 2007 1. Summary of Significant Accounting Policies A. Reporting Entity The Salina-Saline County Board of Health was formed on June 28, 1955, under the Joint Resolution and Agreement of the County of Saline and the City of Salina. The Board of Health is a joint venture organized for the purpose of promoting the public health and sanitation of the county and city. The Governing Body of the Board of Health is composed of eleven members, three appointed City Commissioners, three appointed County Commissioners, and five members selected by the six appointed Commissioners. Based on the criteria set forth in Statement No. 14 of the Governmental Accounting Standards Board, the Board of Health is considered a joint venture between the County of Saline and the City of Salina due to ongoing financial responsibility of those governments for the Board of Health. B. Basis of Statement Presentation The Board of Health maintains its accounting records in accordance with modified accrual basis of accounting. The significant accounting policies followed by the Board of Health are described below. 1) The accompanying financial statements have been prepared on the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual (Le., when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Revenues from cost-reimbursement grants are recognized in the period the expenditure is made. It is the Board of Health's policy to follow all Financial Accounting Standards Board (FASB) standards issued after November 30,1989. Deferred revenues arise when grant monies are received prior to the incurrence of qualifying expenditures. In subsequent periods, when both revenue recognition criteria are met, or when the Board of Health has a legal claim to the resources, the liability for deferred revenue is removed from the balance sheet and revenue is recognized. 2) Accounting principles generally accepted in the United States of America require that property and equipment be capitalized and depreciated. The accompanying financial statements do not conform with U.S. generally accepted accounting principles in that property and equipment is not capitalized and depreciated. 3) Individual accounts receivable are written off to bad debt expense in the period in which it is determined that they are uncollectible. The Board of Health considers accounts receivable to be fully collectible; accordingly, no allowance for doubtful accounts is required. 4) For purposes of the Statements of Cash Flows, cash equivalents include time deposits and all highly liquid debt instruments with maturities of three months or less. 5) The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates. 2. Budget The Board of Health does not have tax levying powers and is not required to publish a budget. A budget is adopted annually by the Governing Board for the purpose of determining appropriations to be requested from Saline County and the City of Salina. The budget is prepared on the modified accrual basis of accounting. (7) I I I I I I I I I I I I I I I I I I I 3. Deposits and Investments Deposits - At December 31, 2008 and 2007, respectively, the carrying amount of the Board of Health's deposits were $1,482,440 and $1,088,155, and the bank balances were $1,585,647 and $1,175,658. The differences are cash on hand, outstanding checks and deposits. In accordance with Kansas statutes, collateral securities were held under joint custody receipts issued by a third-party bank, which is independent of the depository financial institution, to secure balances in excess of FDIC coverage. Deposit balances were fully secured by FDIC and joint custody receipts as of December 31, 2008. 4. Appropriations from Taxing Authorities Saline County and the City of Salina share the net operating costs of the Board of Health. Necessary funds are included in the tax levies of the respective municipalities, and are summarized by the following schedule: 2008 2007 Saline County, Kansas Regular tax appropriation $ 749,449 $ 727,859 City of Salina, Kansas Regular tax appropriation $ 988,390 $ 958,390 5. Grants from the State of Kansas Agreements were in effect during 2008 and 2007 with the State of Kansas regarding certain grants which were funded by federal and state monies. Current agreements are for the state's fiscal year ended June 30, 2009. Unless specifically noted, the grants are payable 25% on or about July 1, and 12.5% on or about October 1, November 15, January 1, February 15, April 1, and May 15. Unexpended grant amounts are periodically withheld from grant payments. If expenditures for these programs exceed the grant award, the Board of Health is responsible for the excess. Descriptions of the grants follow: Federal Programs Maternal and Child Health Program Matching funds are provided to furnish comprehensive health care services for mothers and infants, children and adolescents. The current agreement provides that the Board of Health will receive $74,626. Family Planning Program Matching funds are provided to establish and maintain family planning centers to furnish and disseminate information concerning planned parenthood. The current agreement provides that the Board of Health will receive $38,076. Special Supplemental Food Program for Women, Infants, and Children Reimbursements are provided for administrative costs of the Women, Infants and Children Supplemental Food Program. The program provides nutritious foods for pregnant and nursing women, infants up to age 1 year, and children up to age 5 years. The current agreement provides that the Board of Health will be reimbursed monthly for actual expenses up to $129,072, plus any reallocated federal funds that may become available. This program is on an October 1 through September 30 year-end. HIV Case Management Program Funds are provided for services performed for new and previously diagnosed HIV positive persons. The current agreement provides that the Board of Health will receive $60,000. AIDS Health Education/Risk Reduction Program Funds are provided to identify, coordinate, and provide public information and education regarding Acquired Immune Deficiency Syndrome. The current agreement provides that the Board of Health will receive $8,375. Child Care Licensing Program Funds are provided for the evaluation, registration, and licensing of homes and/or centers caring for children. The current agreement provides that the Board of Health will receive $71,000 payable in quarterly amounts based on number of licenses issued. (8) I I I I I I I I I I I I I I I I I I I Immunization Action Plan Funds are provided for the implementation of an increased age-appropriate level of immunization for children aged birth to two years. The current agreement provides that the Board of Health will receive $11,080. Lead Poisoning Prevention Program Funds are provided for elevated blood level inspection per protocols to identify lead hazards of children. The current agreement provides a maximum payment of $200 per address per year for elevated blood level inspection services. Public Health Preparedness and Response Program Funds are provided for the completion of a local emergency preparedness and response inventory and a submission of a final local public health preparedness plan. The Agency agrees to be a full participant in the Health Alert Network. The current agreement provides that the Board of Health will receive $88,923 which includes $40,192 for the specific threat of panademic influenza. State Programs Food Service Licensing Program Funds are provided for the evaluation, registration, and licensing of food service establishments. The current agreement provides that the Board of Health will receive 80% of annual licensing fees, payable monthly. General Health Services - State Formula Grant Matching funds are provided to help insure that adequate health services are available to the Saline County Community. The current agreement provides that the Board of Health will receive $39,417 payable in quarterly installments. AIDS Counseling and Testing Site Program Funds are provided for the counseling and testing of Acquired Immune Deficiency Syndrome. The current agreement provides that the Board of Health will receive $3,752. Local Environmental Protection Program Funds are provided for the development and implementation of the Lincoln, Ellsworth, Ottawa, and Saline County Sanitary Codes. The current agreement provides that the Board of Health will receive $50,478. Tuberculosis Control Program Funds are provided to expand services for people with low income who are not eligible for medicaid, have no health insurance and no other means of payment for diagnosis and/or treatment of tuberculosis. The current contract agreement provides that the Board of Health will receive $5,000. The Board of Health periodically receives payments in advance or reimbursements to finance expenditures incurred in administering the above programs. The following schedules summarize accounts receivable and deferred income at December 31, 2008 and 2007: Accounts Receivable Special Supplemental Food Program for Women, Infants, and Children Food Service Licensing Program Public Health Preparedness and Response Total Accounts Receivable Deferred Income Local Environmental Protection Program December 31, 2008 2007 $ 123,426 $ 65,953 31,224 24,720 11,338 9,727 $ 165,988 $ 100,400 $ 25,239 $ 25,239 6. Home Health Agency The Board of Health provides services to patients which are reimbursed by third party payers, principally Medicare and Medicaid. Total fees for services include reimbursements made under the Medicare and Medicaid programs. (9) I I I I I I I I I I I I I I I I I I I 7. Defined Benefit Pension Plan Plan Description: The Board of Health participates in the Kansas Public Employees Retirement System (KPERS), a cost-sharing multiple-employer defined benefit pension plan as provided by K.S.A 74-4901, et seq. KPERS provides retirement benefits, life insurance, disability income benefits and death benefits. Kansas law establishes and amends benefit provisions. KPERS issues a publicly available financial report that includes financial statements and required supplementary information. That report may be obtained by writing to KPERS, 611 South Kansas, Suite 100, Topeka, KS 66603-3803 or by calling 1-888-275-5737. Funding Policy: K.S.A 74-4919 establishes the KPERS member-employer contribution rate at 4% of covered salary. The employer collects and remits member-employee contributions according to the provisions of section 414(h) of the Internal Revenue Code. State law provides that the employer contribution rate be determined annually based on the results of an annual actuarial valuation. KPERS is funded on an actuarial reserve bases. State law sets a limitation on annual increases on the contribution rates for KPERS employers. The employer rate established for calendar year 2008 was 5.93%. The Board of Health employer contributions to KPERS for the years ended December 31, 2008, 2007 and 2006 were $123,843, $98,295 and $85,119, respectively, equal to the required contributions for each year. 8. Lease Agreement Commencing March 17,2008, the Board of Health updated their copier lease agreement to include additional copiers and printers. The lease term is 63 months. The lease payment is $3,033 per month. Prior to March 17,2008, the lease payment was $1,703 per month. Total rent expense under this lease was $32,406 and $20,796 for the years ending December 31,2008 and 2007, respectively. Future minimum rental payments required under the lease are as follows: December 31,2009 December 31, 2010 December 31, 2011 December 31,2012 December 31, 2013 $ 36,396 36,396 36,396 36,396 18,198 9. Compliance with Kansas Statutes Deposits were not adequately secured for all months of the 2008 calendar year. 10. Other Post Employment Benefits As provided by K.S.A 12-5040, the municipality allows retirees under age 65 to participate in the group health insurance plan. While each retiree pays the full amount of the applicable premium, conceptually, the local government is subsidizing the retirees because each participant is charged a level premium regardless of age. However, the cost of this subsidy has not been quantified in these financial statements. Under the Consolidated Omnibus Budget Reconciliation Act (COBRA), the municipality makes health care benefits available to eligible former employees and eligible dependents. Certain requirements are outlined by the federal government for this coverage. The premium is paid in full by the insured. The American Recovery and Reinvestment Act of 2009 (ARRA) requires employers and ultimately the federal government to make premium assistance payments for COBRA health plan continuation coverage to certain assistance eligible individuals (AEI) whose employment is involuntarily terminated on any date between September 1, 2008 and December 31, 2009. Under ARRA, the AEI pays 35% of the premium instead of 100% for a nine month period. The Board of Health had no qualifying terminations between September 1, 2008 and December 31,2008. (10) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas SUPPLEMENTAL INFORMATION I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas Schedule 1 GRANTS FROM THE STATE OF KANSAS Federal Programs Maternal and Child Health Program Family Planning Program Women, Infants, and Children Supplemental Food Program Outreach Clinic Services HIV Case Management Child Care Licensing Program Immunization Action Plan STD Control Grant Lead Poisoning Prevention Bioterrorism Preparedness and Response Program AIDS Health Education/Risk Reduction Program Clean Water Act Total Federal Programs For the Year Ended December 31 , 2008 2007 $ 74,626 $ 74,626 38,192 39,651 510,664 397,180 3,900 57,700 62,361 70,877 73,227 9,480 12,680 175 1,200 800 95,045 80,933 8,112 8,451 2,773 868,844 753,809 53,088 62,228 39,509 39,716 50,478 51,944 3,752 3,752 1,592 6,270 3,682 153,097 162,914 $ 1,021,941 $ 916,723 State Programs Food Service Licensing Program General Health Services - State Formula Grant Local Environmental Protection Program AIDS Counseling and Testing Site Program West Nile Virus Program Tuberculosis Control Program Total State Programs Total Grants (11 ) I I I I I I I I I I I I I I I I I I I Title XVIII Title XIX Patients and insurance Home care services Homemaker services Family planning services General nursing clinics Environmental health fees Day care provider fees Senior care fees Child health assessment fees Immunizations Total Fees for Services SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas FEES FOR SERVICES (12) Schedule 2 $ For the Year Ended December 31 , 2008 2007 445,737 $ 399,271 239,888 232,714 98,934 98,405 20,159 25,840 5,817 5,923 41,500 40,481 10,999 92,112 23,758 30,057 13,072 9,860 4,940 3,480 204 4,267 201,025 147,175 1,106,033 $ 1,089,585 $ I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas SINGLE AUDIT SECTION I I I I I I I I I I I I I I I I I I I CLUBlNE& RETTELE CHARfERED Certified Public Accountants rr Robert I. Clubine, C.PA David A. Rettele, C.PA Jay D. Langley, C.P.A. Jon K. Bell, C.PA Leslie M. Corbett, C.PA Stacy J. Sokol, C.PA Marci K. Fox, C.P.A. John T. Millikin, C.PA Linda A. Suelter, C.PA 218 South Santa Fe P.O. Box 2267 Salina, Kansas 67402-2267 Salina 785/825-5479 Salina Fax 785 1 825-2446 Ellsworth 785/472-3915 Ellsworth Fax 785/472-5478 REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Governing Board Salina-Saline County Board of Health Salina, Kansas We have audited the financial statements of Salina-Saline County Board of Health, as of and for the years ended December 31,2008 and 2007 and have issued our report thereon dated July 10, 2009. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, the standards applicable to Government Auditing Standards, issued by the Comptroller Generall of the United States and the Kansas Municipal Audit Guide, prescribed by the Director of Accounts and Reports, Department of the Administration of the State of Kansas. Internal Control Over Financial Reportinq In planning and performing our audit, we considered Salina-Saline County Board of Health's internal control over financial reporting as a basis for designing our auditing procedures for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Salina-Saline County Board of Health's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Salina-Saline County Board of Health's internal control over financial reporting. A control deficiency exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the Salina-Saline County Board of Health's ability to initiate, authorize, record, process or report financial data reliably in accordance with generally accepted accounting principles such that there is more than a remote likelihood that a misstatement of the Salina -Saline County Board of Health's financial statements that is more than inconsequential will not be prevented or detected by the Salina-Saline County Board of Health's internal control. A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that a material misstatement of the financial statements will not be prevented or detected by the Salina-Saline County Board of Health's internal control. Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses, as defined above. Compliance and Other Matters As part of obtaining reasonable assurance about whether Salina-Saline County Board of Health's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. (13) I I I I I I I I I I I I I I I I I I I We noted certain matters that we reported to management of the Salina -Saline County Board of Health in a separate letter dated July 10, 2009. This report is intended for the information and use of the governing board, management, others within the organization and federal awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. Respectf lIy submitted, J~ CLUBINE AND RETTELE, CHARTERED July 10, 2009 (14) I I I I I I I I I I I I I I I I I I I CLUBlNE& RETTELE CHARrERED Certified Public Accountants rr Robert I. Clubine, C.P.A. David A. Rettele, C.P.A. Jay D. Langley, C.PA Jon K. Bell, C.P.A. Leslie M. Corbett, C.P.A. Stacy J. Sokol, C.PA Marci K. Fox, C.PA John T. Millikin, C.P.A. Linda A. Suelter, C.PA 218 South Santa Fe P.O. Box 2267 Salina, Kansas 67402-2267 Salina 785/825-5479 Salina Fax 785 1 825-2446 Ellsworth 785/472-3915 Ellsworth Fax 785/472-5478 REPORT ON COMPLIANCE WITH REQUIREMENTS APPLICABLE TO EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-133 To the Governing Board Salina-Saline County Board of Health Salina, Kansas Compliance We have audited the compliance of the Salina-Saline County Board of Health with the types of compliance requirements described in the OMB Circular A-133 Compliance Supplement that are applicable to each of its major federal programs for the year ended December 31,2008. Salina-Saline County Board of Health's major federal programs are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Compliance with the requirements of laws, regulations, contracts and grants applicable to each of its major federal programs is the responsibility of Salina-Saline County Board of Health's management. Our responsibility is to express an opinion on Salina-Saline County Board of Health's compliance based on our audit. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and OMB Circular A-133, Audits of States, Local GOlfernments, and Non- Profit Organizations. Those standards and OMB Circular A-133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about Salina-Saline County Board of Health's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion. Our audit does not provide a legal determination on Salina-Saline County Board of Health's compliance with those requirements. In our opinion, Salina-Saline County Board of Health complied, in all material respects, with the requirements referred to above that are applicable to each of its major federal programs for the year ended December 31, 2008. Internal Control Over Compliance The management of Salina-Saline County Board of Health is responsible for establishing and maintaining effective internal control over compliance with requirements of laws, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered Salina-Saline County Board of Health's internal control over compliance with requirements that could have a direct and material effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of Salina-Saline County Board of Health's internal control over compliance. A control deficiency in an entity's internal control over compliance exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect noncompliance with a type of compliance requirement of a federal program on a timely basis. A significant deficiency is a control deficiency, or combination of control deficiencies, that adversely affects the entity's ability to administer a federal program such that there is more than a remote likelihood that noncompliance with a type of compliance requirement of a federal program that is more than inconsequential will not be prevented or detected by the entity's internal control. (15) I I I I I I I I I I I I I I I I I I I A material weakness is a significant deficiency, or combination of significant deficiencies, that results in more than a remote likelihood that material noncompliance with a type of compliance requirement of a federal program will not be prevented or detected by the entity's internal control. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and would not necessarily identify all deficiencies in internal control that might be significant deficiencies or material weaknesses. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses, as defined above. This report is intended for the information and use of the governing board, management, others within the organization and federal awarding agencies and pass-through entities, and is not intended to be and should not be used by anyone other than these specified parties. ~b:::e~ CLUBINE AND RETTELE, CHARTERED July 10, 2009 (16) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ended December 31, 2008 Federal Grantor/Pass-Through Grantor/Program Title U.S. Department of Aqriculture Passed Through State of Kansas Department of Health and Environment Special Supplemental Nutrition Program for Women, Infants, and Children U.S. Department of Health and Human Services Passed Through State of Kansas Department of Health and Environment Maternal and Child Health Services Family Planning - Services Immunization Action Plan Acquired Immunodeficiency Syndrome (AIDS) Activity AIDS/HERR HIV Case Management Child Welfare Services Child Care Institutions Licensing Lead Poisoning Prevention Bioterrorism Public Health Preparedness and Response Preventive Health Services STD Control Grant Environmental Protection Aqencv Passed Through State of Kansas Department of Health and Environment Clean Water Act Total The accompanying notes are an integral part of these financial statements. (17) Federal CFDA Number Federal Expenditures 10.557 $ 510,664 93.994 74,626 93.217 38,192 93.268 9,480 93.118 8,112 93.917 57,700 93.596 70,877 66.707 1,200 93.283 95,045 93.977 175 66.460 2,773 $ 868,844 I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS For the Year Ended December 31, 2008 1. Basis of Presentation The accompanying schedule of expenditures of federal awards includes federal grant activity of Salina-Saline County Board of Health and is presented on the modified accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. 2. Subrecipients Of the federal expenditures presented in the schedule, Salina-Saline County Board of Health provided federal awards to subrecipients as follows: Federal Program Amount Provided to CFDA Number Subrecipients Special Supplemental Food Program for Women, Infants and Children 10.557 $ 116,860 (18) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas SCHEDULE OF FINDINGS AND QUESTIONED COSTS For the Year Ended December 31, 2008 Summary of Auditor's Results Financial Statements Type of auditor's report issued: Qualified Internal control over financial reporting: Material weakness(es) identified No Significant deficiencies identified that are not considered to be material weaknesses? None reported Noncompliance material to financial statements noted? No Federal Awards Internal control over major programs: Material weakness(es) identified? No Significant deficiencies identified that are not considered to be material weakness(es) None reported Type of auditor's report issued on compliance for major programs: Unqualified Any audit findings disclosed that are required to be reported in accordance with section 51 O(a) of Circular A-133? No Identification of Maior proqrams: 10.557 Special Supplemental Food Program for Women, Infants and Children Dollar threshold used to distinguish between type A and type B programs: $ 300,000 Auditee qualified as low-risk auditee: Yes Section II - Financial Statement Findings: None Section III - Federal Award Findinqs and Questioned Costs: None (19) I I I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas CORRECTIVE ACTION PLAN For the Year Ended December 31, 2008 None required. (20) I I I I I I I I I I I I I I I I I SALINA-SALINE COUNTY BOARD OF HEALTH Salina, Kansas SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS For the Year Ended December 31,2008 There are no prior audit findings. (21 )