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2000 Annual Report DEPARTMENT OF FINANCE AND ADMINISTRATION 300 West Ash Street- P. O. Box 736 Salina, Kansas 67402-0736 Rodney Franz, Director Telephone (785) 826-7240 -FAX (785) 826-7244 2000 ANNUAL REPORT Department of Finance and Administration February 7, 2001 U:\DDRIVE\Finance General12000 Finance Annual Report.doc -. Summary: Completed projects 2000: $ Implementation of Investment Policy and Procedures $ Design and Implementation of a City Purchasing Card program. $ Developed a Telephone System RFP and award of contract for the City of Salina and Saline County. $ Developed and implemented a standardized application and review process for Special Alcohol Funds, $ Development of a Court Restitution tracking database. $ Participated in implementation of Building Trades Registration $ Development of a Licensing Database $ Participated with other City representatives from the State iri addressing . Salestax system issues. $ Enhanced collection on delinquent accounts in Water Customer Accounting $ Implemented procedUie for billing, collecting, and distributing Payments in Lieu of Taxes in cooperation with Saline County. $ Developed system for standardized budgetary schedule presentation in the CAFR $ Conducted Accounts Payable workshop for departmental clerical staff $ Acquired enhanced meter reading equipment. $ Performed Bank Draft Campaign. $ Implement Fixed Asset System configuration changes. $ Implemented internet bank access with Sunflower Bank. $ Began review of strategy for implementation of GASB 34. $ Projects in Progress/Goals/Objectives 2001 $ Installation of Telephone System $ Cash Receipting for Building services $ Municipal Code On-Line $ Kansas Statutes on-line $ Document Imaging Pilot Project $ Acceptance of Credit Cards Citywide. $ Special Alcohol Program Standardized Reporting $ Fixed Asset ProjectlRFP, including infrastructure, inventories; risk management information. $ Expand Budgetary Schedules system to accommodate non-budget funds, GAAP adjustments/schedules, and GASB 34 adjustments/schedules. U:\DDRIVE\Finance General\2000 Finance Annual Report.doc Project Narratives: ~, .': -, -, - .- Completed projects 2000: ' Implementation of Investment Policy and Procedures The bulk of staff work on this project was completed priorto January 1,2000, however, the City Commission in 2000 adOpted the policy and procedures, and the program was made operational in 2000. Policies provide for authorized institutions, requires obtaining formal bids on investments, and provides for collateralization and safety. Design and Implementation of a City Purchasing Card program. The purchasing card program pmvides cards for employee work groups to replace the older system of open accounts. . Training sessions provided to all card custodians and clerical staff on the requirements of the program, and on data entry instructions to maximize entry efficiency. Use ofthe purchasing cards enhances control over and responsibility for purchasing by providing positive identification of the purchaser and limiting the number of open accounts. By year end, a significant amount of purchasing was occurring on the card system Developed a Telephone System RFP and award of contract for the City of Salina and Saline County. '! Developed RFP, solicited and evaluated proposals and awarded contract to Birch Telecom. Installation of the system is anticipated in the first quarter of 2001. ' Developed and implemented ail standardized application and review process for Special Alcohol Funds. In prior years, applications were prepared using very generalized guidelines, which resulted in inconsistent and incomplete information in applications. Developed a standardized set of information and attachments required. Follow-up project for 2001 is to develop a standardized annual reporting format for the program. ' Development of a Court Restitwtion tracking database. ,'I The Municipal Prosecutor's office processes restitution payments from defendants to victims. The Finance Department assisted in developing a simple database to record and track paym~nts. Participated in implementation ,'of Building Trades Registration 11 Department staff have participated in and spent significant amounts of time in implementing the registration of ,building tradesmen. Development of a Licensing Database, Department staff developed and implemented a database designed,to track the status of licensing for all City licensed occupations. This includes the status of the license ans well as ancillary requirements sych as bonding or insurance requirements. Participated with other City representatives from the State in addressing Sales tax system issues. The Kansas Department of Revenue changed their systems for collecting and distributing Sales taxes, beginning in November 1999. Throughout 2000, and into 2001, City staff was instrumental in reviewing DOR reports and tax distribution information and in assisting them in identifying discrepancies and problems with the new system. PartiCipation in the rE:'}view group resulted in early identification of $50,000 U:\DDRIVEIFlnance General\2000 Finance Annual Report,doc " . . to $100,000 in City of Salina taxes that had either not been distributed, or had been allocated to other governments. .' Enhanced collection on delinquent accounts in W<;lter Customer Accounting Updated software features and ~Iert staff have resulted in increasing direct collections on delinquent accounts from an average of $500 per month in1 999 to about $900 per month in 2000. Ability to do this is a result of the software capability to search by Social Security number when customers request service. . . Implemented procedure for billing, collecting, and distributing Payments in Lieu of Taxes in cooperation with Saline County. ' . Payment in lieu of tax agreements executed with Industrial Revenue Bond issuers had specified a method for calculating the amount of taxes dlje, but had established no administrative mechanism or responsibility for the billing' and collection of the amounts due. Developed system of certification, billing, and collection in cooperation with the Saline County Appraiser, Clerk, and Treasurer; Resulted in one time collection of $40,000 in delinquent PilOT, as well as assuring timely collection of future amounts.. Developed system for standardized budgetary schedule presentation in the CAFR In prior years, budgetary schedules in the Comprehensive Annual Financial report were calculated manually, according to classifications determined by the auditors. These . were sometimes inconsistent an'd inaccurate from year to year; The revised system relies on Showcase queries, Excel spreadsheets, and a standardized classification' schema to make these presentations more comparable from year to year; Results in some Audit efficiencies. Conducted Accounts Payableworkshop for departmental clerical staff Staff conducted accounts payable entry workshops for all clerical staff to train them on system updates and enhancem~nts. Acquired enhanced meter reading equipment. The Water Customer Accounting Division acquired updated meter reading equipment providing the capability of reading both the obsolete ARB-5 interface, the touchpad interface, and a radio read capability. This will allow us to begin installing the newer and more reliable touch pad met~r interfaces, with potential savings in installation costs relating to cabling, Performed Bank Draft Campaign In November, the Water Custonier Accounting Division mailed Bank Draft solicitations to all customers on thesystem,iAs a result, we have added 419 new customers to bank draft status, bringing the total to 2,447 accounts, or 12.85% of our customers. Payment by draft offers substantial convenience and financial benefits to our customers, Bank drafts may requce cash flow, and reduce late payment and reconnect fees. However, the City of Salina saves about $0.13 per draft in processing cost, and also benefits from reduced traffic through the facility. Implement Fixed Asset System configuration changes. Over a period of years, through software changes and enhancements, many information fields on the systemjhave become out of date. In conjunction with Information Services, these fields have now been updated, and the standard system fixed asset reports are now accurately reflect about 90% of what was entered to the system. U:\DDRIVE\Finance General12000 Finance Annual Report.doc ., Implemented internet bank acq;ess with Sunflower Bank. This is a new product offered by Sunflower bank. Currently using system for balance inquiry and ACH transfers for payroll. We are planning to extend this to ACH transfers for Water Customer Accounting' in the next severalrnonths. Wire transfers using this service are still problematic. Began review of strategy for il'Dplementationof GASB 34. Staff has reviewed requirements of GASB 34 and established a list of issues that need to be addressed. Fixed asset recount and update is budgeted for 20001 i including infrastructure. . . Projects in Progress/Goal~/Objectives 2001 Installation of Telephone System Installation of the system is scheduled for the first quarter of 2001. . .1 ' , . Cash Receipting for Building services Installed receipting software and printer, established procedures for Building Services to accept check payments for perr]1it fees. Customer Service enhancement. Municipal Code On-Line Project in progress. In cooperation with City Manage(s office. Kansas Statutes on-line'" Project in progress. In cooperation with City Manager's office. Document Imaging Pilot Projec::t Equipment purchased and installed. Installing some test data to review capabilities of system and for training purposes. ;1 Acceptance of Credit Cards Citywide. Initiated project in early 2000. Data gathered, preliminary draft report underway. Pending staffing. Special Alcohol Program Standardized Reporting Implement standardized reporting to match application content. Fixed Asset Project/RFP, including infrastructure, inventories, risk management' information. Project budgeted for2001. Partially related to GASB 34 requirements, but also related to our need to rationalize our fixed asset and property management system. Project includes acquisition of software appropriate to differing needs of Asset management. Expand Budgetary Schedules ~ystem to accommodate non-budget funds, GAAP adjustments/schedules, and GASB 34 adjustments/schedules. Partially related toGASB 34, but also related to control of presentation format and furthur audit efficiencies. U:IDDRIVEIFinance General\2000 Finance Annual Report.doc'